LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2021
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 423
- +9 vs. Q2 2021
- Shares held
- 76.9M
- +923.6K (+1.2%) vs. Q2 2021
- Total value
- $12.1B
- +$1.80B (+17.5%) vs. Q2 2021
- New holders
- 57
- 161 more added
- Sold out
- 48
- 137 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raffa Wealth Management, LLC | 5 | $784 | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 9 | $1.00K | 0.00% | −6−40.0% | Reduced |
| Sound Income Strategies, LLC | 7 | $1.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 12 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 13 | $2.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 13 | $2.00K | 0.00% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 14 | $2.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 11 | $2.00K | 0.00% | +7+175.0% | Added |
| Meridian Wealth Partners, LLC | 9 | $2.00K | 0.00% | +9 | New |
| Cordant, Inc. | 11 | $2.00K | 0.00% | +11 | New |
| Ellevest, Inc. | 18 | $3.00K | 0.00% | −1−5.3% | Reduced |
| Geneos Wealth Management Inc. | 21 | $3.00K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 18 | $3.00K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 20 | $3.13K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 24 | $4.00K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 23 | $4.00K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 23 | $4.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 24 | $4.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 29 | $4.55K | 0.00% | −10−25.6% | Reduced |
| Earnest Partners LLC | 29 | $5.00K | 0.00% | 00.0% | Unchanged |
| Aua Capital Management, LLC | 31 | $5.00K | 0.00% | 00.0% | Unchanged |
| NVWM, LLC | 29 | $5.00K | 0.00% | +29 | New |
| Bell Investment Advisors, Inc | 31 | $5.00K | 0.00% | +31 | New |
| Harbour Investments, Inc. | 39 | $6.00K | 0.00% | +2+5.4% | Added |
| Walleye Trading LLC | 37 | $6.00K | 0.00% | +37 | New |
| Consolidated Planning Corp | 43 | $7.00K | 0.00% | +43 | New |
| Total Clarity Wealth Management, Inc. | 50 | $8.00K | 0.00% | +50 | New |
| D'Orazio & Associates, Inc. | 56 | $9.00K | 0.00% | +56 | New |
| Guidance Point Advisors, LLC | 75 | $11.0K | 0.00% | +75 | New |
| Farmers & Merchants Investments Inc | 75 | $12.0K | 0.00% | +4+5.6% | Added |
| Plante Moran Financial Advisors, LLC | 74 | $12.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 85 | $13.0K | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 88 | $14.0K | 0.00% | −388−81.5% | Reduced |
| Lindbrook Capital, LLC | 89 | $14.0K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 83 | $14.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 123 | $19.0K | 0.00% | −86−41.1% | Reduced |
| Covington Capital Management | 133 | $21.0K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 131 | $21.0K | 0.00% | +21+19.1% | Added |
| Huntington National Bank | 155 | $24.0K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 161 | $25.0K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 159 | $25.0K | 0.00% | +33+26.2% | Added |
| Fifth Third Bancorp | 171 | $27.0K | 0.00% | −14−7.6% | Reduced |
| Jackson, Grant Investment Advisers, Inc. | 181 | $28.0K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 178 | $28.0K | 0.01% | 00.0% | Unchanged |
| Better Money Decisions, LLC | 179 | $28.0K | 0.02% | 00.0% | Unchanged |
| Bessemer Group Inc | 188 | $29.0K | 0.00% | −3,427−94.8% | Reduced |
| Manchester Capital Management LLC | 185 | $29.0K | 0.00% | +124+203.3% | Added |
| Liberty Wealth Management LLC | 177 | $29.0K | 0.01% | +158+831.6% | Added |
| Acadian Asset Management LLC | 204 | $31.0K | 0.00% | +204 | New |
| Cubist Systematic Strategies, LLC | 208 | $33.0K | 0.00% | −27,796−99.3% | Reduced |
| First Horizon Advisors, Inc. | 220 | $34.0K | 0.00% | +80+57.1% | Added |
| Harvest Fund Management Co., Ltd | 254 | $39.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 296 | $46.0K | 0.00% | +149+101.4% | Added |
| Quadrant Capital Group LLC | 368 | $58.0K | 0.01% | +212+135.9% | Added |
| Global Retirement Partners, LLC | 389 | $61.0K | 0.01% | +103+36.0% | Added |
| Rockefeller Capital Management L.P. | 393 | $61.0K | 0.00% | +316+410.4% | Added |
| Gables Capital Management Inc. | 400 | $63.0K | 0.04% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 419 | $65.7K | 0.01% | +419 | New |
| Tower Research Capital LLC (TRC) | 452 | $71.0K | 0.00% | −2,791−86.1% | Reduced |
| Capital Analysts, LLC | 455 | $71.0K | 0.00% | 00.0% | Unchanged |
| Fred Alger Management, LLC | 461 | $72.0K | 0.00% | −51−10.0% | Reduced |
| Sandy Spring Bank | 481 | $75.0K | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 509 | $79.0K | 0.01% | +96+23.2% | Added |
| Signaturefd, LLC | 519 | $81.0K | 0.00% | +164+46.2% | Added |
| Neo Ivy Capital Management | 1,085 | $85.0K | 0.10% | +330+43.7% | Added |
| IFP Advisors, Inc | 546 | $86.0K | 0.00% | −100−15.5% | Reduced |
| TSFG, LLC | 657 | $103.0K | 0.04% | +1+0.2% | Added |
| Smithfield Trust Co | 670 | $105.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 674 | $106.0K | 0.02% | 00.0% | Unchanged |
| State of Wyoming | 766 | $120.0K | 0.08% | +88+13.0% | Added |
| Belpointe Asset Management LLC | 766 | $120.0K | 0.01% | +766 | New |
| Systematic Alpha Investments, LLC | 760 | $125.0K | 0.01% | 00.0% | Unchanged |
| Jacobi Capital Management LLC | 941 | $148.0K | 0.02% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 950 | $149.0K | 0.00% | +250+35.7% | Added |
| Sofos Investments, Inc. | 0 | $157.0K | 0.11% | 0 | Unchanged |
| Leonteq Securities AG | 1,034 | $162.1K | 0.01% | +1,034 | New |
| Canada Pension Plan Investment Board | 1,075 | $169.0K | 0.00% | +290+36.9% | Added |
| Heritage Wealth Management, LLC | 1,264 | $198.0K | 0.07% | +168+15.3% | Added |
| Apollon Wealth Management, LLC | 1,276 | $200.0K | 0.03% | +1,276 | New |
| NEXT Financial Group, Inc | 1,283 | $202.0K | 0.02% | −894−41.1% | Reduced |
| Park National Corp | 1,286 | $202.0K | 0.01% | +1,286 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,321 | $207.0K | 0.00% | +1,321 | New |
| Symmetry Partners, LLC | 1,324 | $215.0K | 0.01% | +1,324 | New |
| Proequities, Inc. | 1,379 | $216.0K | 0.01% | +255+22.7% | Added |
| Legacy Wealth Planning, LLC | 1,431 | $224.0K | 0.25% | +1,431 | New |
| Great Diamond Partners, LLC | 1,443 | $226.0K | 0.06% | +1,443 | New |
| Wealth Alliance | 1,475 | $231.0K | 0.05% | +1,475 | New |
| Sanchez Wealth Management Group | 1,495 | $234.0K | 0.11% | +1,495 | New |
| Private Capital Group, LLC | 1,527 | $239.0K | 0.05% | +107+7.5% | Added |
| First National Bank of Omaha | 1,532 | $240.0K | 0.01% | −20−1.3% | Reduced |
| Riverpoint Wealth Management Holdings, LLC | 1,532 | $240.0K | 0.08% | +1,532 | New |
| One Wealth Advisors, LLC | 1,549 | $243.0K | 0.07% | +1,549 | New |
| American International Group, Inc. | 1,563 | $245.0K | 0.00% | −119−7.1% | Reduced |
| Fayez Sarofim & Co | 1,600 | $251.0K | 0.00% | 00.0% | Unchanged |
| Pearl River Capital, LLC | 1,630 | $256.0K | 0.07% | −6,972−81.1% | Reduced |
| HighTower Advisors, LLC | 1,625 | $256.0K | 0.00% | +59+3.8% | Added |
| Engineers Gate Manager LP | 1,640 | $257.0K | 0.01% | −9,842−85.7% | Reduced |
| Greenleaf Trust | 1,670 | $262.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 1,680 | $263.0K | 0.00% | +1,680 | New |
| JT Stratford LLC | 1,684 | $264.0K | 0.08% | +1,684 | New |