LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Magnetar Financial LLC | 2,722 | $550.9K | 0.01% | +2,722 | New |
| Integrated Investment Consultants, LLC | 2,693 | $545.1K | 0.17% | +292+12.2% | Added |
| Transamerica Financial Advisors, Inc. | 2,669 | $541.0K | 0.07% | +2,669 | New |
| Mercer Global Advisors Inc | 2,693 | $536.0K | 0.00% | −151−5.3% | Reduced |
| Castleark Management LLC | 2,645 | $535.3K | 0.03% | −12,680−82.7% | Reduced |
| Stratos Wealth Partners, LTD. | 2,624 | $531.2K | 0.01% | −116−4.2% | Reduced |
| Commonwealth Equity Services, LLC | 2,528 | $511.0K | 0.00% | −8,130−76.3% | Reduced |
| Bank of Hawaii | 2,522 | $510.5K | 0.03% | +2,522 | New |
| Intercontinental Wealth Advisors, LLC | 2,492 | $504.4K | 0.13% | −3−0.1% | Reduced |
| Quintet Private Bank (Europe) S.A. | 2,485 | $502.9K | 0.03% | +2,485 | New |
| TownSquare Capital, LLC | 2,472 | $500.4K | 0.01% | +387+18.6% | Added |
| Kennedy Capital Management, Inc. | 2,457 | $497.3K | 0.01% | −20,784−89.4% | Reduced |
| Bank of Nova Scotia | 2,431 | $492.0K | 0.00% | −814−25.1% | Reduced |
| Axxcess Wealth Management, LLC | 2,429 | $491.7K | 0.04% | −378−13.5% | Reduced |
| Creative Planning | 2,413 | $488.4K | 0.00% | −596−19.8% | Reduced |
| TrimTabs Asset Management, LLC | 2,393 | $484.3K | 0.26% | −1,750−42.2% | Reduced |
| Parallel Advisors, LLC | 2,381 | $481.9K | 0.02% | +132+5.9% | Added |
| Boothbay Fund Management, LLC | 2,320 | $469.6K | 0.01% | −5,960−72.0% | Reduced |
| EverSource Wealth Advisors, LLC | 2,283 | $462.1K | 0.06% | −103−4.3% | Reduced |
| London Co of Virginia | 2,270 | $459.4K | 0.00% | 00.0% | Unchanged |
| Change Path, LLC | 2,219 | $449.0K | 0.02% | −29−1.3% | Reduced |
| Ironwood Investment Counsel, LLC | 2,210 | $447.3K | 0.11% | +75+3.5% | Added |
| XML Financial, LLC | 2,207 | $446.6K | 0.05% | +1,028+87.2% | Added |
| Hillsdale Investment Management Inc. | 2,205 | $446.3K | 0.04% | −50−2.2% | Reduced |
| Hamilton Capital Partners Inc. | 2,190 | $443.3K | 0.16% | −2,558−53.9% | Reduced |
| Greenleaf Trust | 2,087 | $422.4K | 0.00% | −8−0.4% | Reduced |
| Globeflex Capital L P | 2,086 | $422.2K | 0.05% | 00.0% | Unchanged |
| Metis Global Partners, LLC | 2,059 | $416.7K | 0.03% | +637+44.8% | Added |
| First County Bank | 2,045 | $413.9K | 0.20% | −66−3.1% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,003 | $405.4K | 0.03% | −234−10.5% | Reduced |
| Merit Financial Group, LLC | 1,989 | $402.7K | 0.01% | −5−0.3% | Reduced |
| Leuthold Group, LLC | 1,989 | $402.6K | 0.05% | −112−5.3% | Reduced |
| Edgestream Partners, L.P. | 1,988 | $402.4K | 0.04% | +1,034+108.4% | Added |
| Y-Intercept (Hong Kong) Ltd | 1,976 | $399.9K | 0.05% | +1,976 | New |
| Pzena Investment Management LLC | 1,937 | $392.0K | 0.00% | −1,497−43.6% | Reduced |
| Inceptionr LLC | 1,931 | $390.8K | 0.13% | +1,931 | New |
| Ieq Capital, LLC | 1,923 | $389.2K | 0.01% | −136−6.6% | Reduced |
| Rockefeller Capital Management L.P. | 1,893 | $383.0K | 0.00% | +1,526+415.8% | Added |
| Davenport & Co LLC | 1,848 | $374.0K | 0.00% | +99+5.7% | Added |
| Wealth Alliance | 1,828 | $370.0K | 0.06% | −66−3.5% | Reduced |
| MONECO Advisors, LLC | 1,827 | $369.8K | 0.11% | +63+3.6% | Added |
| Banco Santander, S.A. | 1,811 | $366.5K | 0.01% | +1,811 | New |
| Lincoln National Corp | 1,805 | $365.4K | 0.01% | −212−10.5% | Reduced |
| Moody Lynn & Lieberson, LLC | 1,800 | $364.3K | 0.03% | 00.0% | Unchanged |
| Lido Advisors, LLC | 1,797 | $363.7K | 0.01% | +95+5.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,769 | $358.0K | 0.00% | +35+2.0% | Added |
| Achmea Investment Management B.V. | 1,761 | $356.0K | 0.01% | −4,669−72.6% | Reduced |
| Coastal Investment Advisors, Inc. | 1,726 | $349.3K | 0.09% | −630−26.7% | Reduced |
| Yousif Capital Management, LLC | 1,720 | $348.1K | 0.00% | −85−4.7% | Reduced |
| Tokio Marine Asset Management Co Ltd | 1,707 | $345.5K | 0.02% | +421+32.7% | Added |
| HighVista Strategies LLC | 1,700 | $344.1K | 0.28% | +1,700 | New |
| Alberta Investment Management Corp | 1,700 | $344.1K | 0.00% | +1,700 | New |
| Alps Advisors Inc | 1,654 | $334.8K | 0.00% | +1,654 | New |
| Level Four Advisory Services, LLC | 1,641 | $332.1K | 0.02% | −847−34.0% | Reduced |
| Lombard Odier Asset Management (Switzerland) SA | 1,606 | $325.1K | 0.03% | +1,606 | New |
| Thrivent Financial for Lutherans | 1,607 | $320.0K | 0.00% | −1,199−42.7% | Reduced |
| Sanchez Wealth Management Group | 1,575 | $318.9K | 0.14% | +2+0.1% | Added |
| Pennsylvania Capital Management Inc | 1,572 | $318.2K | 0.15% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 1,534 | $310.5K | 0.00% | 00.0% | Unchanged |
| Riverpoint Wealth Management Holdings, LLC | 1,532 | $310.1K | 0.11% | 00.0% | Unchanged |
| National Asset Management, Inc. | 1,525 | $308.7K | 0.01% | −5−0.3% | Reduced |
| XTX Topco Ltd | 1,478 | $299.1K | 0.06% | −1,446−49.5% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 1,470 | $297.5K | 0.00% | −301−17.0% | Reduced |
| CIBC Private Wealth Group, LLC | 1,453 | $294.1K | 0.00% | −73,892−98.1% | Reduced |
| Prelude Capital Management, LLC | 1,435 | $290.4K | 0.02% | +1,435 | New |
| Intrust Bank NA | 1,431 | $289.6K | 0.04% | −183−11.3% | Reduced |
| Mount Yale Investment Advisors, LLC | 1,429 | $289.2K | 0.03% | +1,429 | New |
| Signaturefd, LLC | 1,379 | $279.1K | 0.01% | +321+30.3% | Added |
| Wolverine Trading, LLC | 1,404 | $279.0K | 0.01% | −887−38.7% | Reduced |
| Nebula Research & Development LLC | 1,369 | $277.1K | 0.49% | +1,369 | New |
| Belpointe Asset Management LLC | 1,366 | $276.5K | 0.01% | +504+58.5% | Added |
| Gladstone Institutional Advisory LLC | 1,364 | $276.1K | 0.02% | +1,364 | New |
| Root Financial Partners, LLC | 1,346 | $272.4K | 0.19% | +1,346 | New |
| Graham Capital Management, L.P. | 1,345 | $272.2K | 0.01% | −10,730−88.9% | Reduced |
| Symmetry Partners, LLC | 1,324 | $268.0K | 0.01% | 00.0% | Unchanged |
| DGS Capital Management, LLC | 1,315 | $266.2K | 0.15% | +169+14.7% | Added |
| Future Fund LLC | 1,314 | $266.0K | 0.87% | −135−9.3% | Reduced |
| Atria Wealth Solutions, Inc. | 1,306 | $264.2K | 0.00% | −1,594−55.0% | Reduced |
| HMS Capital Management, LLC | 1,253 | $253.6K | 0.16% | −86−6.4% | Reduced |
| Capital Asset Advisory Services LLC | 1,227 | $248.4K | 0.02% | −554−31.1% | Reduced |
| Abn Amro Investment Solutions | 1,205 | $243.9K | 0.01% | +1,205 | New |
| BTC Capital Management, Inc. | 1,197 | $241.3K | 0.03% | −551−31.5% | Reduced |
| American International Group, Inc. | 1,184 | $239.6K | 0.00% | −35−2.9% | Reduced |
| Great Diamond Partners, LLC | 1,171 | $237.0K | 0.07% | −5−0.4% | Reduced |
| CTC Capital Management, LLC | 1,150 | $232.8K | 0.49% | −50−4.2% | Reduced |
| Wetherby Asset Management Inc | 1,140 | $230.7K | 0.01% | −96−7.8% | Reduced |
| Dorsey & Whitney Trust CO LLC | 1,131 | $228.9K | 0.02% | −85−7.0% | Reduced |
| Frontier Capital Management Co LLC | 1,110 | $224.7K | 0.00% | −263,281−99.6% | Reduced |
| Prospera Financial Services Inc | 1,102 | $224.0K | 0.01% | +19+1.8% | Added |
| Thrive Wealth Management, LLC | 1,098 | $222.2K | 0.06% | +101+10.1% | Added |
| Kestra Private Wealth Services, LLC | 1,093 | $221.3K | 0.01% | +1,093 | New |
| Veritable, L.P. | 1,091 | $220.8K | 0.00% | +1,091 | New |
| Point72 Middle East FZE | 1,064 | $215.4K | 0.01% | +1,064 | New |
| Beacon Pointe Advisors, LLC | 1,060 | $214.6K | 0.00% | +1,060 | New |
| Oppenheimer & Co Inc | 1,036 | $209.7K | 0.00% | −77−6.9% | Reduced |
| Fox Run Management, L.L.C. | 1,033 | $209.1K | 0.07% | −1,681−61.9% | Reduced |
| SG Americas Securities, LLC | 1,019 | $206.0K | 0.00% | +1,019 | New |
| AE Wealth Management LLC | 1,012 | $204.9K | 0.00% | +1,012 | New |
| Hutchens & Kramer Investment Management Group, LLC | 1,008 | $204.0K | 0.18% | −9−0.9% | Reduced |
| CWM, LLC | 1,009 | $204.0K | 0.00% | −112−10.0% | Reduced |