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LPL Financial Holdings Inc.

LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
SEC CIK
0001397911

In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.

Q4 2022 vs. Q3 2022

How the institutions holding LPL Financial Holdings Inc. changed between Q3 2022 and Q4 2022.

All holders in Q4 2022All holders in Q3 2022

13F holders of LPLA: Q3 2022 compared with Q4 2022
MeasureQ3 2022Of which not filed for Q4 2022Q4 2022Change
Holders58312632+61
Shares78.7M673.9K76.5M−1.54M (−2.0%)
Value$17.2B$147.2M$16.5B−$533.4M (−3.1%)

12 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (122)

Institutions that held LPL Financial Holdings Inc. at the end of Q4 2022 but not at the end of Q3 2022.

Showing the largest 100 of 122 by value.

Institutions new to LPLA in Q4 2022
InstitutionSharesValue% of portfolio
GQG Partners LLC793,926$171.6M0.46%
Agf Management Ltd440,183$95.2M0.69%
Voloridge Investment Management, LLC123,541$26.7M0.15%
Cinctive Capital Management LP76,111$16.5M0.85%
Twinbeech Capital LP70,089$15.2M0.29%
Weiss Multi-Strategy Advisers LLC48,126$10.4M0.30%
Massachusetts Financial Services Co44,218$9.56M0.00%
Point72 Asset Management, L.P.38,800$8.39M0.03%
Rivermont Capital Management LP34,131$7.38M4.67%
Coronation Fund Managers Ltd.29,112$6.29M0.17%
CI Private Wealth, LLC28,902$6.25M0.02%
Quadrature Capital Ltd26,944$5.82M0.17%
Squarepoint Ops LLC26,359$5.70M0.04%
Marshall Wace, LLP23,363$5.05M0.01%
Worldquant Millennium Advisors LLC20,568$4.45M0.10%
Weiss Asset Management LP20,000$4.32M0.21%
Interval Partners, LP20,000$4.32M0.35%
Capital Fund Management S.A.19,655$4.25M0.09%
Summit Global Investments19,311$4.17M0.35%
ING Groep NV18,900$4.09M0.04%
Gateway Investment Advisers LLC18,613$4.02M0.05%
Silvant Capital Management LLC15,470$3.34M0.24%
Compagnie Lombard Odier SCmA14,740$3.19M0.09%
Renaissance Technologies LLC13,700$2.96M0.00%
Engineers Gate Manager LP13,262$2.87M0.17%
Duality Advisers, LP13,083$2.83M0.32%
La Banque Postale Asset Management SA12,698$2.74M0.08%
Natixis11,363$2.46M0.01%
Bridgeway Capital Management, LLC11,290$2.44M0.06%
Wakefield Asset Management LLLP11,064$2.39M1.01%
Walleye Trading LLC9,201$1.99M0.05%
Laurion Capital Management LP8,000$1.73M0.05%
Triasima Portfolio Management inc.7,970$1.72M0.13%
Wealthfront Advisers LLC7,743$1.67M0.01%
Wesbanco Bank Inc7,323$1.58M0.07%
Sterling Group Wealth Management, LLC6,908$1.49M1.47%
Highland Capital Management, LLC6,397$1.38M0.10%
Connectus Wealth, LLC6,314$1.36M0.04%
Maryland State Retirement & Pension System6,259$1.35M0.04%
Investment Management Corp of Ontario6,122$1.32M0.06%
Thompson Siegel & Walmsley LLC6,000$1.30M0.02%
F/M Investments LLC5,632$1.22M1.47%
Pearl River Capital, LLC5,528$1.19M0.20%
Jefferies Financial Group Inc.5,285$1.14M0.02%
Hamilton Capital Partners Inc.4,748$1.03M0.44%
Crossmark Global Holdings, Inc.4,708$1.02M0.03%
Bleakley Financial Group, LLC4,526$978.4K0.03%
Dai-Ichi Life Insurance Company, Ltd4,297$928.9K0.02%
Two Sigma Investments, LP4,100$886.3K0.00%
Aigen Investment Management, LP3,909$845.0K0.12%
Cornercap Investment Counsel Inc3,809$823.4K0.14%
Neo Ivy Capital Management3,672$794.0K0.54%
Prossimo Advisors, LLC3,600$778.0K1.80%
Capula Management Ltd3,370$728.5K0.08%
Glenmede Trust Co NA3,246$701.7K0.00%
Algert Global LLC3,216$695.2K0.04%
State of Alaska, Department of Revenue3,162$683.0K0.01%
Versor Investments LP2,995$647.4K0.06%
Echo Street Capital Management LLC2,720$588.0K0.01%
Markel Group Inc.SuperinvestorMarkel Group2,681$579.6K0.01%
Jump Financial, LLC2,329$503.5K0.03%
Wolverine Trading, LLC2,291$495.0K0.01%
Hillsdale Investment Management Inc.2,255$487.5K0.04%
Schroder Investment Management Group2,206$476.9K0.00%
Grantham, Mayo, Van Otterloo & Co. LLC2,200$475.6K0.00%
Moran Wealth Management, LLC2,188$473.0K0.02%
First County Bank2,111$456.3K0.22%
Lighthouse Investment Partners, LLC2,022$437.1K0.08%
Boulder Hill Capital Management LP2,000$432.3K0.36%
Teza Capital Management LLC1,767$382.0K0.07%
CenterBook Partners LP1,677$362.5K0.06%
Kula Investments, LLC1,644$355.4K0.13%
Cetera Advisors LLC1,623$350.8K0.01%
Alpha Paradigm Partners, LLC1,542$333.0K0.14%
Fullerton Fund Management Co Ltd.1,490$322.1K0.02%
Metis Global Partners, LLC1,422$307.4K0.03%
Gsa Capital Partners LLP1,345$291.0K0.04%
Tokio Marine Asset Management Co Ltd1,286$278.0K0.02%
Personal Cfo Solutions, LLC1,262$272.8K0.06%
CTC Capital Management, LLC1,200$259.4K0.32%
Oppenheimer & Co Inc1,113$240.6K0.01%
Qsemble Capital Management, LP1,050$227.0K0.16%
Levy Wealth Management Group, LLC1,042$225.2K0.08%
Coldstream Capital Management Inc1,031$222.9K0.01%
HBK Sorce Advisory LLC1,018$220.0K0.01%
C M Bidwell & Associates Ltd1,013$219.0K0.17%
Axq Capital, LP976$211.0K0.15%
Foundry Partners, LLC938$203.0K0.01%
Acadian Asset Management LLC710$153.0K0.00%
CoreCap Advisors, LLC594$128.4K0.01%
Comerica Securities,inc.561$121.3K0.01%
State of Wyoming553$119.5K0.04%
Asset Dedication, LLC449$97.0K0.01%
Group One Trading, L.P.182$39.3K0.00%
Steward Financial Group LLC174$37.0K0.02%
U.S. Capital Wealth Advisors, LLC150$32.4K0.00%
Baker Avenue Asset Management, LP130$28.1K0.00%
Quarry LP129$27.9K0.03%
First Manhattan Co127$27.5K0.00%
Tanglewood Legacy Advisors, LLC100$21.6K0.02%

Sold out (61)

Institutions that held LPL Financial Holdings Inc. at the end of Q3 2022 and filed for Q4 2022 without it.

Institutions that sold out of LPLA in Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Governors Lane LP55,947$12.2M
Calamos Advisors LLC47,692$10.4M
BlueMar Capital Management, LLC43,081$9.41M
Stamina Capital Management LP35,125$7.67M
Lisanti Capital Growth, LLC34,830$7.61M
KWB Wealth28,461$6.22M
Westwood Holdings Group Inc.27,453$6.00M
Alberta Investment Management Corp24,100$5.26M
Aquatic Capital Management LLC24,100$5.26M
Congress Asset Management Co15,683$3.43M
Nomura Holdings Inc13,952$3.05M
NWK Group, Inc.12,584$2.75M
Crestline Management, LP10,000$2.19M
PEAK6 Investments LLC9,785$2.14M
Fifth Lane Capital, LP9,059$1.98M
Congress Wealth Management LLC8,487$1.85M
AlphaCrest Capital Management LLC3,944$862.0K
Campbell & CO Investment Adviser LLC3,820$835.0K
Bellwether Advisors, LLC3,492$762.0K
Winton Group Ltd3,281$717.0K
Independent Advisor Alliance3,260$712.0K
JSF Financial, LLC2,734$597.0K
Prelude Capital Management, LLC2,539$555.0K
Western Wealth Management, LLC2,265$496.0K
Maven Securities LTD2,100$459.0K
Zeke Capital Advisors, LLC1,954$427.0K
Virtu Financial LLC1,911$417.0K
Quantamental Technologies LLC1,493$326.0K
CAPROCK Group, Inc.1,489$325.0K
Presidio Capital Management, LLC1,198$262.0K
Picton Mahoney Asset Management1,175$256.0K
Brookstone Capital Management1,056$254.0K
MJP Associates Inc1,010$221.0K
Ergoteles LLC993$217.0K
Kestra Private Wealth Services, LLC989$216.0K
Guggenheim Capital LLC956$209.0K
Gladstone Institutional Advisory LLC953$208.0K
Zacks Investment Management930$203.0K
Checchi Capital Advisers, LLC929$203.0K
Koshinski Asset Management, Inc.929$203.0K
SG Americas Securities, LLC742$162.0K
Counterpoint Mutual Funds LLC500$109.0K
Selective Wealth Management, Inc.500$109.0K
Advocacy Wealth Management Services, LLC103$25.0K
West Oak Capital, LLC75$16.0K
Leonteq Securities AG55$12.0K
Bogart Wealth, LLC57$12.0K
HM Payson & Co50$11.0K
Trust Co of Vermont33$7.00K
Almanack Investment Partners, LLC.28$6.00K
Crewe Advisors LLC25$5.00K
Center for Financial Planning, Inc.22$5.00K
Standard Family Office LLC24$5.00K
Altshuler Shaham Ltd19$4.00K
Massmutual Trust Co FSB13$3.00K
Cribstone Capital Management, LLC12$3.00K
GPS Wealth Strategies Group, LLC15$3.00K
Whittier Trust Co8$2.00K
Capital Advisors, Ltd. LLC9$2.00K
Stonebridge Capital Advisors LLC8$2.00K
Moisand Fitzgerald Tamayo, LLC6$1.00K

Not filed for Q4 2022 yet (12)

Institutions that held LPL Financial Holdings Inc. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding LPLA in Q3 2022 that haven't filed for Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Agf Investments Inc.415,000$90.7M
Eaton Vance Management205,820$45.0M
Bowling Portfolio Management LLC20,386$4.45M
Cornerstone Wealth Management, LLC17,047$3.73M
Balasa Dinverno & Foltz LLC4,649$1.02M
Jefferies Group LLC2,705$591.0K
Legacy Wealth Planning, LLC1,901$415.0K
American Portfolios Advisors1,898$414.7K
Redpoint Investment Management Pty Ltd1,829$400.0K
Corient Capital Partners, LLC2,007$370.0K
Wipfli Financial Advisors LLC,530$116.0K
Covington Capital Management133$29.0K