LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Forum Financial Management, LP | 1,004 | $203.2K | 0.01% | 00.0% | Unchanged |
| WJ Wealth Management, LLC | 1,000 | $202.4K | 0.14% | −1,000−50.0% | Reduced |
| SRS Capital Advisors, Inc. | 995 | $201.4K | 0.03% | +22+2.3% | Added |
| Coldstream Capital Management Inc | 990 | $200.4K | 0.01% | −41−4.0% | Reduced |
| Elgethun Capital Management | 958 | $192.2K | 0.06% | 00.0% | Unchanged |
| TSFG, LLC | 859 | $174.0K | 0.06% | +1+0.1% | Added |
| Lindbrook Capital, LLC | 839 | $169.8K | 0.02% | −163−16.3% | Reduced |
| Quent Capital, LLC | 775 | $156.4K | 0.03% | +7+0.9% | Added |
| Ossiam | 761 | $154.0K | 0.00% | −2−0.3% | Reduced |
| Systematic Alpha Investments, LLC | 760 | $153.8K | 0.01% | +760 | New |
| Steward Partners Investment Advisory, LLC | 748 | $151.4K | 0.00% | +106+16.5% | Added |
| Kapitalo Investimentos Ltda | 671 | $135.8K | 0.04% | +671 | New |
| United Community Bank | 645 | $130.5K | 0.12% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 619 | $125.3K | 0.07% | +71+13.0% | Added |
| Global Retirement Partners, LLC | 659 | $123.7K | 0.01% | +109+19.8% | Added |
| WealthPLAN Partners, LLC | 572 | $115.7K | 0.01% | +572 | New |
| First Horizon Advisors, Inc. | 547 | $110.7K | 0.00% | −335−38.0% | Reduced |
| NewSquare Capital LLC | 545 | $110.3K | 0.01% | +545 | New |
| Quadrant Capital Group LLC | 544 | $110.1K | 0.01% | +32+6.3% | Added |
| C M Bidwell & Associates Ltd | 513 | $103.8K | 0.08% | −500−49.4% | Reduced |
| IFP Advisors, Inc | 1,477 | $103.1K | 0.00% | +65+4.6% | Added |
| Counterpoint Mutual Funds LLC | 507 | $102.6K | 0.09% | +507 | New |
| Machina Capital S.A.S. | 500 | $101.2K | 0.09% | +500 | New |
| Private Trust Co NA | 476 | $96.3K | 0.01% | +342+255.2% | Added |
| Allworth Financial LP | 453 | $91.8K | 0.00% | +46+11.3% | Added |
| Asset Dedication, LLC | 450 | $91.0K | 0.01% | +1+0.2% | Added |
| Arlington Partners LLC | 421 | $85.2K | 0.01% | +350+493.0% | Added |
| Gables Capital Management Inc. | 400 | $81.0K | 0.06% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 402 | $80.0K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 373 | $76.0K | 0.07% | +85+29.5% | Added |
| Benjamin Edwards Inc | 376 | $76.0K | 0.02% | +182+93.8% | Added |
| Central Trust Co | 370 | $74.9K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 357 | $72.3K | 0.00% | −195−35.3% | Reduced |
| Ellevest, Inc. | 340 | $68.8K | 0.01% | +32+10.4% | Added |
| ICA Group Wealth Management, LLC | 332 | $67.2K | 0.02% | +8+2.5% | Added |
| Clearstead Advisors, LLC | 316 | $64.0K | 0.00% | +233+280.7% | Added |
| State of Wyoming | 310 | $62.7K | 0.02% | −243−43.9% | Reduced |
| Alta Advisers Ltd | 300 | $60.7K | 0.04% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 269 | $54.0K | 0.00% | −441−62.1% | Reduced |
| Capital Analysts, LLC | 247 | $50.0K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 213 | $43.1K | 0.00% | +60+39.2% | Added |
| Sandy Spring Bank | 205 | $41.5K | 0.00% | +5+2.5% | Added |
| Steward Financial Group LLC | 203 | $41.0K | 0.01% | +29+16.7% | Added |
| Industrial Alliance Investment Management Inc. | 203 | $41.0K | 0.00% | +203 | New |
| Whittier Trust Co | 201 | $40.7K | 0.00% | +201 | New |
| Umb Bank N A | 188 | $38.1K | 0.00% | −1,079−85.2% | Reduced |
| Jackson, Grant Investment Advisers, Inc. | 181 | $36.6K | 0.02% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 163 | $36.0K | 0.00% | −17−9.4% | Reduced |
| Huntington National Bank | 149 | $30.2K | 0.00% | +34+29.6% | Added |
| Assetmark, Inc | 142 | $28.7K | 0.00% | −77−35.2% | Reduced |
| Toth Financial Advisory Corp | 129 | $26.1K | 0.00% | −537−80.6% | Reduced |
| MCF Advisors LLC | 126 | $25.5K | 0.00% | +126 | New |
| Smithfield Trust Co | 113 | $23.0K | 0.00% | −62−35.4% | Reduced |
| Riverview Trust Co | 113 | $22.9K | 0.02% | 00.0% | Unchanged |
| Tanglewood Legacy Advisors, LLC | 100 | $20.2K | 0.01% | 00.0% | Unchanged |
| Livforsakringsbolaget Skandia, Omsesidigt | 100 | $20.2K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 91 | $18.4K | 0.00% | +21+30.0% | Added |
| Baker Avenue Asset Management, LP | 88 | $17.8K | 0.00% | −42−32.3% | Reduced |
| IAG Wealth Partners, LLC | 83 | $16.8K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 82 | $16.6K | 0.00% | +38+86.4% | Added |
| Parkside Financial Bank & Trust | 79 | $16.0K | 0.00% | +63+393.8% | Added |
| West Oak Capital, LLC | 75 | $15.2K | 0.01% | +75 | New |
| TFC Financial Management | 74 | $15.0K | 0.00% | +74 | New |
| TCI Wealth Advisors, Inc. | 73 | $14.8K | 0.00% | +4+5.8% | Added |
| Avalon Trust Co | 73 | $14.8K | 0.00% | +73 | New |
| JFS Wealth Advisors, LLC | 72 | $14.6K | 0.00% | −5−6.5% | Reduced |
| Clean Yield Group | 63 | $12.8K | 0.01% | 00.0% | Unchanged |
| RFP Financial Group LLC | 62 | $12.5K | 0.01% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 61 | $12.3K | 0.00% | −5−7.6% | Reduced |
| Bell Investment Advisors, Inc | 56 | $11.3K | 0.00% | +4+7.7% | Added |
| FinTrust Capital Advisors, LLC | 51 | $11.0K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 54 | $10.9K | 0.01% | −75−58.1% | Reduced |
| PSI Advisors, LLC | 50 | $10.1K | 0.00% | +50 | New |
| Loomis Sayles & Co L P | 49 | $10.0K | 0.00% | −14−22.2% | Reduced |
| First Manhattan Co | 48 | $9.71K | 0.00% | −79−62.2% | Reduced |
| Plante Moran Financial Advisors, LLC | 48 | $9.71K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 48 | $9.71K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 42 | $8.50K | 0.00% | +3+7.7% | Added |
| JJJ Advisors Inc. | 37 | $7.51K | 0.00% | +36+3,600.0% | Added |
| PEAK6 Investments LLC | 36 | $7.29K | 0.00% | +36 | New |
| Schubert & Co | 35 | $7.08K | 0.01% | −11−23.9% | Reduced |
| Harvest Fund Management Co., Ltd | 33 | $7.00K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 30 | $6.09K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 29 | $5.87K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 27 | $5.46K | 0.00% | +27 | New |
| CVA Family Office, LLC | 25 | $5.06K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 24 | $4.86K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 24 | $4.86K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 23 | $4.66K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 21 | $4.25K | 0.00% | +21 | New |
| CNB Bank | 19 | $3.85K | 0.00% | 00.0% | Unchanged |
| Grey Fox Wealth Advisors, LLC | 17 | $3.45K | 0.00% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 17 | $3.44K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 17 | $3.44K | 0.00% | +10+142.9% | Added |
| Washington Trust Co | 15 | $3.04K | 0.00% | −9−37.5% | Reduced |
| Wolff Wiese Magana LLC | 15 | $3.04K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 15 | $3.04K | 0.00% | +15 | New |
| SJS Investment Consulting Inc. | 13 | $2.63K | 0.00% | −8−38.1% | Reduced |
| Lee Financial Co | 13 | $2.63K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 13 | $2.63K | 0.00% | +13 | New |