LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2022
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 632
- +61 vs. Q3 2022
- Shares held
- 76.5M
- −1.54M (−2.0%) vs. Q3 2022
- Total value
- $16.5B
- −$533.4M (−3.1%) vs. Q3 2022
- New holders
- 122
- 198 more added
- Sold out
- 61
- 263 more reduced
12 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| New York State Common Retirement Fund | 92,670 | $20.0M | 0.03% | −29,531−24.2% | Reduced |
| Virginia Retirement Systems Et Al | 90,800 | $19.6M | 0.20% | −3,000−3.2% | Reduced |
| Avalon Investment & Advisory | 89,954 | $19.4M | 0.55% | +13,157+17.1% | Added |
| Rhumbline Advisers | 89,504 | $19.3M | 0.03% | +5,011+5.9% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 82,679 | $17.9M | 0.06% | +18,708+29.2% | Added |
| Storebrand Asset Management AS | 81,839 | $17.7M | 0.10% | +53,061+184.4% | Added |
| AQR Capital Management LLC | 81,359 | $17.5M | 0.04% | −9,626−10.6% | Reduced |
| Engle Capital Management, L.P. | 80,000 | $17.3M | 7.78% | −97,000−54.8% | Reduced |
| Cinctive Capital Management LP | 76,111 | $16.5M | 0.85% | +76,111 | New |
| LPL Financial LLC | 75,783 | $16.4M | 0.01% | +11,201+17.3% | Added |
| Sirios Capital Management L P | 75,779 | $16.4M | 3.02% | −23,041−23.3% | Reduced |
| Thornburg Investment Management Inc | 75,583 | $16.4M | 0.28% | −15,652−17.2% | Reduced |
| Citigroup Inc | 74,578 | $16.1M | 0.02% | +21,778+41.2% | Added |
| Caisse de Depot Et Placement du Quebec | 74,296 | $16.1M | 0.05% | +67,423+981.0% | Added |
| Phase 2 Partners, LLC | 74,111 | $16.0M | 7.23% | +37,777+104.0% | Added |
| Reinhart Partners, Inc. | 72,519 | $15.7M | 0.85% | −2,684−3.6% | Reduced |
| Fort Washington Investment Advisors Inc | 71,314 | $15.4M | 0.12% | −44,659−38.5% | Reduced |
| GCM Grosvenor Holdings, LLC | 71,000 | $15.3M | 3.92% | +30,000+73.2% | Added |
| Twinbeech Capital LP | 70,089 | $15.2M | 0.29% | +70,089 | New |
| HRT Financial LP | 68,604 | $14.8M | 0.21% | −248,838−78.4% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 67,780 | $14.7M | 0.07% | +41,781+160.7% | Added |
| Boston Partners | 66,744 | $14.4M | 0.02% | +50.0% | Added |
| Teacher Retirement System of Texas | 66,154 | $14.3M | 0.10% | +54,731+479.1% | Added |
| Barclays PLC | 65,290 | $14.1M | 0.01% | −12,318−15.9% | Reduced |
| Candriam Luxembourg S.C.A. | 64,043 | $13.8M | 0.09% | +43,760+215.7% | Added |
| Comerica Bank | 58,942 | $13.7M | 0.11% | +6,004+11.3% | Added |
| Iridian Asset Management LLC | 60,567 | $13.1M | 1.26% | −29,728−32.9% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 60,489 | $13.1M | 0.03% | +9,825+19.4% | Added |
| Great West Life Assurance Co | 56,582 | $12.3M | 0.03% | +18,327+47.9% | Added |
| PFS Investments Inc. | 54,612 | $11.8M | 0.22% | +4,488+9.0% | Added |
| Truist Financial Corp | 52,123 | $11.3M | 0.02% | −3,061−5.5% | Reduced |
| Advisor Group Holdings, Inc. | 51,440 | $11.1M | 0.02% | −2,864−5.3% | Reduced |
| Fred Alger Management, LLC | 51,095 | $11.0M | 0.06% | +50,895+25,447.5% | Added |
| Bamco Inc | 50,418 | $10.9M | 0.04% | −18,274−26.6% | Reduced |
| Point72 Europe (London) LLP | 49,976 | $10.8M | 2.80% | +29,300+141.7% | Added |
| Ensign Peak Advisors, Inc | 49,946 | $10.8M | 0.02% | +25,936+108.0% | Added |
| US Bancorp | 49,202 | $10.6M | 0.02% | −2,214−4.3% | Reduced |
| Polar Capital Holdings Plc | 48,433 | $10.5M | 0.08% | −35,240−42.1% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 48,126 | $10.4M | 0.30% | +48,126 | New |
| UBS Group AG | 47,718 | $10.3M | 0.00% | −25,128−34.5% | Reduced |
| KBC Group NV | 46,933 | $10.1M | 0.05% | +21,084+81.6% | Added |
| State of New Jersey Common Pension Fund D | 46,225 | $9.99M | 0.04% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 45,988 | $9.94M | 0.03% | +414+0.9% | Added |
| Public Employees Retirement System of Ohio | 45,640 | $9.87M | 0.04% | +4,482+10.9% | Added |
| Icon Advisers Inc | 45,632 | $9.86M | 2.52% | 00.0% | Unchanged |
| Great Lakes Advisors, LLC | 45,594 | $9.86M | 0.56% | −314−0.7% | Reduced |
| Brant Point Investment Management LLC | 44,661 | $9.65M | 2.74% | −1,439−3.1% | Reduced |
| Natixis Advisors, L.P. | 44,661 | $9.65M | 0.04% | −2,284−4.9% | Reduced |
| Aviva PLC | 44,534 | $9.63M | 0.05% | −36,562−45.1% | Reduced |
| Massachusetts Financial Services Co | 44,218 | $9.56M | 0.00% | +44,218 | New |
| Forsta Ap-Fonden | 42,700 | $9.23M | 0.10% | +6,800+18.9% | Added |
| First Republic Investment Management, Inc. | 42,679 | $9.23M | 0.02% | +17,144+67.1% | Added |
| Nordea Investment Management AB | 42,715 | $9.18M | 0.01% | +37,778+765.2% | Added |
| Logan Capital Management Inc | 41,215 | $8.91M | 0.46% | +1,871+4.8% | Added |
| Cubist Systematic Strategies, LLC | 41,196 | $8.91M | 0.08% | +7,226+21.3% | Added |
| Community Trust & Investment Co | 40,646 | $8.79M | 0.80% | −979−2.4% | Reduced |
| Moneta Group Investment Advisors LLC | 36,847 | $8.74M | 0.24% | −6,759−15.5% | Reduced |
| Treasurer of the State of North Carolina | 39,680 | $8.58M | 0.05% | +4,500+12.8% | Added |
| Venturi Wealth Management, LLC | 39,343 | $8.50M | 0.75% | −14,046−26.3% | Reduced |
| HSBC Holdings PLC | 39,071 | $8.41M | 0.01% | +19,114+95.8% | Added |
| Point72 Asset Management, L.P. | 38,800 | $8.39M | 0.03% | +38,800 | New |
| Mn Services Vermogensbeheer B.V. | 38,200 | $8.26M | 0.09% | −5,600−12.8% | Reduced |
| Vestmark Advisory Solutions, Inc. | 37,863 | $8.19M | 0.40% | −9,633−20.3% | Reduced |
| Prudential Financial Inc | 36,470 | $7.88M | 0.01% | +25,713+239.0% | Added |
| Panagora Asset Management Inc | 36,094 | $7.80M | 0.05% | +1,354+3.9% | Added |
| Northwestern Mutual Wealth Management Co | 35,327 | $7.64M | 0.01% | +34,160+2,927.2% | Added |
| LMR Partners LLP | 34,843 | $7.53M | 0.17% | −9,166−20.8% | Reduced |
| Nomura Asset Management Co Ltd | 34,802 | $7.52M | 0.04% | −13,870−28.5% | Reduced |
| Foster Victor Wealth Advisors, LLC | 33,536 | $7.46M | 0.95% | +691+2.1% | Added |
| Asset Management One Co.,Ltd. | 34,618 | $7.44M | 0.04% | −1,951−5.3% | Reduced |
| Ameriprise Financial Inc | 34,282 | $7.41M | 0.00% | −3,520−9.3% | Reduced |
| Rivermont Capital Management LP | 34,131 | $7.38M | 4.67% | +34,131 | New |
| Swedbank AB | 33,614 | $7.27M | 0.02% | +2,127+6.8% | Added |
| APG Asset Management N.V. | 33,537 | $7.25M | 0.01% | +29,937+831.6% | Added |
| Janney Montgomery Scott LLC | 33,456 | $7.23M | 0.03% | −13,255−28.4% | Reduced |
| Pictet Asset Management SA | 31,740 | $6.86M | 0.01% | +550+1.8% | Added |
| Heron Bay Capital Management | 31,445 | $6.80M | 4.21% | +13,292+73.2% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 30,853 | $6.67M | 0.14% | −5,779−15.8% | Reduced |
| Andra AP-fonden | 30,100 | $6.51M | 0.20% | +9,000+42.7% | Added |
| Buckingham Strategic Partners | 29,539 | $6.39M | 0.49% | +2,758+10.3% | Added |
| Coronation Fund Managers Ltd. | 29,112 | $6.29M | 0.17% | +29,112 | New |
| ExodusPoint Capital Management, LP | 29,062 | $6.28M | 0.10% | −50,110−63.3% | Reduced |
| National Bank of Canada | 28,905 | $6.25M | 0.02% | +17,273+148.5% | Added |
| CI Private Wealth, LLC | 28,902 | $6.25M | 0.02% | +28,902 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 26,980 | $5.83M | 0.03% | +1,015+3.9% | Added |
| Quadrature Capital Ltd | 26,944 | $5.82M | 0.17% | +26,944 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 26,244 | $5.70M | 0.02% | +3,664+16.2% | Added |
| Squarepoint Ops LLC | 26,359 | $5.70M | 0.04% | +26,359 | New |
| Formuepleje A/S | 26,176 | $5.66M | 0.48% | +11,654+80.3% | Added |
| Intech Investment Management LLC | 26,136 | $5.65M | 0.04% | −3,135−10.7% | Reduced |
| Prudential PLC | 25,749 | $5.57M | 0.07% | +23,540+1,065.6% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 25,300 | $5.47M | 0.08% | −4,800−15.9% | Reduced |
| MML Investors Services, LLC | 25,069 | $5.42M | 0.04% | +3,537+16.4% | Added |
| Nisa Investment Advisors, LLC | 24,632 | $5.33M | 0.04% | +23,552+2,180.7% | Added |
| Advantage Alpha Capital Partners LP | 24,411 | $5.28M | 1.12% | −6,776−21.7% | Reduced |
| Swiss Life Asset Management Ltd | 24,298 | $5.25M | 0.09% | −186−0.8% | Reduced |
| Marshall Wace, LLP | 23,363 | $5.05M | 0.01% | +23,363 | New |
| Kennedy Capital Management, Inc. | 23,241 | $5.02M | 0.14% | −19,678−45.8% | Reduced |
| Toronto Dominion Bank | 23,082 | $4.99M | 0.01% | +6,264+37.2% | Added |
| Arizona State Retirement System | 22,579 | $4.88M | 0.05% | +623+2.8% | Added |