LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toronto Dominion Bank | 22,073 | $4.46M | 0.01% | −1,009−4.4% | Reduced |
| Intech Investment Management LLC | 21,743 | $4.40M | 0.04% | −4,393−16.8% | Reduced |
| James Investment Research Inc | 21,713 | $4.39M | 0.58% | +1,012+4.9% | Added |
| Verition Fund Management LLC | 21,478 | $4.35M | 0.07% | +19,376+921.8% | Added |
| Point72 Europe (London) LLP | 20,976 | $4.25M | 1.27% | −29,000−58.0% | Reduced |
| Winthrop Advisory Group LLC | 20,926 | $4.24M | 0.75% | 00.0% | Unchanged |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 20,028 | $4.05M | 0.19% | +5,796+40.7% | Added |
| Intrinsic Edge Capital Management LLC | 20,000 | $4.05M | 0.41% | +20,000 | New |
| Weiss Asset Management LP | 19,700 | $3.99M | 0.31% | −300−1.5% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 19,670 | $3.98M | 0.05% | +16,989+633.7% | Added |
| Royal London Asset Management Ltd | 19,587 | $3.96M | 0.02% | +19,587 | New |
| Brown Brothers Harriman & Co | 19,311 | $3.91M | 0.03% | +14,957+343.5% | Added |
| Strategic Global Advisors, LLC | 19,308 | $3.91M | 0.63% | +10,309+114.6% | Added |
| O'Shaughnessy Asset Management, LLC | 18,843 | $3.81M | 0.06% | −2,694−12.5% | Reduced |
| Snowden Capital Advisors LLC | 18,759 | $3.80M | 0.15% | +13,420+251.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 18,631 | $3.77M | 0.01% | +2,463+15.2% | Added |
| Allianz Asset Management GmbH | 18,617 | $3.77M | 0.01% | +7,676+70.2% | Added |
| Westpac Banking Corp | 18,257 | $3.70M | 0.05% | −473−2.5% | Reduced |
| Illinois Municipal Retirement Fund | 17,742 | $3.59M | 0.08% | 00.0% | Unchanged |
| MML Investors Services, LLC | 17,543 | $3.55M | 0.03% | −7,526−30.0% | Reduced |
| Amalgamated Bank | 17,244 | $3.49M | 0.03% | −1,390−7.5% | Reduced |
| IFM Investors Pty Ltd | 16,942 | $3.43M | 0.05% | +246+1.5% | Added |
| Tredje AP-fonden | 16,879 | $3.42M | 0.05% | +753+4.7% | Added |
| Cornerstone Wealth Management, LLC | 16,670 | $3.37M | 0.33% | +16,670 | New |
| Nisa Investment Advisors, LLC | 16,624 | $3.37M | 0.03% | −8,008−32.5% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 16,570 | $3.35M | 0.04% | +339+2.1% | Added |
| Segantii Capital Management Ltd | 16,500 | $3.34M | 0.15% | +16,500 | New |
| Abner Herrman & Brock LLC | 16,225 | $3.28M | 0.50% | 00.0% | Unchanged |
| Phoenix Holdings Ltd. | 15,951 | $3.23M | 0.07% | +2,910+22.3% | Added |
| Gradient Investments LLC | 15,581 | $3.15M | 0.09% | +128+0.8% | Added |
| NewEdge Wealth, LLC | 15,188 | $3.07M | 0.12% | +271+1.8% | Added |
| DnB Asset Management AS | 15,044 | $3.04M | 0.02% | +1,874+14.2% | Added |
| Captrust Financial Advisors | 14,942 | $3.02M | 0.01% | −3,305−18.1% | Reduced |
| Verdence Capital Advisors LLC | 14,837 | $3.00M | 0.36% | −1,146−7.2% | Reduced |
| Jane Street Group, LLC | 14,830 | $3.00M | 0.01% | +12,629+573.8% | Added |
| Oregon Public Employees Retirement Fund | 14,628 | $2.96M | 0.04% | +67+0.5% | Added |
| CWM Advisors, LLC | 14,242 | $2.88M | 0.37% | +4,308+43.4% | Added |
| Utah Retirement Systems | 14,117 | $2.86M | 0.04% | +54+0.4% | Added |
| Interval Partners, LP | 13,842 | $2.80M | 0.16% | −6,158−30.8% | Reduced |
| Mackenzie Financial Corp | 13,572 | $2.75M | 0.00% | +9,627+244.0% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 13,523 | $2.74M | 0.02% | −7,522−35.7% | Reduced |
| Thames Capital Management LLC | 13,011 | $2.63M | 1.85% | +13,011 | New |
| CIBC World Markets Inc. | 12,623 | $2.56M | 0.01% | −14−0.1% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 12,501 | $2.53M | 0.20% | +5,235+72.0% | Added |
| EFG Asset Management (Americas) Corp. | 12,304 | $2.49M | 0.60% | +2,328+23.3% | Added |
| Paragon Advisors, LLC | 12,102 | $2.45M | 0.83% | +12,102 | New |
| Catalyst Capital Advisors LLC | 11,950 | $2.42M | 0.07% | −10,300−46.3% | Reduced |
| La Banque Postale Asset Management SA | 11,740 | $2.38M | 0.06% | −958−7.5% | Reduced |
| TD Private Client Wealth LLC | 11,727 | $2.37M | 0.11% | −723−5.8% | Reduced |
| Handelsbanken Fonder AB | 11,681 | $2.36M | 0.01% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 11,614 | $2.35M | 0.04% | +31+0.3% | Added |
| Triasima Portfolio Management inc. | 11,605 | $2.35M | 0.19% | +3,635+45.6% | Added |
| National Bank of Canada | 11,452 | $2.32M | 0.01% | −17,453−60.4% | Reduced |
| Atria Investments LLC | 11,419 | $2.31M | 0.04% | −117−1.0% | Reduced |
| Bridgeway Capital Management, LLC | 11,290 | $2.29M | 0.06% | 00.0% | Unchanged |
| DekaBank Deutsche Girozentrale | 11,337 | $2.24M | 0.01% | +350+3.2% | Added |
| Xponance, Inc. | 10,884 | $2.20M | 0.03% | +18+0.2% | Added |
| HighTower Advisors, LLC | 10,795 | $2.17M | 0.00% | +6,475+149.9% | Added |
| Yorktown Management & Research Co Inc | 10,700 | $2.17M | 2.34% | 00.0% | Unchanged |
| Symphony Financial, Ltd. Co. | 10,751 | $2.14M | 0.55% | 00.0% | Unchanged |
| Gulf International Bank (UK) Ltd | 10,549 | $2.13M | 0.04% | −2,746−20.7% | Reduced |
| Wealthfront Advisers LLC | 10,391 | $2.10M | 0.01% | +2,648+34.2% | Added |
| Gateway Investment Advisers LLC | 10,324 | $2.09M | 0.03% | −8,289−44.5% | Reduced |
| Principal Financial Group Inc | 10,285 | $2.08M | 0.00% | +21+0.2% | Added |
| Silvant Capital Management LLC | 10,224 | $2.07M | 0.13% | −5,246−33.9% | Reduced |
| First Hawaiian Bank | 10,169 | $2.06M | 0.07% | +8,489+505.3% | Added |
| Retirement Capital Strategies | 10,111 | $2.05M | 0.99% | 00.0% | Unchanged |
| Nomura Holdings Inc | 9,959 | $2.02M | 0.02% | +9,959 | New |
| Caldwell Trust Co | 9,870 | $2.00M | 0.28% | −95−1.0% | Reduced |
| Public Employees Retirement Association of Colorado | 9,798 | $1.98M | 0.01% | 00.0% | Unchanged |
| Public Sector Pension Investment Board | 9,754 | $1.97M | 0.01% | +1,175+13.7% | Added |
| Daiwa Securities Group Inc. | 9,656 | $1.95M | 0.01% | +505+5.5% | Added |
| Advisory Services Network, LLC | 9,566 | $1.94M | 0.05% | +1,157+13.8% | Added |
| Chase Investment Counsel Corp | 9,475 | $1.92M | 1.06% | −10,818−53.3% | Reduced |
| Banque Cantonale Vaudoise | 9,400 | $1.90M | 0.09% | +8,400+840.0% | Added |
| Moran Wealth Management, LLC | 9,320 | $1.89M | 0.07% | +7,132+326.0% | Added |
| Eqis Capital Management, Inc. | 9,281 | $1.88M | 0.21% | −308−3.2% | Reduced |
| JustInvest LLC | 9,170 | $1.86M | 0.06% | +740+8.8% | Added |
| Cubist Systematic Strategies, LLC | 9,087 | $1.84M | 0.02% | −32,109−77.9% | Reduced |
| Kames Capital plc | 9,079 | $1.84M | 0.03% | −2,111−18.9% | Reduced |
| Nicholas Investment Partners, LP | 8,866 | $1.79M | 0.14% | +467+5.6% | Added |
| Flynn Zito Capital Management, LLC | 8,634 | $1.75M | 1.27% | 00.0% | Unchanged |
| Nissay Asset Management Corp | 8,542 | $1.73M | 0.02% | −314−3.5% | Reduced |
| Clark Capital Management Group, Inc. | 8,476 | $1.72M | 0.02% | +310+3.8% | Added |
| ClariVest Asset Management LLC | 8,296 | $1.68M | 0.08% | −10−0.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 8,196 | $1.66M | 0.01% | −59,584−87.9% | Reduced |
| MAI Capital Management | 8,195 | $1.66M | 0.03% | +4,389+115.3% | Added |
| Dana Investment Advisors, Inc. | 8,145 | $1.65M | 0.08% | +1,459+21.8% | Added |
| Sheaff Brock Investment Advisors, LLC | 7,949 | $1.61M | 0.17% | −40−0.5% | Reduced |
| FDx Advisors, Inc. | 7,280 | $1.57M | 0.07% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 7,756 | $1.57M | 0.00% | +6,727+653.7% | Added |
| Pitcairn Co | 7,476 | $1.51M | 0.14% | +183+2.5% | Added |
| Mariner, LLC | 7,427 | $1.50M | 0.00% | +500+7.2% | Added |
| Two Sigma Investments, LP | 7,302 | $1.48M | 0.00% | +3,202+78.1% | Added |
| Sumitomo Life Insurance Co | 7,289 | $1.48M | 0.12% | −55−0.7% | Reduced |
| Worldquant Millennium Advisors LLC | 7,273 | $1.47M | 0.03% | −13,295−64.6% | Reduced |
| Investment Management Corp of Ontario | 7,253 | $1.47M | 0.06% | +1,131+18.5% | Added |
| Kiwi Wealth Investments Limited Partnership | 7,225 | $1.46M | 0.09% | +7,225 | New |
| Susquehanna Fundamental Investments, LLC | 7,170 | $1.45M | 0.03% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 7,135 | $1.44M | 0.01% | −19,224−72.9% | Reduced |