LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Balyasny Asset Management LLC | 80,853 | $16.4M | 0.05% | −191,060−70.3% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 79,628 | $16.1M | 0.04% | +19,139+31.6% | Added |
| Storebrand Asset Management AS | 78,752 | $15.9M | 0.08% | −3,087−3.8% | Reduced |
| Coronation Fund Managers Ltd. | 78,644 | $15.9M | 0.42% | +49,532+170.1% | Added |
| Aviva PLC | 76,205 | $15.4M | 0.07% | +31,671+71.1% | Added |
| Thornburg Investment Management Inc | 75,583 | $15.3M | 0.25% | 00.0% | Unchanged |
| Man Group plc | – | $15.1M | 0.05% | – | – |
| Voloridge Investment Management, LLC | 73,971 | $15.0M | 0.07% | −49,570−40.1% | Reduced |
| LPL Financial LLC | 73,163 | $14.8M | 0.01% | −2,620−3.5% | Reduced |
| Fort Washington Investment Advisors Inc | 71,314 | $14.4M | 0.11% | 00.0% | Unchanged |
| Heron Bay Capital Management | 71,087 | $14.4M | 5.59% | +39,642+126.1% | Added |
| Renaissance Technologies LLC | 70,600 | $14.3M | 0.02% | +56,900+415.3% | Added |
| Prudential Financial Inc | 68,868 | $13.9M | 0.02% | +32,398+88.8% | Added |
| Schonfeld Strategic Advisors LLC | 67,968 | $13.8M | 0.13% | +46,930+223.1% | Added |
| Citigroup Inc | 67,747 | $13.7M | 0.02% | −6,831−9.2% | Reduced |
| HSBC Holdings PLC | 67,505 | $13.6M | 0.02% | +28,434+72.8% | Added |
| Robeco Institutional Asset Management B.V. | 67,224 | $13.6M | 0.04% | −121,109−64.3% | Reduced |
| Reinhart Partners, Inc. | 64,551 | $13.1M | 0.71% | −7,968−11.0% | Reduced |
| Candriam Luxembourg S.C.A. | 69,690 | $13.0M | 0.09% | +5,647+8.8% | Added |
| Virginia Retirement Systems Et Al | 63,612 | $12.9M | 0.13% | −27,188−29.9% | Reduced |
| Korea Investment CORP | 62,165 | $12.6M | 0.04% | −31,942−33.9% | Reduced |
| Boston Partners | 62,113 | $12.6M | 0.02% | −4,631−6.9% | Reduced |
| Capital Fund Management S.A. | 60,936 | $12.3M | 0.24% | +41,281+210.0% | Added |
| Gillson Capital LP | 59,670 | $12.1M | 1.00% | +59,670 | New |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 57,720 | $11.7M | 0.04% | −24,959−30.2% | Reduced |
| Engle Capital Management, L.P. | 55,000 | $11.1M | 3.65% | −25,000−31.3% | Reduced |
| Kingdon Capital Management, L.L.C. | 55,000 | $11.1M | 2.61% | +55,000 | New |
| Great West Life Assurance Co | 54,873 | $11.1M | 0.03% | −1,709−3.0% | Reduced |
| Point72 Asset Management, L.P. | 54,600 | $11.1M | 0.04% | +15,800+40.7% | Added |
| Massachusetts Financial Services Co | 54,073 | $10.9M | 0.00% | +9,855+22.3% | Added |
| Munro Partners | 53,980 | $10.9M | 0.53% | +53,980 | New |
| AXA S.A. | 52,455 | $10.6M | 0.04% | +44,556+564.1% | Added |
| AustralianSuper Pty Ltd | 52,118 | $10.5M | 0.07% | +52,118 | New |
| Iridian Asset Management LLC | 51,885 | $10.5M | 0.86% | −8,682−14.3% | Reduced |
| Hudson Bay Capital Management LP | 50,000 | $10.1M | 0.11% | +50,000 | New |
| PFS Investments Inc. | 52,359 | $9.99M | 0.17% | −2,253−4.1% | Reduced |
| Public Employees Retirement System of Ohio | 49,070 | $9.93M | 0.04% | +3,430+7.5% | Added |
| Sirios Capital Management L P | 48,109 | $9.74M | 1.72% | −27,670−36.5% | Reduced |
| KBC Group NV | 47,841 | $9.68M | 0.04% | +908+1.9% | Added |
| State of New Jersey Common Pension Fund D | 46,225 | $9.36M | 0.03% | 00.0% | Unchanged |
| Logan Capital Management Inc | 45,947 | $9.30M | 0.45% | +4,732+11.5% | Added |
| Icon Advisers Inc | 45,632 | $9.24M | 2.35% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 45,442 | $9.20M | 0.01% | +10,115+28.6% | Added |
| Barclays PLC | 45,391 | $9.19M | 0.01% | −19,899−30.5% | Reduced |
| UBS Group AG | 45,299 | $9.17M | 0.00% | −2,419−5.1% | Reduced |
| Advisor Group Holdings, Inc. | 45,139 | $9.13M | 0.02% | −6,301−12.2% | Reduced |
| Brant Point Investment Management LLC | 44,661 | $9.04M | 2.16% | 00.0% | Unchanged |
| Natixis Advisors, L.P. | 44,098 | $8.93M | 0.03% | −563−1.3% | Reduced |
| State of Wisconsin Investment Board | 43,496 | $8.80M | 0.03% | −2,492−5.4% | Reduced |
| Great Lakes Advisors, LLC | 43,123 | $8.73M | 0.08% | −2,471−5.4% | Reduced |
| Treasurer of the State of North Carolina | 43,070 | $8.72M | 0.05% | +3,390+8.5% | Added |
| Ensign Peak Advisors, Inc | 42,995 | $8.70M | 0.02% | −6,951−13.9% | Reduced |
| Forsta Ap-Fonden | 41,600 | $8.42M | 0.10% | −1,100−2.6% | Reduced |
| First Republic Investment Management, Inc. | 41,106 | $8.32M | 0.02% | −1,573−3.7% | Reduced |
| Ameriprise Financial Inc | 40,836 | $8.27M | 0.00% | +6,554+19.1% | Added |
| Phase 2 Partners, LLC | 40,341 | $8.17M | 3.52% | −33,770−45.6% | Reduced |
| Venturi Wealth Management, LLC | 39,606 | $8.02M | 0.66% | +263+0.7% | Added |
| Mn Services Vermogensbeheer B.V. | 39,400 | $7.97M | 0.08% | +1,200+3.1% | Added |
| Community Trust & Investment Co | 39,305 | $7.96M | 0.68% | −1,341−3.3% | Reduced |
| Ci Investments Inc. | 38,284 | $7.75M | 0.04% | +36,020+1,591.0% | Added |
| Vestmark Advisory Solutions, Inc. | 38,157 | $7.72M | 0.33% | +294+0.8% | Added |
| Engineers Gate Manager LP | 37,699 | $7.63M | 0.32% | +24,437+184.3% | Added |
| Nordea Investment Management AB | 37,669 | $7.53M | 0.01% | −5,046−11.8% | Reduced |
| Panagora Asset Management Inc | 36,223 | $7.33M | 0.05% | +129+0.4% | Added |
| Federated Hermes, Inc. | 35,599 | $7.21M | 0.02% | −72,469−67.1% | Reduced |
| Foster Victor Wealth Advisors, LLC | 36,906 | $7.08M | 0.86% | +3,370+10.0% | Added |
| Pathstone Family Office, LLC | 34,411 | $6.96M | 0.11% | +371+1.1% | Added |
| CI Private Wealth, LLC | 34,194 | $6.92M | 0.02% | +5,292+18.3% | Added |
| Janney Montgomery Scott LLC | 34,137 | $6.91M | 0.03% | +681+2.0% | Added |
| Swiss Life Asset Management Ltd | 33,565 | $6.79M | 0.10% | +9,267+38.1% | Added |
| Swedbank AB | 33,427 | $6.77M | 0.01% | −187−0.6% | Reduced |
| Trexquant Investment LP | 33,107 | $6.70M | 0.18% | +24,845+300.7% | Added |
| Buckingham Strategic Partners | 32,852 | $6.65M | 0.43% | +3,313+11.2% | Added |
| Nomura Asset Management Co Ltd | 32,787 | $6.64M | 0.03% | −2,015−5.8% | Reduced |
| Pictet Asset Management SA | 31,974 | $6.47M | 0.01% | +234+0.7% | Added |
| Formuepleje A/S | 31,228 | $6.32M | 0.46% | +5,052+19.3% | Added |
| Asset Management One Co.,Ltd. | 30,961 | $6.27M | 0.03% | −3,657−10.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 30,945 | $6.26M | 0.03% | +3,965+14.7% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 30,939 | $6.26M | 0.11% | +86+0.3% | Added |
| Andra AP-fonden | 30,500 | $6.17M | 0.16% | +400+1.3% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 30,378 | $6.15M | 0.16% | +11,447+60.5% | Added |
| Segment Wealth Management, LLC | 30,038 | $6.08M | 0.69% | +30,038 | New |
| KWB Wealth | 27,975 | $6.05M | 1.12% | +27,975 | New |
| Summit Global Investments | 29,732 | $6.02M | 0.47% | +10,421+54.0% | Added |
| Advantage Alpha Capital Partners LP | 29,733 | $6.02M | 1.25% | +5,322+21.8% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 27,750 | $5.62M | 0.01% | +1,506+5.7% | Added |
| Moore Capital Management, LP | 26,280 | $5.32M | 0.17% | +26,280 | New |
| Prana Capital Management, LP | 26,068 | $5.28M | 0.45% | +26,068 | New |
| APG Asset Management N.V. | 27,900 | $5.20M | 0.01% | −5,637−16.8% | Reduced |
| US Bancorp | 25,549 | $5.17M | 0.01% | −23,653−48.1% | Reduced |
| ExodusPoint Capital Management, LP | 24,734 | $5.01M | 0.06% | −4,328−14.9% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 24,600 | $4.98M | 0.07% | −700−2.8% | Reduced |
| Aquatic Capital Management LLC | 24,500 | $4.96M | 0.31% | +24,500 | New |
| Eagle Rock Investment Company, LLC | 23,914 | $4.84M | 1.11% | +12,838+115.9% | Added |
| Tobam | 23,249 | $4.71M | 0.31% | +21,919+1,648.0% | Added |
| Arizona State Retirement System | 23,142 | $4.68M | 0.04% | +563+2.5% | Added |
| Private Advisor Group, LLC | 23,132 | $4.68M | 0.04% | +877+3.9% | Added |
| EFG Asset Management (North America) Corp. | 22,661 | $4.59M | 1.01% | +4,209+22.8% | Added |
| Bullseye Asset Management LLC | 22,527 | $4.56M | 2.32% | 00.0% | Unchanged |
| Prudential PLC | 22,271 | $4.51M | 0.05% | −3,478−13.5% | Reduced |