LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2021
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 423
- +9 vs. Q2 2021
- Shares held
- 76.9M
- +923.6K (+1.2%) vs. Q2 2021
- Total value
- $12.1B
- +$1.80B (+17.5%) vs. Q2 2021
- New holders
- 57
- 161 more added
- Sold out
- 48
- 137 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Janus Henderson Group PLC | 7,812,267 | $1.22B | 0.54% | −109,508−1.4% | Reduced |
| Vanguard Group Inc | 6,903,463 | $1.08B | 0.03% | −195,031−2.7% | Reduced |
| BlackRock Inc. | 3,623,193 | $568.0M | 0.02% | −140,679−3.7% | Reduced |
| Wellington Management Group LLP | 3,028,512 | $474.7M | 0.08% | +159,694+5.6% | Added |
| Samlyn Capital, LLC | 2,600,827 | $407.7M | 5.97% | +54,622+2.1% | Added |
| Wells Fargo & Company | 2,520,811 | $395.2M | 0.09% | +6,233+0.2% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 2,297,356 | $360.1M | 0.87% | +150,473+7.0% | Added |
| Clarkston Capital Partners, LLC | 2,286,647 | $358.5M | 6.44% | +1,958+0.1% | Added |
| FMR LLC | 1,990,712 | $312.1M | 0.02% | +135,382+7.3% | Added |
| Eagle Asset Management Inc | 1,937,595 | $303.7M | 1.37% | +70,622+3.8% | Added |
| Invesco Ltd. | 1,925,717 | $301.9M | 0.08% | −88,448−4.4% | Reduced |
| Southpoint Capital Advisors LP | 1,500,000 | $235.1M | 5.02% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 1,477,203 | $231.6M | 0.05% | +355,040+31.6% | Added |
| Artisan Partners Limited Partnership | 1,268,525 | $198.9M | 0.24% | +182,071+16.8% | Added |
| State Street Corp | 1,198,204 | $187.8M | 0.01% | −1,081−0.1% | Reduced |
| Westfield Capital Management Co LP | 1,176,494 | $184.4M | 1.11% | +191,330+19.4% | Added |
| Geode Capital Management, LLC | 1,112,007 | $174.3M | 0.02% | −188,587−14.5% | Reduced |
| American Century Companies Inc | 1,052,798 | $165.0M | 0.11% | −10,862−1.0% | Reduced |
| Frontier Capital Management Co LLC | 997,723 | $156.4M | 1.23% | −65,938−6.2% | Reduced |
| Dimensional Fund Advisors LP | 994,871 | $156.0M | 0.05% | +6,702+0.7% | Added |
| Alliancebernstein L.P. | 974,141 | $152.7M | 0.06% | −85,436−8.1% | Reduced |
| Nuveen Asset Management, LLC | 968,689 | $151.9M | 0.05% | +490,955+102.8% | Added |
| Victory Capital Management Inc | 928,647 | $145.6M | 0.14% | +206,486+28.6% | Added |
| Voya Investment Management LLC | 826,875 | $129.6M | 0.26% | +203,012+32.5% | Added |
| HG Vora Capital Management, LLC | 800,000 | $125.4M | 4.75% | −200,000−20.0% | Reduced |
| Junto Capital Management LP | 785,153 | $123.1M | 3.88% | +268,465+52.0% | Added |
| Millennium Management LLC | 765,379 | $120.0M | 0.16% | +35,362+4.8% | Added |
| First Pacific Advisors, LP | 725,628 | $113.7M | 1.48% | −71,056−8.9% | Reduced |
| Norges Bank | 724,748 | $113.6M | 0.03% | −43,151−5.6% | Reduced |
| ArrowMark Colorado Holdings LLC | 723,967 | $113.5M | 0.89% | +29,899+4.3% | Added |
| Artemis Investment Management LLP | 689,733 | $108.1M | 0.86% | +9,595+1.4% | Added |
| Charles Schwab Investment Management Inc | 640,717 | $100.4M | 0.03% | +14,170+2.3% | Added |
| Fairview Capital Investment Management, LLC | 637,664 | $100.0M | 6.82% | −834−0.1% | Reduced |
| Price T Rowe Associates Inc | 621,181 | $97.4M | 0.01% | +16,746+2.8% | Added |
| Argent Capital Management LLC | 610,300 | $95.7M | 3.03% | −5,847−0.9% | Reduced |
| Vaughan Nelson Investment Management, L.P. | 560,571 | $87.9M | 0.89% | +10,200+1.9% | Added |
| Engle Capital Management, L.P. | 560,000 | $87.8M | 14.54% | +43,000+8.3% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 519,745 | $81.5M | 0.90% | −95,324−15.5% | Reduced |
| Point72 Asset Management, L.P. | 518,279 | $81.2M | 0.39% | +328,879+173.6% | Added |
| Deutsche Bank AG | 513,509 | $80.5M | 0.04% | +359,609+233.7% | Added |
| UBS Asset Management Americas Inc | 495,641 | $77.7M | 0.03% | +95,673+23.9% | Added |
| Iridian Asset Management LLC | 482,649 | $75.7M | 2.36% | −193,627−28.6% | Reduced |
| Marshall Wace Asia Ltd | 469,142 | $73.5M | 1.74% | +114,288+32.2% | Added |
| Raymond James & Associates | 429,347 | $67.3M | 0.06% | −22,340−4.9% | Reduced |
| Bank of America Corp | 429,180 | $67.3M | 0.01% | +263+0.1% | Added |
| Epoch Investment Partners, Inc. | 397,833 | $62.4M | 0.35% | +11,678+3.0% | Added |
| Northern Trust Corp | 393,134 | $61.6M | 0.01% | −17,470−4.3% | Reduced |
| TD Asset Management Inc | 388,804 | $60.9M | 0.06% | −1,651−0.4% | Reduced |
| Federated Hermes, Inc. | 322,215 | $50.5M | 0.10% | −7,481−2.3% | Reduced |
| Agf Investments Inc. | 322,183 | $50.5M | 0.39% | +103,060+47.0% | Added |
| JPMorgan Chase & Co | 320,500 | $50.2M | 0.01% | −18,676−5.5% | Reduced |
| CIBC Asset Management Inc | 311,587 | $48.8M | 0.20% | −1,698−0.5% | Reduced |
| Goldman Sachs Group Inc | 252,394 | $39.6M | 0.01% | −1,787−0.7% | Reduced |
| Reinhart Partners, Inc. | 223,309 | $35.0M | 1.78% | −28,413−11.3% | Reduced |
| Trillium Asset Management, LLC | 213,137 | $33.4M | 0.88% | +44,065+26.1% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 205,431 | $32.2M | 0.63% | +493+0.2% | Added |
| Primecap Management Co | 204,000 | $32.0M | 0.02% | 00.0% | Unchanged |
| Macquarie Group Ltd | 201,976 | $31.7M | 0.03% | −112,958−35.9% | Reduced |
| New York State Common Retirement Fund | 198,341 | $31.1M | 0.03% | +18,857+10.5% | Added |
| Chiron Investment Management, LLC | 198,159 | $31.1M | 4.92% | −26,225−11.7% | Reduced |
| Fort Washington Investment Advisors Inc | 197,751 | $31.0M | 0.20% | −5,266−2.6% | Reduced |
| Eaton Vance Management | 196,950 | $30.9M | 0.04% | −13,174−6.3% | Reduced |
| LMR Partners LLP | 187,242 | $29.4M | 0.41% | +187,242 | New |
| California Public Employees Retirement System | 181,411 | $28.4M | 0.02% | +568+0.3% | Added |
| Swiss National Bank | 176,600 | $27.7M | 0.02% | +1,000+0.6% | Added |
| Thornburg Investment Management Inc | 176,534 | $27.7M | 0.34% | −2,407−1.3% | Reduced |
| Panagora Asset Management Inc | 174,974 | $27.4M | 0.15% | −5,989−3.3% | Reduced |
| Assenagon Asset Management S.A. | 173,004 | $27.1M | 0.11% | −32,594−15.9% | Reduced |
| Allianz Asset Management GmbH | 171,403 | $26.9M | 0.02% | +23,262+15.7% | Added |
| Cramer Rosenthal McGlynn LLC | 168,769 | $26.5M | 0.90% | +168,769 | New |
| SEI Investments Co | 161,507 | $25.3M | 0.05% | +28,694+21.6% | Added |
| Boston Partners | 156,676 | $24.6M | 0.03% | −3,825−2.4% | Reduced |
| Cookson Peirce & Co Inc | 146,477 | $23.0M | 1.40% | +3,532+2.5% | Added |
| Man Group plc | 145,689 | $22.8M | 0.08% | +26,043+21.8% | Added |
| Employees Retirement System of Texas | 143,988 | $22.6M | 0.26% | −12,000−7.7% | Reduced |
| Parametric Portfolio Associates LLC | 137,532 | $21.6M | 0.01% | +9,335+7.3% | Added |
| California State Teachers Retirement System | 135,253 | $21.2M | 0.03% | −3,657−2.6% | Reduced |
| Envestnet Asset Management Inc | 123,684 | $19.4M | 0.01% | +4,611+3.9% | Added |
| William Blair Investment Management, LLC | 122,700 | $19.2M | 0.05% | −17,170−12.3% | Reduced |
| Captrust Financial Advisors | 119,451 | $18.7M | 0.16% | +15,384+14.8% | Added |
| Royal Bank of Canada | 114,527 | $18.0M | 0.01% | +9,816+9.4% | Added |
| Hennessy Advisors Inc | 113,000 | $17.7M | 1.06% | −7,100−5.9% | Reduced |
| ExodusPoint Capital Management, LP | 101,642 | $15.9M | 0.24% | +48,176+90.1% | Added |
| Stifel Financial Corp | 101,340 | $15.9M | 0.02% | +5,838+6.1% | Added |
| BlueMar Capital Management, LLC | 100,350 | $15.7M | 4.10% | +385+0.4% | Added |
| State Board of Administration of Florida Retirement System | 99,250 | $15.6M | 0.03% | −1,765−1.7% | Reduced |
| Pinebridge Investments, L.P. | 98,460 | $15.4M | 0.18% | −24,005−19.6% | Reduced |
| Morgan Stanley | 92,637 | $14.5M | 0.00% | −189,089−67.1% | Reduced |
| Calamos Advisors LLC | 91,818 | $14.4M | 0.07% | +16,015+21.1% | Added |
| Nisa Investment Advisors, LLC | 91,184 | $14.3M | 0.09% | +18,302+25.1% | Added |
| Nordea Investment Management AB | 88,825 | $14.2M | 0.02% | +992+1.1% | Added |
| Credit Suisse AG | 85,913 | $13.5M | 0.01% | −1,006−1.2% | Reduced |
| Comerica Bank | 76,131 | $13.3M | 0.08% | +10,922+16.7% | Added |
| Legal & General Group Plc | 75,797 | $11.9M | 0.00% | +2,870+3.9% | Added |
| New York State Teachers Retirement System | 75,563 | $11.8M | 0.03% | +75,563 | New |
| Rhumbline Advisers | 73,411 | $11.5M | 0.02% | −977−1.3% | Reduced |
| Knights of Columbus Asset Advisors LLC | 69,615 | $10.9M | 0.98% | +689+1.0% | Added |
| Point72 Europe (London) LLP | 68,300 | $10.7M | 6.23% | +36,100+112.1% | Added |
| Venturi Wealth Management, LLC | 68,210 | $10.7M | 0.90% | −3,384−4.7% | Reduced |
| Schroder Investment Management Group | 65,927 | $10.3M | 0.02% | +64,951+6,654.8% | Added |