LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2021
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 423
- +9 vs. Q2 2021
- Shares held
- 76.9M
- +923.6K (+1.2%) vs. Q2 2021
- Total value
- $12.1B
- +$1.80B (+17.5%) vs. Q2 2021
- New holders
- 57
- 161 more added
- Sold out
- 48
- 137 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IBM Retirement Fund | 2,250 | $353.0K | 0.03% | 00.0% | Unchanged |
| MAI Capital Management | 2,209 | $346.0K | 0.01% | +128+6.2% | Added |
| L & S Advisors Inc | 2,200 | $345.0K | 0.04% | +2,200 | New |
| TownSquare Capital, LLC | 2,147 | $337.0K | 0.01% | +2,147 | New |
| Alps Advisors Inc | 2,125 | $333.0K | 0.00% | −30−1.4% | Reduced |
| M&T Bank Corp | 2,024 | $317.0K | 0.00% | −219−9.8% | Reduced |
| ACT Advisors, LLC. | 2,000 | $314.0K | 0.24% | 00.0% | Unchanged |
| WJ Wealth Management, LLC | 2,000 | $314.0K | 0.21% | 00.0% | Unchanged |
| Moody Lynn & Lieberson, LLC | 2,000 | $314.0K | 0.02% | +2,000 | New |
| Alphasimplex Group, LLC | 2,002 | $314.0K | 0.26% | +2,002 | New |
| B. Metzler seel. Sohn & Co. Holding AG | 1,978 | $310.0K | 0.00% | −209−9.6% | Reduced |
| Intercontinental Wealth Advisors, LLC | 1,927 | $302.0K | 0.07% | −280−12.7% | Reduced |
| Ssi Investment Management LLC | 1,909 | $299.0K | 0.02% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,890 | $296.0K | 0.01% | +40+2.2% | Added |
| World Asset Management Inc | 1,870 | $293.0K | 0.03% | −138−6.9% | Reduced |
| Cornerstone Investment Partners, LLC | 1,832 | $287.0K | 0.02% | +1,832 | New |
| Ethic Inc. | 1,800 | $282.0K | 0.03% | +223+14.1% | Added |
| Franklin Resources Inc | 1,776 | $278.0K | 0.00% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 1,776 | $278.0K | 0.01% | +162+10.0% | Added |
| Pennsylvania Capital Management Inc | 1,572 | $275.0K | 0.12% | +1,572 | New |
| Wedge Capital Management L L P | 1,742 | $273.0K | 0.00% | −347−16.6% | Reduced |
| MONECO Advisors, LLC | 1,730 | $271.0K | 0.11% | +6+0.3% | Added |
| JT Stratford LLC | 1,684 | $264.0K | 0.08% | +1,684 | New |
| Davenport & Co LLC | 1,680 | $263.0K | 0.00% | +1,680 | New |
| Greenleaf Trust | 1,670 | $262.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 1,640 | $257.0K | 0.01% | −9,842−85.7% | Reduced |
| Pearl River Capital, LLC | 1,630 | $256.0K | 0.07% | −6,972−81.1% | Reduced |
| HighTower Advisors, LLC | 1,625 | $256.0K | 0.00% | +59+3.8% | Added |
| Fayez Sarofim & Co | 1,600 | $251.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 1,563 | $245.0K | 0.00% | −119−7.1% | Reduced |
| One Wealth Advisors, LLC | 1,549 | $243.0K | 0.07% | +1,549 | New |
| First National Bank of Omaha | 1,532 | $240.0K | 0.01% | −20−1.3% | Reduced |
| Riverpoint Wealth Management Holdings, LLC | 1,532 | $240.0K | 0.08% | +1,532 | New |
| Private Capital Group, LLC | 1,527 | $239.0K | 0.05% | +107+7.5% | Added |
| Sanchez Wealth Management Group | 1,495 | $234.0K | 0.11% | +1,495 | New |
| Wealth Alliance | 1,475 | $231.0K | 0.05% | +1,475 | New |
| Great Diamond Partners, LLC | 1,443 | $226.0K | 0.06% | +1,443 | New |
| Legacy Wealth Planning, LLC | 1,431 | $224.0K | 0.25% | +1,431 | New |
| Proequities, Inc. | 1,379 | $216.0K | 0.01% | +255+22.7% | Added |
| Symmetry Partners, LLC | 1,324 | $215.0K | 0.01% | +1,324 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,321 | $207.0K | 0.00% | +1,321 | New |
| NEXT Financial Group, Inc | 1,283 | $202.0K | 0.02% | −894−41.1% | Reduced |
| Park National Corp | 1,286 | $202.0K | 0.01% | +1,286 | New |
| Apollon Wealth Management, LLC | 1,276 | $200.0K | 0.03% | +1,276 | New |
| Heritage Wealth Management, LLC | 1,264 | $198.0K | 0.07% | +168+15.3% | Added |
| Canada Pension Plan Investment Board | 1,075 | $169.0K | 0.00% | +290+36.9% | Added |
| Leonteq Securities AG | 1,034 | $162.1K | 0.01% | +1,034 | New |
| Sofos Investments, Inc. | 0 | $157.0K | 0.11% | 0 | Unchanged |
| GW&K Investment Management, LLC | 950 | $149.0K | 0.00% | +250+35.7% | Added |
| Jacobi Capital Management LLC | 941 | $148.0K | 0.02% | 00.0% | Unchanged |
| Systematic Alpha Investments, LLC | 760 | $125.0K | 0.01% | 00.0% | Unchanged |
| State of Wyoming | 766 | $120.0K | 0.08% | +88+13.0% | Added |
| Belpointe Asset Management LLC | 766 | $120.0K | 0.01% | +766 | New |
| Graves-Light Private Wealth Management, Inc. | 674 | $106.0K | 0.02% | 00.0% | Unchanged |
| Smithfield Trust Co | 670 | $105.0K | 0.01% | 00.0% | Unchanged |
| TSFG, LLC | 657 | $103.0K | 0.04% | +1+0.2% | Added |
| IFP Advisors, Inc | 546 | $86.0K | 0.00% | −100−15.5% | Reduced |
| Neo Ivy Capital Management | 1,085 | $85.0K | 0.10% | +330+43.7% | Added |
| Signaturefd, LLC | 519 | $81.0K | 0.00% | +164+46.2% | Added |
| Berman Capital Advisors, LLC | 509 | $79.0K | 0.01% | +96+23.2% | Added |
| Sandy Spring Bank | 481 | $75.0K | 0.00% | 00.0% | Unchanged |
| Fred Alger Management, LLC | 461 | $72.0K | 0.00% | −51−10.0% | Reduced |
| Tower Research Capital LLC (TRC) | 452 | $71.0K | 0.00% | −2,791−86.1% | Reduced |
| Capital Analysts, LLC | 455 | $71.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 419 | $65.7K | 0.01% | +419 | New |
| Gables Capital Management Inc. | 400 | $63.0K | 0.04% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 389 | $61.0K | 0.01% | +103+36.0% | Added |
| Rockefeller Capital Management L.P. | 393 | $61.0K | 0.00% | +316+410.4% | Added |
| Quadrant Capital Group LLC | 368 | $58.0K | 0.01% | +212+135.9% | Added |
| Parallel Advisors, LLC | 296 | $46.0K | 0.00% | +149+101.4% | Added |
| Harvest Fund Management Co., Ltd | 254 | $39.0K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 220 | $34.0K | 0.00% | +80+57.1% | Added |
| Cubist Systematic Strategies, LLC | 208 | $33.0K | 0.00% | −27,796−99.3% | Reduced |
| Acadian Asset Management LLC | 204 | $31.0K | 0.00% | +204 | New |
| Bessemer Group Inc | 188 | $29.0K | 0.00% | −3,427−94.8% | Reduced |
| Manchester Capital Management LLC | 185 | $29.0K | 0.00% | +124+203.3% | Added |
| Liberty Wealth Management LLC | 177 | $29.0K | 0.01% | +158+831.6% | Added |
| Jackson, Grant Investment Advisers, Inc. | 181 | $28.0K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 178 | $28.0K | 0.01% | 00.0% | Unchanged |
| Better Money Decisions, LLC | 179 | $28.0K | 0.02% | 00.0% | Unchanged |
| Fifth Third Bancorp | 171 | $27.0K | 0.00% | −14−7.6% | Reduced |
| Benjamin Edwards Inc | 161 | $25.0K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 159 | $25.0K | 0.00% | +33+26.2% | Added |
| Huntington National Bank | 155 | $24.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 133 | $21.0K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 131 | $21.0K | 0.00% | +21+19.1% | Added |
| Meeder Asset Management Inc | 123 | $19.0K | 0.00% | −86−41.1% | Reduced |
| Dark Forest Capital Management LP | 88 | $14.0K | 0.00% | −388−81.5% | Reduced |
| Lindbrook Capital, LLC | 89 | $14.0K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 83 | $14.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 85 | $13.0K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 75 | $12.0K | 0.00% | +4+5.6% | Added |
| Plante Moran Financial Advisors, LLC | 74 | $12.0K | 0.00% | 00.0% | Unchanged |
| Guidance Point Advisors, LLC | 75 | $11.0K | 0.00% | +75 | New |
| D'Orazio & Associates, Inc. | 56 | $9.00K | 0.00% | +56 | New |
| Total Clarity Wealth Management, Inc. | 50 | $8.00K | 0.00% | +50 | New |
| Consolidated Planning Corp | 43 | $7.00K | 0.00% | +43 | New |
| Harbour Investments, Inc. | 39 | $6.00K | 0.00% | +2+5.4% | Added |
| Walleye Trading LLC | 37 | $6.00K | 0.00% | +37 | New |
| Earnest Partners LLC | 29 | $5.00K | 0.00% | 00.0% | Unchanged |