LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2022
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 632
- +61 vs. Q3 2022
- Shares held
- 76.5M
- −1.54M (−2.0%) vs. Q3 2022
- Total value
- $16.5B
- −$533.4M (−3.1%) vs. Q3 2022
- New holders
- 122
- 198 more added
- Sold out
- 61
- 263 more reduced
12 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bullseye Asset Management LLC | 22,527 | $4.87M | 2.64% | 00.0% | Unchanged |
| Catalyst Capital Advisors LLC | 22,250 | $4.81M | 0.16% | −750−3.3% | Reduced |
| O'Shaughnessy Asset Management, LLC | 21,537 | $4.66M | 0.08% | +5,414+33.6% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 21,045 | $4.55M | 0.03% | +8,270+64.7% | Added |
| Schonfeld Strategic Advisors LLC | 21,038 | $4.55M | 0.04% | −3,998−16.0% | Reduced |
| Winthrop Advisory Group LLC | 20,926 | $4.52M | 0.86% | −137−0.7% | Reduced |
| James Investment Research Inc | 20,701 | $4.47M | 0.63% | −7,730−27.2% | Reduced |
| Worldquant Millennium Advisors LLC | 20,568 | $4.45M | 0.10% | +20,568 | New |
| Chase Investment Counsel Corp | 20,293 | $4.39M | 2.68% | +13+0.1% | Added |
| Bridgewater Associates, LP | 20,053 | $4.33M | 0.02% | +1,082+5.7% | Added |
| Weiss Asset Management LP | 20,000 | $4.32M | 0.21% | +20,000 | New |
| Interval Partners, LP | 20,000 | $4.32M | 0.35% | +20,000 | New |
| Capital Fund Management S.A. | 19,655 | $4.25M | 0.09% | +19,655 | New |
| Summit Global Investments | 19,311 | $4.17M | 0.35% | +19,311 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 18,931 | $4.09M | 0.11% | +3,683+24.2% | Added |
| ING Groep NV | 18,900 | $4.09M | 0.04% | +18,900 | New |
| Otter Creek Advisors, LLC | 18,741 | $4.05M | 3.61% | +793+4.4% | Added |
| Westpac Banking Corp | 18,730 | $4.05M | 0.06% | −10,276−35.4% | Reduced |
| Amalgamated Bank | 18,634 | $4.03M | 0.04% | +313+1.7% | Added |
| Gateway Investment Advisers LLC | 18,613 | $4.02M | 0.05% | +18,613 | New |
| EFG Asset Management (North America) Corp. | 18,452 | $3.96M | 0.89% | +1,726+10.3% | Added |
| Captrust Financial Advisors | 18,247 | $3.94M | 0.02% | −240−1.3% | Reduced |
| Illinois Municipal Retirement Fund | 17,742 | $3.83M | 0.09% | −1,944−9.9% | Reduced |
| IFM Investors Pty Ltd | 16,696 | $3.61M | 0.06% | +2,501+17.6% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 16,497 | $3.57M | 0.02% | +13,257+409.2% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 16,231 | $3.51M | 0.05% | +1,137+7.5% | Added |
| Abner Herrman & Brock LLC | 16,225 | $3.51M | 0.54% | +13,750+555.6% | Added |
| Mirae Asset Global Investments Co., Ltd. | 16,168 | $3.50M | 0.01% | +479+3.1% | Added |
| Tredje AP-fonden | 16,126 | $3.49M | 0.06% | +415+2.6% | Added |
| Verdence Capital Advisors LLC | 15,983 | $3.46M | 0.42% | −1,267−7.3% | Reduced |
| Silvant Capital Management LLC | 15,470 | $3.34M | 0.24% | +15,470 | New |
| Gradient Investments LLC | 15,453 | $3.34M | 0.11% | +1,375+9.8% | Added |
| Castleark Management LLC | 15,325 | $3.31M | 0.17% | −24,460−61.5% | Reduced |
| Empowered Funds, LLC | 15,017 | $3.25M | 0.21% | +895+6.3% | Added |
| NewEdge Wealth, LLC | 14,917 | $3.22M | 0.14% | −2,691−15.3% | Reduced |
| Compagnie Lombard Odier SCmA | 14,740 | $3.19M | 0.09% | +14,740 | New |
| Oregon Public Employees Retirement Fund | 14,561 | $3.15M | 0.04% | +7,842+116.7% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 14,232 | $3.08M | 0.17% | +376+2.7% | Added |
| Utah Retirement Systems | 14,063 | $3.04M | 0.05% | −146−1.0% | Reduced |
| Renaissance Technologies LLC | 13,700 | $2.96M | 0.00% | +13,700 | New |
| Jupiter Asset Management Ltd | 13,564 | $2.93M | 0.04% | −8,177−37.6% | Reduced |
| Gulf International Bank (UK) Ltd | 13,295 | $2.87M | 0.05% | +65+0.5% | Added |
| Engineers Gate Manager LP | 13,262 | $2.87M | 0.17% | +13,262 | New |
| DnB Asset Management AS | 13,170 | $2.85M | 0.02% | +60.0% | Added |
| Duality Advisers, LP | 13,083 | $2.83M | 0.32% | +13,083 | New |
| Phoenix Holdings Ltd. | 13,041 | $2.82M | 0.05% | +11,130+582.4% | Added |
| Cannon Global Investment Management, LLC | 12,800 | $2.77M | 4.11% | −13,700−51.7% | Reduced |
| La Banque Postale Asset Management SA | 12,698 | $2.74M | 0.08% | +12,698 | New |
| CIBC World Markets Inc. | 12,637 | $2.73M | 0.01% | −1,081−7.9% | Reduced |
| M&G Investment Management Ltd | 12,648 | $2.73M | 0.02% | +11,410+921.6% | Added |
| TD Private Client Wealth LLC | 12,450 | $2.69M | 0.13% | −5,454−30.5% | Reduced |
| Graham Capital Management, L.P. | 12,075 | $2.61M | 0.10% | +10,972+994.7% | Added |
| Pathstone Family Office, LLC | 34,040 | $2.61M | 0.05% | −685−2.0% | Reduced |
| Handelsbanken Fonder AB | 11,681 | $2.52M | 0.02% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 11,583 | $2.50M | 0.05% | −2,487−17.7% | Reduced |
| Atria Investments LLC | 11,536 | $2.49M | 0.05% | −1,944−14.4% | Reduced |
| Natixis | 11,363 | $2.46M | 0.01% | +11,363 | New |
| Eagle Rock Investment Company, LLC | 11,076 | $2.44M | 0.56% | −31−0.3% | Reduced |
| Bridgeway Capital Management, LLC | 11,290 | $2.44M | 0.06% | +11,290 | New |
| Kames Capital plc | 11,190 | $2.42M | 0.04% | +533+5.0% | Added |
| Wakefield Asset Management LLLP | 11,064 | $2.39M | 1.01% | +11,064 | New |
| DekaBank Deutsche Girozentrale | 10,987 | $2.37M | 0.01% | +2,287+26.3% | Added |
| Allianz Asset Management GmbH | 10,941 | $2.37M | 0.01% | −60−0.5% | Reduced |
| Alcosta Capital Management, Inc. | 10,896 | $2.36M | 2.37% | −294−2.6% | Reduced |
| Macquarie Group Ltd | 10,886 | $2.35M | 0.00% | +2,064+23.4% | Added |
| Xponance, Inc. | 10,866 | $2.35M | 0.04% | +1,449+15.4% | Added |
| Two Sigma Advisers, LP | 10,800 | $2.33M | 0.01% | −1,200−10.0% | Reduced |
| Yorktown Management & Research Co Inc | 10,700 | $2.31M | 2.83% | −1,300−10.8% | Reduced |
| Commonwealth Equity Services, LLC | 10,658 | $2.30M | 0.01% | −11,168−51.2% | Reduced |
| Symphony Financial, Ltd. Co. | 10,751 | $2.29M | 0.61% | +124+1.2% | Added |
| Gyon Technologies Capital Management, LP | 10,265 | $2.22M | 0.83% | −2,610−20.3% | Reduced |
| Principal Financial Group Inc | 10,264 | $2.22M | 0.00% | −19,386−65.4% | Reduced |
| Retirement Capital Strategies | 10,111 | $2.19M | 1.07% | +70+0.7% | Added |
| LGT Fund Management Co Ltd. | 10,000 | $2.16M | 0.93% | 00.0% | Unchanged |
| EFG Asset Management (Americas) Corp. | 9,976 | $2.16M | 0.53% | +1,208+13.8% | Added |
| Caldwell Trust Co | 9,965 | $2.15M | 0.30% | −172−1.7% | Reduced |
| CWM Advisors, LLC | 9,934 | $2.15M | 0.28% | +529+5.6% | Added |
| Public Employees Retirement Association of Colorado | 9,798 | $2.12M | 0.01% | 00.0% | Unchanged |
| Eqis Capital Management, Inc. | 9,589 | $2.07M | 0.23% | +477+5.2% | Added |
| Walleye Trading LLC | 9,201 | $1.99M | 0.05% | +9,201 | New |
| Daiwa Securities Group Inc. | 9,151 | $1.98M | 0.02% | −3,879−29.8% | Reduced |
| Strategic Global Advisors, LLC | 8,999 | $1.95M | 0.31% | −150−1.6% | Reduced |
| Nissay Asset Management Corp | 8,856 | $1.91M | 0.02% | −198−2.2% | Reduced |
| PDT Partners, LLC | 8,848 | $1.91M | 0.31% | −2,268−20.4% | Reduced |
| Flynn Zito Capital Management, LLC | 8,634 | $1.87M | 1.56% | −278−3.1% | Reduced |
| Public Sector Pension Investment Board | 8,579 | $1.85M | 0.01% | −10,548−55.1% | Reduced |
| Kestra Advisory Services, LLC | 8,568 | $1.85M | 0.02% | +2,154+33.6% | Added |
| JustInvest LLC | 8,430 | $1.82M | 0.08% | +328+4.0% | Added |
| Advisory Services Network, LLC | 8,409 | $1.82M | 0.06% | +3,643+76.4% | Added |
| Nicholas Investment Partners, LP | 8,399 | $1.82M | 0.16% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 8,320 | $1.80M | 0.00% | −1,791−17.7% | Reduced |
| ClariVest Asset Management LLC | 8,306 | $1.80M | 0.09% | +2,251+37.2% | Added |
| Boothbay Fund Management, LLC | 8,280 | $1.79M | 0.06% | −7,324−46.9% | Reduced |
| Trexquant Investment LP | 8,262 | $1.79M | 0.05% | −44,946−84.5% | Reduced |
| Clark Capital Management Group, Inc. | 8,166 | $1.77M | 0.02% | +241+3.0% | Added |
| Laurion Capital Management LP | 8,000 | $1.73M | 0.05% | +8,000 | New |
| Sheaff Brock Investment Advisors, LLC | 7,989 | $1.73M | 0.19% | −70−0.9% | Reduced |
| Triasima Portfolio Management inc. | 7,970 | $1.72M | 0.13% | +7,970 | New |
| AXA S.A. | 7,899 | $1.71M | 0.01% | +6,154+352.7% | Added |
| Park Avenue Securities LLC | 7,752 | $1.68M | 0.03% | +201+2.7% | Added |