LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2021
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 423
- +9 vs. Q2 2021
- Shares held
- 76.9M
- +923.6K (+1.2%) vs. Q2 2021
- Total value
- $12.1B
- +$1.80B (+17.5%) vs. Q2 2021
- New holders
- 57
- 161 more added
- Sold out
- 48
- 137 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 65,803 | $10.3M | 0.01% | −119−0.2% | Reduced |
| Voloridge Investment Management, LLC | 65,412 | $10.3M | 0.07% | −55,947−46.1% | Reduced |
| Brant Point Investment Management LLC | 65,208 | $10.2M | 1.89% | +25,208+63.0% | Added |
| Castleark Management LLC | 64,060 | $10.0M | 0.38% | −10,185−13.7% | Reduced |
| CastleArk Alternatives, LLC | 64,060 | $10.0M | 0.38% | +64,060 | New |
| Brandywine Global Investment Management, LLC | 62,653 | $9.82M | 0.07% | −4,224−6.3% | Reduced |
| Russell Investments Group, Ltd. | 62,385 | $9.78M | 0.02% | +14,341+29.8% | Added |
| Gillson Capital LP | 61,084 | $9.58M | 0.70% | +61,084 | New |
| Natixis Advisors, L.P. | 60,743 | $9.52M | 0.04% | +1,064+1.8% | Added |
| Azora Capital LP | 60,657 | $9.51M | 1.13% | −76,508−55.8% | Reduced |
| Schonfeld Strategic Advisors LLC | 59,762 | $9.37M | 0.11% | +3,032+5.3% | Added |
| Ameriprise Financial Inc | 57,294 | $8.98M | 0.00% | +9,730+20.5% | Added |
| US Bancorp | 56,722 | $8.89M | 0.02% | +2,365+4.4% | Added |
| Bank of Nova Scotia | 55,493 | $8.70M | 0.02% | +41,100+285.6% | Added |
| Three Peaks Capital Management, LLC | 55,265 | $8.66M | 2.88% | +4,904+9.7% | Added |
| Janney Montgomery Scott LLC | 50,341 | $7.89M | 0.03% | +1,919+4.0% | Added |
| UBS Group AG | 49,279 | $7.73M | 0.00% | −8,163−14.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 48,935 | $7.67M | 0.01% | +1,435+3.0% | Added |
| Icon Advisers Inc | 48,400 | $7.59M | 1.29% | +48,400 | New |
| AQR Capital Management LLC | 47,284 | $7.41M | 0.01% | +4,598+10.8% | Added |
| Public Employees Retirement System of Ohio | 47,173 | $7.39M | 0.03% | −568−1.2% | Reduced |
| HRT Financial LP | 46,486 | $7.29M | 0.04% | +46,486 | New |
| First Trust Advisors LP | 44,745 | $7.01M | 0.01% | −116,967−72.3% | Reduced |
| Kennedy Capital Management, Inc. | 44,651 | $7.00M | 0.16% | −2,520−5.3% | Reduced |
| Two Sigma Advisers, LP | 44,600 | $6.99M | 0.02% | −6,600−12.9% | Reduced |
| James Investment Research Inc | 44,516 | $6.98M | 0.65% | −36,436−45.0% | Reduced |
| Capitolis Advisors LLC | 39,262 | $6.77M | 0.06% | 00.0% | Unchanged |
| State of New Jersey Common Pension Fund D | 42,157 | $6.61M | 0.02% | −2,573−5.8% | Reduced |
| Community Trust & Investment Co | 41,326 | $6.48M | 0.54% | +41,326 | New |
| Citigroup Inc | 41,104 | $6.44M | 0.01% | −10,761−20.7% | Reduced |
| D. E. Shaw & Co., Inc. | 39,214 | $6.15M | 0.01% | −93,089−70.4% | Reduced |
| Rafferty Asset Management, LLC | 38,232 | $5.99M | 0.04% | −6,853−15.2% | Reduced |
| Pathstone Family Office, LLC | 36,528 | $5.73M | 0.17% | +2,018+5.8% | Added |
| Truist Financial Corp | 35,314 | $5.54M | 0.01% | +3,006+9.3% | Added |
| Advantage Alpha Capital Partners LP | 34,657 | $5.43M | 0.99% | +4,235+13.9% | Added |
| Otter Creek Advisors, LLC | 34,121 | $5.35M | 4.40% | +18,225+114.7% | Added |
| Bridgewater Associates, LP | 32,591 | $5.11M | 0.03% | +7,123+28.0% | Added |
| ClariVest Asset Management LLC | 32,261 | $5.06M | 0.16% | −907−2.7% | Reduced |
| Citadel Advisors LLC | 32,151 | $5.04M | 0.01% | −134,950−80.8% | Reduced |
| NN Investment Partners Holdings N.V. | 31,686 | $4.97M | 0.03% | +14,047+79.6% | Added |
| Foster Victor Wealth Advisors, LLC | 31,661 | $4.96M | 0.79% | +5,119+19.3% | Added |
| Barclays PLC | 31,282 | $4.90M | 0.00% | −33,049−51.4% | Reduced |
| PFS Investments Inc. | 29,287 | $4.89M | 0.10% | +6,545+28.8% | Added |
| Renaissance Technologies LLC | 30,564 | $4.79M | 0.01% | −32,690−51.7% | Reduced |
| Los Angeles Capital Management LLC | 30,105 | $4.72M | 0.02% | −1,860−5.8% | Reduced |
| Vestmark Advisory Solutions, Inc. | 30,058 | $4.71M | 0.32% | +2,987+11.0% | Added |
| KWB Wealth | 29,047 | $4.55M | 0.81% | +1,658+6.1% | Added |
| Treasurer of the State of North Carolina | 28,672 | $4.50M | 0.03% | +969+3.5% | Added |
| Catalyst Capital Advisors LLC | 28,500 | $4.47M | 0.22% | −1,500−5.0% | Reduced |
| Advisor Group Holdings, Inc. | 28,505 | $4.46M | 0.01% | +926+3.4% | Added |
| Bullseye Asset Management LLC | 27,715 | $4.34M | 1.51% | −207−0.7% | Reduced |
| Principal Financial Group Inc | 26,457 | $4.15M | 0.00% | −3,543−11.8% | Reduced |
| Westpac Banking Corp | 25,300 | $3.97M | 0.04% | −151−0.6% | Reduced |
| Thrivent Financial for Lutherans | 25,143 | $3.94M | 0.01% | −15,093−37.5% | Reduced |
| O'Shaughnessy Asset Management, LLC | 24,060 | $3.77M | 0.08% | +1,659+7.4% | Added |
| Bank of Montreal | 21,856 | $3.48M | 0.00% | −949−4.2% | Reduced |
| Vident Investment Advisory, LLC | 21,866 | $3.43M | 0.10% | +21,866 | New |
| Distillate Capital Partners LLC | 21,866 | $3.43M | 0.91% | +21,866 | New |
| Arizona State Retirement System | 21,776 | $3.41M | 0.03% | +117+0.5% | Added |
| Winthrop Advisory Group LLC | 21,663 | $3.40M | 0.76% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 21,589 | $3.38M | 0.06% | −10,500−32.7% | Reduced |
| Commonwealth Equity Services, LLC | 21,090 | $3.31M | 0.01% | +161+0.8% | Added |
| Bowling Portfolio Management LLC | 21,081 | $3.31M | 0.74% | −65−0.3% | Reduced |
| Clark Capital Management Group, Inc. | 21,031 | $3.30M | 0.05% | +3,321+18.8% | Added |
| Private Advisor Group, LLC | 20,819 | $3.26M | 0.02% | +274+1.3% | Added |
| Globeflex Capital L P | 20,315 | $3.19M | 0.70% | −4,284−17.4% | Reduced |
| Amalgamated Bank | 20,241 | $3.17M | 0.03% | −844−4.0% | Reduced |
| Daiwa Securities Group Inc. | 19,626 | $3.08M | 0.02% | +119+0.6% | Added |
| Bokf, NA | 19,405 | $3.04M | 0.05% | +19,405 | New |
| Kames Capital plc | 17,749 | $2.78M | 0.04% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 17,491 | $2.74M | 0.01% | −39,349−69.2% | Reduced |
| Tributary Capital Management, LLC | 17,200 | $2.70M | 0.21% | +2,200+14.7% | Added |
| TD Private Client Wealth LLC | 16,900 | $2.65M | 0.11% | −194−1.1% | Reduced |
| Baird Financial Group, Inc. | 16,658 | $2.61M | 0.01% | +14,565+695.9% | Added |
| Cornerstone Wealth Management, LLC | 16,371 | $2.57M | 0.27% | −20.0% | Reduced |
| Enterprise Financial Services Corp | 15,892 | $2.49M | 0.32% | +12,958+441.6% | Added |
| Oliver Luxxe Assets LLC | 15,860 | $2.49M | 0.68% | +1,068+7.2% | Added |
| Dana Investment Advisors, Inc. | 15,709 | $2.46M | 0.11% | −144−0.9% | Reduced |
| Yorktown Management & Research Co Inc | 15,700 | $2.46M | 1.85% | +500+3.3% | Added |
| Tocqueville Asset Management L.P. | 15,074 | $2.36M | 0.04% | −1,961−11.5% | Reduced |
| Marshall Wace, LLP | 15,021 | $2.35M | 0.01% | +10,558+236.6% | Added |
| Sovarnum Capital L.P. | 15,000 | $2.35M | 2.22% | +15,000 | New |
| Handelsbanken Fonder AB | 14,481 | $2.27M | 0.01% | 00.0% | Unchanged |
| Utah Retirement Systems | 14,309 | $2.24M | 0.03% | −800−5.3% | Reduced |
| Heron Bay Capital Management | 13,870 | $2.17M | 1.12% | +512+3.8% | Added |
| Impax Asset Management Group plc | 13,677 | $2.14M | 0.01% | 00.0% | Unchanged |
| Maven Securities LTD | 13,400 | $2.10M | 0.24% | +13,400 | New |
| Kalos Management, Inc. | 12,419 | $2.07M | 0.59% | −646−4.9% | Reduced |
| Congress Asset Management Co | 12,774 | $2.00M | 0.02% | +120+0.9% | Added |
| Teacher Retirement System of Texas | 12,772 | $2.00M | 0.01% | +2,339+22.4% | Added |
| CIBC World Markets Inc. | 12,710 | $1.99M | 0.01% | −109−0.9% | Reduced |
| Eqis Capital Management, Inc. | 12,360 | $1.94M | 0.15% | +4,411+55.5% | Added |
| PEAK6 Investments LLC | 12,320 | $1.93M | 0.04% | +7,728+168.3% | Added |
| Fulton Bank, N.A. | 12,234 | $1.92M | 0.09% | −898−6.8% | Reduced |
| Public Employees Retirement Association of Colorado | 11,750 | $1.84M | 0.01% | 00.0% | Unchanged |
| Algert Global LLC | 11,640 | $1.82M | 0.24% | +11,640 | New |
| Susquehanna International Group, LLP | 11,412 | $1.79M | 0.00% | −11−0.1% | Reduced |
| Picton Mahoney Asset Management | 10,795 | $1.69M | 0.07% | +580+5.7% | Added |
| Caldwell Trust Co | 10,767 | $1.69M | 0.21% | −583−5.1% | Reduced |
| Jane Street Group, LLC | 10,569 | $1.66M | 0.00% | −34,056−76.3% | Reduced |