LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| British Columbia Investment Management Corp | 7,103 | $1.44M | 0.01% | +64+0.9% | Added |
| New York State Teachers Retirement System | 7,100 | $1.44M | 0.00% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 7,063 | $1.43M | 0.00% | −1,257−15.1% | Reduced |
| Crossmark Global Holdings, Inc. | 7,062 | $1.43M | 0.03% | +2,354+50.0% | Added |
| Macquarie Group Ltd | 7,045 | $1.43M | 0.00% | −3,841−35.3% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 7,021 | $1.42M | 0.00% | −566−7.5% | Reduced |
| Sterling Group Wealth Management, LLC | 6,987 | $1.41M | 1.33% | +79+1.1% | Added |
| Redhawk Wealth Advisors, Inc. | 6,972 | $1.41M | 0.47% | +1,387+24.8% | Added |
| Simplex Trading, LLC | 6,788 | $1.37M | 0.06% | +5,815+597.6% | Added |
| Compagnie Lombard Odier SCmA | 6,655 | $1.35M | 0.03% | −8,085−54.9% | Reduced |
| De Burlo Group Inc | 6,600 | $1.34M | 0.26% | +6,600 | New |
| Cetera Advisor Networks LLC | 6,584 | $1.33M | 0.01% | −601−8.4% | Reduced |
| Connectus Wealth, LLC | 6,506 | $1.32M | 0.03% | +192+3.0% | Added |
| Maryland State Retirement & Pension System | 6,259 | $1.27M | 0.03% | 00.0% | Unchanged |
| Virtu Financial LLC | 6,126 | $1.24M | 0.13% | +6,126 | New |
| Quantinno Capital Management LP | 6,073 | $1.23M | 0.08% | +2,402+65.4% | Added |
| Aquila Investment Management LLC | 6,000 | $1.21M | 1.00% | 00.0% | Unchanged |
| Duality Advisers, LP | 5,989 | $1.21M | 0.14% | −7,094−54.2% | Reduced |
| Fulton Bank, N.A. | 5,898 | $1.19M | 0.06% | +180+3.1% | Added |
| CM Wealth Advisors LLC | 5,967 | $1.19M | 0.23% | +5,967 | New |
| Kestra Advisory Services, LLC | 5,749 | $1.16M | 0.01% | −2,819−32.9% | Reduced |
| Van Leeuwen & Company, LLC | 5,743 | $1.16M | 0.78% | −300−5.0% | Reduced |
| Cetera Investment Advisers | 5,723 | $1.16M | 0.01% | −354−5.8% | Reduced |
| STRS Ohio | 5,607 | $1.13M | 0.00% | +292+5.5% | Added |
| Two Sigma Securities, LLC | 5,483 | $1.11M | 0.09% | +3,941+255.6% | Added |
| Blackhawk Capital Partners LLC. | 5,412 | $1.10M | 0.80% | +5,412 | New |
| HBK Investments L P | 5,380 | $1.09M | 0.04% | +5,380 | New |
| Raymond James Financial Services Advisors, Inc. | 5,352 | $1.08M | 0.00% | +154+3.0% | Added |
| Oliver Luxxe Assets LLC | 5,336 | $1.08M | 0.28% | +181+3.5% | Added |
| Estate Counselors, LLC | 5,290 | $1.07M | 0.14% | +5,290 | New |
| Financial Advocates Investment Management | 5,287 | $1.07M | 0.08% | +267+5.3% | Added |
| King Luther Capital Management Corp | 5,222 | $1.06M | 0.01% | −1,763−25.2% | Reduced |
| Dynamic Technology Lab Private Ltd | 5,141 | $1.04M | 0.10% | −755−12.8% | Reduced |
| Tower Research Capital LLC (TRC) | 5,142 | $1.04M | 0.03% | +3,340+185.3% | Added |
| Advisors Asset Management, Inc. | 5,098 | $1.03M | 0.02% | −1,133−18.2% | Reduced |
| Donoghue Forlines LLC | 5,071 | $1.03M | 0.37% | −599−10.6% | Reduced |
| M&T Bank Corp | 5,031 | $1.02M | 0.00% | +219+4.6% | Added |
| Harvest Investment Services, LLC | 4,961 | $1.00M | 0.78% | +2,331+88.6% | Added |
| Vinva Investment Management Ltd | 5,019 | $998.5K | 0.08% | +5,019 | New |
| Laurion Capital Management LP | 4,930 | $997.8K | 0.04% | −3,070−38.4% | Reduced |
| Ethic Inc. | 4,860 | $983.7K | 0.04% | +566+13.2% | Added |
| Beacon Investment Advisors LLC | 4,829 | $977.4K | 0.71% | +4,829 | New |
| MetLife Investment Management | 4,824 | $976.4K | 0.01% | +11+0.2% | Added |
| Shell Asset Management Co | 4,823 | $976.0K | 0.04% | −27−0.6% | Reduced |
| Advisor OS, LLC | 4,690 | $949.2K | 0.23% | +398+9.3% | Added |
| Sawtooth Solutions, LLC | 4,568 | $924.6K | 0.02% | +772+20.3% | Added |
| Jupiter Asset Management Ltd | 4,535 | $917.9K | 0.01% | −9,029−66.6% | Reduced |
| Bleakley Financial Group, LLC | 4,526 | $916.1K | 0.03% | 00.0% | Unchanged |
| Proequities, Inc. | 4,518 | $914.4K | 0.07% | −66−1.4% | Reduced |
| Independent Advisor Alliance | 4,506 | $912.0K | 0.04% | +4,506 | New |
| Cumberland Partners Ltd | 4,500 | $910.8K | 0.09% | −1,000−18.2% | Reduced |
| Aureus Asset Management, LLC | 4,455 | $901.7K | 0.07% | −1,090−19.7% | Reduced |
| Argent Capital Management LLC | 4,286 | $867.5K | 0.03% | −373,127−98.9% | Reduced |
| Pearl River Capital, LLC | 4,230 | $856.2K | 0.14% | −1,298−23.5% | Reduced |
| Wesbanco Bank Inc | 4,190 | $848.0K | 0.04% | −3,133−42.8% | Reduced |
| Jefferies Financial Group Inc. | 4,175 | $845.0K | 0.02% | −1,110−21.0% | Reduced |
| SkyView Investment Advisors, LLC | 4,149 | $840.0K | 0.20% | +109+2.7% | Added |
| Vestcor Inc | 4,105 | $831.0K | 0.03% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 4,021 | $814.0K | 0.03% | −128−3.1% | Reduced |
| Greenland Capital Management LP | 4,004 | $810.4K | 0.10% | +4,004 | New |
| LGT Fund Management Co Ltd. | 4,000 | $809.6K | 0.34% | −6,000−60.0% | Reduced |
| Cornercap Investment Counsel Inc | 3,914 | $792.2K | 0.14% | +105+2.8% | Added |
| Alera Investment Advisors, LLC | 3,896 | $788.6K | 0.18% | +43+1.1% | Added |
| Oppenheimer Asset Management Inc. | 3,887 | $786.7K | 0.01% | +213+5.8% | Added |
| Cerity Partners LLC | 3,820 | $772.4K | 0.00% | +925+32.0% | Added |
| Resources Investment Advisors, LLC. | 3,802 | $769.5K | 0.02% | +3,802 | New |
| KB Financial Partners, LLC | 3,800 | $769.0K | 0.23% | +25+0.7% | Added |
| Ritholtz Wealth Management | 3,781 | $765.3K | 0.04% | +457+13.7% | Added |
| Pittenger & Anderson Inc | 3,740 | $757.0K | 0.04% | −160−4.1% | Reduced |
| E. Ohman J:or Asset Management AB | 3,700 | $748.9K | 0.03% | 00.0% | Unchanged |
| Navellier & Associates Inc | 3,674 | $743.6K | 0.16% | +134+3.8% | Added |
| Stelac Advisory Services LLC | 3,634 | $735.5K | 0.32% | −25−0.7% | Reduced |
| Toroso Investments, LLC | 3,632 | $735.0K | 0.02% | +270+8.0% | Added |
| GWM Advisors LLC | 3,617 | $732.2K | 0.01% | +1,447+66.7% | Added |
| Baird Financial Group, Inc. | 3,587 | $726.0K | 0.00% | −432−10.7% | Reduced |
| The PNC Financial Services Group, Inc. | 3,531 | $714.7K | 0.00% | +91+2.6% | Added |
| Ostrum Asset Management | 3,502 | $708.8K | 0.06% | +3,502 | New |
| LVW Advisors, LLC | 3,501 | $708.6K | 0.14% | −74−2.1% | Reduced |
| Versor Investments LP | 3,415 | $691.2K | 0.09% | +420+14.0% | Added |
| Colony Group LLC | 3,403 | $689.0K | 0.01% | −6−0.2% | Reduced |
| Kula Investments, LLC | 3,393 | $686.7K | 0.17% | +1,749+106.4% | Added |
| Argent Trust Co | 3,369 | $681.9K | 0.04% | −44−1.3% | Reduced |
| Group One Trading, L.P. | 3,301 | $668.1K | 0.03% | +3,119+1,713.7% | Added |
| Bessemer Group Inc | 3,215 | $651.0K | 0.00% | +632+24.5% | Added |
| Manufacturers Life Insurance Company, The | 3,193 | $646.3K | 0.00% | +369+13.1% | Added |
| State of Alaska, Department of Revenue | 3,162 | $639.0K | 0.01% | 00.0% | Unchanged |
| BlueMar Capital Management, LLC | 3,140 | $635.5K | 0.59% | +3,140 | New |
| Two Sigma Advisers, LP | 3,100 | $627.4K | 0.00% | −7,700−71.3% | Reduced |
| Vident Investment Advisory, LLC | 3,054 | $618.1K | 0.02% | +3,054 | New |
| Cullen/Frost Bankers, Inc. | 3,000 | $607.2K | 0.01% | 00.0% | Unchanged |
| Gateway Wealth Partners, LLC | 2,988 | $604.7K | 0.09% | +2,988 | New |
| Archer Investment Corp | 2,972 | $601.4K | 0.22% | 00.0% | Unchanged |
| Foresight Global Investors, Inc. | 2,960 | $599.1K | 0.43% | +2,960 | New |
| Stonnington Group, LLC | 3,000 | $598.3K | 0.16% | +3,000 | New |
| Bokf, NA | 2,936 | $594.2K | 0.01% | −947−24.4% | Reduced |
| Schroder Investment Management Group | 2,906 | $588.2K | 0.00% | +700+31.7% | Added |
| ACT Advisors, LLC. | 2,900 | $587.0K | 0.38% | +1,899+189.7% | Added |
| Algert Global LLC | 2,875 | $581.9K | 0.03% | −341−10.6% | Reduced |
| BMS Financial Advisors, LLC | 2,790 | $564.7K | 0.39% | +100+3.7% | Added |
| IHT Wealth Management, LLC | 2,728 | $552.2K | 0.03% | −6−0.2% | Reduced |