LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2021
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 423
- +9 vs. Q2 2021
- Shares held
- 76.9M
- +923.6K (+1.2%) vs. Q2 2021
- Total value
- $12.1B
- +$1.80B (+17.5%) vs. Q2 2021
- New holders
- 57
- 161 more added
- Sold out
- 48
- 137 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Illinois Municipal Retirement Fund | 10,094 | $1.58M | 0.06% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 10,076 | $1.58M | 0.15% | +156+1.6% | Added |
| FDx Advisors, Inc. | 10,051 | $1.58M | 0.05% | +2,366+30.8% | Added |
| Retirement Capital Strategies | 10,041 | $1.57M | 0.60% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 9,978 | $1.56M | 0.00% | +469+4.9% | Added |
| Shell Asset Management Co | 9,763 | $1.53M | 0.03% | −420−4.1% | Reduced |
| Atria Investments LLC | 9,687 | $1.52M | 0.03% | +9,687 | New |
| Financial Advocates Investment Management | 9,255 | $1.45M | 0.10% | +15+0.2% | Added |
| HSBC Holdings PLC | 9,075 | $1.44M | 0.00% | −4,162−31.4% | Reduced |
| STRS Ohio | 9,118 | $1.43M | 0.01% | −462−4.8% | Reduced |
| Xponance, Inc. | 8,883 | $1.39M | 0.03% | −347−3.8% | Reduced |
| AlphaCrest Capital Management LLC | 8,786 | $1.38M | 0.07% | −4,898−35.8% | Reduced |
| CIBC Private Wealth Group, LLC | 8,590 | $1.35M | 0.00% | −216,538−96.2% | Reduced |
| Verition Fund Management LLC | 8,572 | $1.34M | 0.02% | +8,572 | New |
| NewEdge Wealth, LLC | 8,391 | $1.31M | 0.08% | +846+11.2% | Added |
| Pitcairn Co | 8,214 | $1.29M | 0.09% | −125−1.5% | Reduced |
| Freedman Financial Associates, Inc. | 7,962 | $1.25M | 0.91% | 00.0% | Unchanged |
| TrimTabs Asset Management, LLC | 7,929 | $1.23M | 0.60% | +3,634+84.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,711 | $1.21M | 0.01% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 7,637 | $1.20M | 0.02% | +162+2.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 7,531 | $1.18M | 0.00% | +807+12.0% | Added |
| Phoenix Holdings Ltd. | 7,145 | $1.13M | 0.02% | +7,145 | New |
| First Republic Investment Management, Inc. | 7,156 | $1.12M | 0.00% | −2,173−23.3% | Reduced |
| Prescott Group Capital Management, L.L.C. | 7,000 | $1.10M | 0.30% | 00.0% | Unchanged |
| ProShare Advisors LLC | 6,926 | $1.09M | 0.00% | +76+1.1% | Added |
| Ci Investments Inc. | 6,764 | $1.06M | 0.00% | +704+11.6% | Added |
| Kestra Private Wealth Services, LLC | 6,632 | $1.04M | 0.06% | +218+3.4% | Added |
| Virginia Retirement Systems Et Al | 6,600 | $1.03M | 0.01% | +200+3.1% | Added |
| King Luther Capital Management Corp | 6,420 | $1.01M | 0.00% | −130−2.0% | Reduced |
| Great West Life Assurance Co | 6,240 | $984.0K | 0.00% | −104−1.6% | Reduced |
| Sumitomo Life Insurance Co | 6,241 | $978.0K | 0.03% | −275−4.2% | Reduced |
| Maryland State Retirement & Pension System | 6,006 | $957.0K | 0.03% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 5,946 | $932.0K | 0.00% | 00.0% | Unchanged |
| Aureus Asset Management, LLC | 5,905 | $926.0K | 0.06% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 5,947 | $926.0K | 0.00% | +3,529+145.9% | Added |
| Versor Investments LP | 5,900 | $925.0K | 0.03% | +3,065+108.1% | Added |
| Prudential Financial Inc | 6,247 | $922.0K | 0.00% | −1,227−16.4% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 5,825 | $913.0K | 0.08% | +1,074+22.6% | Added |
| Raymond James Trust N.A. | 5,806 | $910.0K | 0.03% | −1,382−19.2% | Reduced |
| LVW Advisors, LLC | 5,579 | $875.0K | 0.15% | +121+2.2% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 5,574 | $873.8K | 0.00% | 00.0% | Unchanged |
| Edgestream Partners, L.P. | 5,501 | $862.0K | 0.05% | −3,958−41.8% | Reduced |
| Pictet Asset Management SA | 5,400 | $847.0K | 0.00% | +5,400 | New |
| Metropolitan Life Insurance Co | 5,338 | $836.8K | 0.01% | −175−3.2% | Reduced |
| Asset Management One Co.,Ltd. | 5,259 | $824.0K | 0.00% | +45+0.9% | Added |
| Brown Brothers Harriman & Co | 5,109 | $801.0K | 0.00% | −67−1.3% | Reduced |
| Old Mission Capital LLC | 5,096 | $799.0K | 0.04% | +5,096 | New |
| Crestline Management, LP | 5,044 | $791.0K | 0.08% | +5,044 | New |
| Capital Asset Advisory Services LLC | 4,889 | $766.0K | 0.09% | +5+0.1% | Added |
| Navellier & Associates Inc | 4,824 | $756.0K | 0.11% | −90−1.8% | Reduced |
| First Mercantile Trust Co | 4,806 | $754.0K | 0.10% | −389−7.5% | Reduced |
| Snowden Capital Advisors LLC | 4,755 | $745.4K | 0.04% | −25,170−84.1% | Reduced |
| Logan Capital Management Inc | 4,600 | $721.0K | 0.03% | 00.0% | Unchanged |
| Oppenheimer Asset Management Inc. | 4,589 | $720.0K | 0.01% | −119−2.5% | Reduced |
| MML Investors Services, LLC | 4,441 | $696.0K | 0.01% | −830−15.7% | Reduced |
| Kestra Advisory Services, LLC | 4,423 | $693.0K | 0.01% | +1,142+34.8% | Added |
| Jefferies Group LLC | 4,310 | $675.6K | 0.02% | +4,310 | New |
| SkyView Investment Advisors, LLC | 4,274 | $670.0K | 0.19% | +4,011+1,525.1% | Added |
| Manufacturers Life Insurance Company, The | 4,170 | $654.0K | 0.00% | +2,571+160.8% | Added |
| Van Leeuwen & Company, LLC | 4,098 | $642.0K | 0.39% | 00.0% | Unchanged |
| KB Financial Partners, LLC | 3,981 | $624.0K | 0.23% | +685+20.8% | Added |
| Advisor OS, LLC | 3,928 | $615.0K | 0.13% | +621+18.8% | Added |
| Independent Advisor Alliance | 3,810 | $597.0K | 0.03% | +478+14.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 3,782 | $593.0K | 0.00% | +760+25.1% | Added |
| The PNC Financial Services Group, Inc. | 3,604 | $564.0K | 0.00% | +52+1.5% | Added |
| JustInvest LLC | 3,564 | $559.0K | 0.05% | +3,564 | New |
| Ironwood Investment Counsel, LLC | 3,535 | $554.0K | 0.14% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 3,526 | $553.0K | 0.39% | +3,467+5,876.3% | Added |
| Intersect Capital LLC | 3,519 | $552.0K | 0.09% | +405+13.0% | Added |
| Toth Financial Advisory Corp | 3,450 | $541.0K | 0.08% | +3,450 | New |
| Derby & Company, Inc | 3,400 | $533.0K | 0.11% | 00.0% | Unchanged |
| XTX Topco Ltd | 3,394 | $532.0K | 0.18% | −1,314−27.9% | Reduced |
| Leuthold Group, LLC | 3,357 | $526.0K | 0.06% | 00.0% | Unchanged |
| Bickling Financial Services, Inc. | 3,329 | $522.0K | 0.26% | +5+0.2% | Added |
| O'Shares Investment Advisers, LLC | 3,294 | $516.0K | 0.04% | +3,294 | New |
| Squarepoint Ops LLC | 3,287 | $515.0K | 0.00% | −10,771−76.6% | Reduced |
| Pittenger & Anderson Inc | 3,260 | $511.0K | 0.03% | −335−9.3% | Reduced |
| Glenview Trust Co | 3,243 | $508.0K | 0.02% | +652+25.2% | Added |
| NFJ Investment Group, LLC | 3,022 | $474.0K | 0.01% | −45−1.5% | Reduced |
| Ritholtz Wealth Management | 3,000 | $470.0K | 0.03% | +723+31.8% | Added |
| Guggenheim Capital LLC | 2,971 | $466.0K | 0.00% | +34+1.2% | Added |
| Walleye Capital LLC | 2,936 | $460.0K | 0.01% | +2,936 | New |
| Quantitative Investment Management, LLC | 2,912 | $456.0K | 0.04% | +905+45.1% | Added |
| SG Americas Securities, LLC | 2,895 | $454.0K | 0.00% | −21,439−88.1% | Reduced |
| Moneta Group Investment Advisors LLC | 2,769 | $434.0K | 0.02% | +850+44.3% | Added |
| Integrated Investment Consultants, LLC | 2,740 | $430.0K | 0.13% | 00.0% | Unchanged |
| Nicholas Investment Partners, LP | 2,738 | $429.0K | 0.03% | −2,038−42.7% | Reduced |
| Quantinno Capital Management LP | 2,722 | $427.0K | 0.48% | 00.0% | Unchanged |
| FORA Capital, LLC | 2,710 | $425.0K | 0.11% | −1,348−33.2% | Reduced |
| Cullen/Frost Bankers, Inc. | 2,700 | $423.0K | 0.01% | 00.0% | Unchanged |
| First Hawaiian Bank | 2,649 | $415.0K | 0.02% | +303+12.9% | Added |
| Zeke Capital Advisors, LLC | 2,647 | $415.0K | 0.02% | +406+18.1% | Added |
| Cetera Investment Advisers | 2,561 | $401.0K | 0.01% | −841−24.7% | Reduced |
| IHT Wealth Management, LLC | 2,417 | $379.0K | 0.03% | −67−2.7% | Reduced |
| Cetera Advisor Networks LLC | 2,390 | $375.0K | 0.01% | +216+9.9% | Added |
| YHB Investment Advisors, Inc. | 2,380 | $373.0K | 0.03% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 2,278 | $357.0K | 0.01% | −326−12.5% | Reduced |
| HighPoint Advisor Group LLC | 2,275 | $357.0K | 0.03% | +271+13.5% | Added |
| London Co of Virginia | 2,270 | $356.0K | 0.00% | 00.0% | Unchanged |
| Parallax Volatility Advisers, L.P. | 2,274 | $356.0K | 0.00% | +183+8.8% | Added |