LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hexagon Capital Partners LLC | 1 | $202 | 0.00% | −4−80.0% | Reduced |
| Larson Financial Group LLC | 1 | $203 | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 3 | $607 | 0.00% | +2+200.0% | Added |
| Carolinas Wealth Consulting LLC | 4 | $810 | 0.00% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 7 | $1.00K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 5 | $1.01K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 5 | $1.01K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 5 | $1.01K | 0.00% | +3+150.0% | Added |
| Moisand Fitzgerald Tamayo, LLC | 5 | $1.01K | 0.00% | +5 | New |
| Institutional & Family Asset Management, LLC | 6 | $1.21K | 0.00% | 00.0% | Unchanged |
| Old North State Trust, LLC | 12 | $2.00K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 9 | $2.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 9 | $2.39K | 0.00% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 12 | $2.43K | 0.00% | 00.0% | Unchanged |
| Syverson Strege & Co | 12 | $2.43K | 0.00% | +12 | New |
| Cape Investment Advisory, Inc. | 13 | $2.63K | 0.00% | +13 | New |
| SJS Investment Consulting Inc. | 13 | $2.63K | 0.00% | −8−38.1% | Reduced |
| Lee Financial Co | 13 | $2.63K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 15 | $3.04K | 0.00% | −9−37.5% | Reduced |
| Wolff Wiese Magana LLC | 15 | $3.04K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 15 | $3.04K | 0.00% | +15 | New |
| Disciplined Investments, LLC | 17 | $3.44K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 17 | $3.44K | 0.00% | +10+142.9% | Added |
| Grey Fox Wealth Advisors, LLC | 17 | $3.45K | 0.00% | 00.0% | Unchanged |
| CNB Bank | 19 | $3.85K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 21 | $4.25K | 0.00% | +21 | New |
| Investment Research & Advisory Group, Inc. | 23 | $4.66K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 24 | $4.86K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 24 | $4.86K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 25 | $5.06K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 27 | $5.46K | 0.00% | +27 | New |
| Earnest Partners LLC | 29 | $5.87K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 30 | $6.09K | 0.00% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 33 | $7.00K | 0.00% | 00.0% | Unchanged |
| Schubert & Co | 35 | $7.08K | 0.01% | −11−23.9% | Reduced |
| PEAK6 Investments LLC | 36 | $7.29K | 0.00% | +36 | New |
| JJJ Advisors Inc. | 37 | $7.51K | 0.00% | +36+3,600.0% | Added |
| Glassman Wealth Services | 42 | $8.50K | 0.00% | +3+7.7% | Added |
| First Manhattan Co | 48 | $9.71K | 0.00% | −79−62.2% | Reduced |
| Plante Moran Financial Advisors, LLC | 48 | $9.71K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 48 | $9.71K | 0.00% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 49 | $10.0K | 0.00% | −14−22.2% | Reduced |
| PSI Advisors, LLC | 50 | $10.1K | 0.00% | +50 | New |
| Quarry LP | 54 | $10.9K | 0.01% | −75−58.1% | Reduced |
| FinTrust Capital Advisors, LLC | 51 | $11.0K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 56 | $11.3K | 0.00% | +4+7.7% | Added |
| AdvisorNet Financial, Inc | 61 | $12.3K | 0.00% | −5−7.6% | Reduced |
| RFP Financial Group LLC | 62 | $12.5K | 0.01% | 00.0% | Unchanged |
| Clean Yield Group | 63 | $12.8K | 0.01% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 72 | $14.6K | 0.00% | −5−6.5% | Reduced |
| TCI Wealth Advisors, Inc. | 73 | $14.8K | 0.00% | +4+5.8% | Added |
| Avalon Trust Co | 73 | $14.8K | 0.00% | +73 | New |
| TFC Financial Management | 74 | $15.0K | 0.00% | +74 | New |
| West Oak Capital, LLC | 75 | $15.2K | 0.01% | +75 | New |
| Parkside Financial Bank & Trust | 79 | $16.0K | 0.00% | +63+393.8% | Added |
| Spire Wealth Management | 82 | $16.6K | 0.00% | +38+86.4% | Added |
| IAG Wealth Partners, LLC | 83 | $16.8K | 0.00% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 88 | $17.8K | 0.00% | −42−32.3% | Reduced |
| Fifth Third Bancorp | 91 | $18.4K | 0.00% | +21+30.0% | Added |
| Tanglewood Legacy Advisors, LLC | 100 | $20.2K | 0.01% | 00.0% | Unchanged |
| Livforsakringsbolaget Skandia, Omsesidigt | 100 | $20.2K | 0.00% | 00.0% | Unchanged |
| Riverview Trust Co | 113 | $22.9K | 0.02% | 00.0% | Unchanged |
| Smithfield Trust Co | 113 | $23.0K | 0.00% | −62−35.4% | Reduced |
| MCF Advisors LLC | 126 | $25.5K | 0.00% | +126 | New |
| Toth Financial Advisory Corp | 129 | $26.1K | 0.00% | −537−80.6% | Reduced |
| Assetmark, Inc | 142 | $28.7K | 0.00% | −77−35.2% | Reduced |
| Huntington National Bank | 149 | $30.2K | 0.00% | +34+29.6% | Added |
| Ronald Blue Trust, Inc. | 163 | $36.0K | 0.00% | −17−9.4% | Reduced |
| Jackson, Grant Investment Advisers, Inc. | 181 | $36.6K | 0.02% | 00.0% | Unchanged |
| Umb Bank N A | 188 | $38.1K | 0.00% | −1,079−85.2% | Reduced |
| Whittier Trust Co | 201 | $40.7K | 0.00% | +201 | New |
| Steward Financial Group LLC | 203 | $41.0K | 0.01% | +29+16.7% | Added |
| Industrial Alliance Investment Management Inc. | 203 | $41.0K | 0.00% | +203 | New |
| Sandy Spring Bank | 205 | $41.5K | 0.00% | +5+2.5% | Added |
| Whittier Trust Co of Nevada Inc | 213 | $43.1K | 0.00% | +60+39.2% | Added |
| Capital Analysts, LLC | 247 | $50.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 269 | $54.0K | 0.00% | −441−62.1% | Reduced |
| Alta Advisers Ltd | 300 | $60.7K | 0.04% | 00.0% | Unchanged |
| State of Wyoming | 310 | $62.7K | 0.02% | −243−43.9% | Reduced |
| Clearstead Advisors, LLC | 316 | $64.0K | 0.00% | +233+280.7% | Added |
| ICA Group Wealth Management, LLC | 332 | $67.2K | 0.02% | +8+2.5% | Added |
| Ellevest, Inc. | 340 | $68.8K | 0.01% | +32+10.4% | Added |
| Federation des caisses Desjardins du Quebec | 357 | $72.3K | 0.00% | −195−35.3% | Reduced |
| Central Trust Co | 370 | $74.9K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 373 | $76.0K | 0.07% | +85+29.5% | Added |
| Benjamin Edwards Inc | 376 | $76.0K | 0.02% | +182+93.8% | Added |
| Penserra Capital Management LLC | 402 | $80.0K | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 400 | $81.0K | 0.06% | 00.0% | Unchanged |
| Arlington Partners LLC | 421 | $85.2K | 0.01% | +350+493.0% | Added |
| Asset Dedication, LLC | 450 | $91.0K | 0.01% | +1+0.2% | Added |
| Allworth Financial LP | 453 | $91.8K | 0.00% | +46+11.3% | Added |
| Private Trust Co NA | 476 | $96.3K | 0.01% | +342+255.2% | Added |
| Machina Capital S.A.S. | 500 | $101.2K | 0.09% | +500 | New |
| Counterpoint Mutual Funds LLC | 507 | $102.6K | 0.09% | +507 | New |
| IFP Advisors, Inc | 1,477 | $103.1K | 0.00% | +65+4.6% | Added |
| C M Bidwell & Associates Ltd | 513 | $103.8K | 0.08% | −500−49.4% | Reduced |
| Quadrant Capital Group LLC | 544 | $110.1K | 0.01% | +32+6.3% | Added |
| NewSquare Capital LLC | 545 | $110.3K | 0.01% | +545 | New |
| First Horizon Advisors, Inc. | 547 | $110.7K | 0.00% | −335−38.0% | Reduced |
| WealthPLAN Partners, LLC | 572 | $115.7K | 0.01% | +572 | New |