LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2022
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 632
- +61 vs. Q3 2022
- Shares held
- 76.5M
- −1.54M (−2.0%) vs. Q3 2022
- Total value
- $16.5B
- −$533.4M (−3.1%) vs. Q3 2022
- New holders
- 122
- 198 more added
- Sold out
- 61
- 263 more reduced
12 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clear Street Markets LLC | 1 | $0 | 0.00% | +1 | New |
| Tfo-TDC, LLC | 1 | $10 | 0.00% | +1 | New |
| EWG Elevate Inc. | 1 | $216 | 0.00% | +1 | New |
| Larson Financial Group LLC | 1 | $217 | 0.00% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 1 | $227 | 0.00% | +1 | New |
| Farther Finance Advisors, LLC | 2 | $432 | 0.00% | +2 | New |
| Freedom Wealth Alliance, LLC | 3 | $649 | 0.00% | +3 | New |
| Carolinas Wealth Consulting LLC | 4 | $865 | 0.00% | +4 | New |
| Householder Group Estate & Retirement Specialist, LLC | 9 | $1.00K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 5 | $1.08K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 5 | $1.08K | 0.00% | +5 | New |
| Sutton Wealth Advisors Inc. | 5 | $1.08K | 0.00% | +5 | New |
| Institutional & Family Asset Management, LLC | 6 | $1.30K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 7 | $1.51K | 0.00% | 00.0% | Unchanged |
| TD Ameritrade Investment Management, LLC | 7 | $2.00K | 0.00% | −17−70.8% | Reduced |
| Zions Bancorporation, N.A. | 10 | $2.16K | 0.00% | +10 | New |
| Rosenberg Matthew Hamilton | 12 | $2.59K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 12 | $2.59K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 9 | $2.67K | 0.00% | −50−84.7% | Reduced |
| Lee Financial Co | 13 | $2.81K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 12 | $3.00K | 0.00% | 00.0% | Unchanged |
| Old North State Trust, LLC | 12 | $3.00K | 0.00% | +12 | New |
| Wolff Wiese Magana LLC | 15 | $3.24K | 0.00% | −140−90.3% | Reduced |
| Parkside Financial Bank & Trust | 16 | $3.46K | 0.00% | +2+14.3% | Added |
| Disciplined Investments, LLC | 17 | $3.67K | 0.00% | −3−15.0% | Reduced |
| Corrado Advisors, LLC | 17 | $3.67K | 0.00% | +17 | New |
| Grey Fox Wealth Advisors, LLC | 17 | $3.67K | 0.00% | +17 | New |
| Aua Capital Management, LLC | 19 | $4.11K | 0.00% | −5−20.8% | Reduced |
| CNB Bank | 19 | $4.11K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 21 | $4.54K | 0.00% | +8+61.5% | Added |
| Private Advisor Group, LLC | 22,255 | $4.81K | 0.00% | −347−1.5% | Reduced |
| Investment Research & Advisory Group, Inc. | 23 | $4.97K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 24 | $5.19K | 0.00% | −2−7.7% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 24 | $5.19K | 0.00% | −5−17.2% | Reduced |
| Concord Wealth Partners | 24 | $5.19K | 0.00% | +24 | New |
| CVA Family Office, LLC | 25 | $5.40K | 0.00% | −5−16.7% | Reduced |
| Accurate Wealth Management, LLC | 26 | $5.87K | 0.00% | +26 | New |
| Earnest Partners LLC | 29 | $6.27K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 30 | $6.49K | 0.00% | +30 | New |
| Ten Capital Wealth Advisors, LLC | 32 | $6.92K | 0.00% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 33 | $7.00K | 0.00% | −617−94.9% | Reduced |
| Sofos Investments, Inc. | 216 | $7.10K | 0.07% | +216 | New |
| Castleview Partners, LLC | 33 | $7.13K | 0.01% | +33 | New |
| Glassman Wealth Services | 39 | $8.43K | 0.00% | +3+8.3% | Added |
| Schubert & Co | 46 | $9.94K | 0.01% | −6−11.5% | Reduced |
| Spire Wealth Management | 44 | $10.0K | 0.00% | −24−35.3% | Reduced |
| Park Place Capital Corp | 48 | $10.0K | 0.00% | +48 | New |
| Plante Moran Financial Advisors, LLC | 48 | $10.4K | 0.00% | −26−35.1% | Reduced |
| FinTrust Capital Advisors, LLC | 51 | $11.0K | 0.00% | −5−8.9% | Reduced |
| Bell Investment Advisors, Inc | 52 | $11.2K | 0.00% | −2−3.7% | Reduced |
| NVWM, LLC | 54 | $11.7K | 0.00% | 00.0% | Unchanged |
| RFP Financial Group LLC | 62 | $13.4K | 0.01% | +62 | New |
| Clean Yield Group | 63 | $13.6K | 0.01% | −12−16.0% | Reduced |
| Loomis Sayles & Co L P | 63 | $14.0K | 0.00% | +54+600.0% | Added |
| AdvisorNet Financial, Inc | 66 | $14.3K | 0.00% | +17+34.7% | Added |
| TCI Wealth Advisors, Inc. | 69 | $14.9K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 70 | $15.1K | 0.00% | +18+34.6% | Added |
| Johnson Financial Group, Inc. | 71 | $15.3K | 0.00% | −71−50.0% | Reduced |
| Arlington Partners LLC | 71 | $15.3K | 0.00% | +71 | New |
| CIBC Private Wealth Group, LLC | 75,345 | $16.3K | 0.00% | +74,075+5,832.7% | Added |
| JFS Wealth Advisors, LLC | 77 | $16.6K | 0.00% | −4−4.9% | Reduced |
| Clearstead Advisors, LLC | 83 | $17.9K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 83 | $18.0K | 0.01% | 00.0% | Unchanged |
| Livforsakringsbolaget Skandia, Omsesidigt | 100 | $21.6K | 0.00% | +100 | New |
| Tanglewood Legacy Advisors, LLC | 100 | $21.6K | 0.02% | +100 | New |
| Riverview Trust Co | 113 | $24.0K | 0.02% | 00.0% | Unchanged |
| Huntington National Bank | 115 | $24.9K | 0.00% | +7+6.5% | Added |
| First Manhattan Co | 127 | $27.5K | 0.00% | +127 | New |
| Quarry LP | 129 | $27.9K | 0.03% | +129 | New |
| Baker Avenue Asset Management, LP | 130 | $28.1K | 0.00% | +130 | New |
| Private Trust Co NA | 134 | $29.0K | 0.00% | −16−10.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 150 | $32.4K | 0.00% | +150 | New |
| Whittier Trust Co of Nevada Inc | 153 | $33.1K | 0.00% | −50−24.6% | Reduced |
| Steward Financial Group LLC | 174 | $37.0K | 0.02% | +174 | New |
| Smithfield Trust Co | 175 | $38.0K | 0.00% | −125−41.7% | Reduced |
| Ronald Blue Trust, Inc. | 180 | $39.0K | 0.00% | +163+958.8% | Added |
| Jackson, Grant Investment Advisers, Inc. | 181 | $39.1K | 0.02% | 00.0% | Unchanged |
| Group One Trading, L.P. | 182 | $39.3K | 0.00% | +182 | New |
| Money Concepts Capital Corp | 194 | $41.9K | 0.00% | −153−44.1% | Reduced |
| Benjamin Edwards Inc | 194 | $42.0K | 0.01% | −31−13.8% | Reduced |
| Sandy Spring Bank | 200 | $43.2K | 0.00% | −18−8.3% | Reduced |
| Assetmark, Inc | 219 | $47.3K | 0.00% | +1+0.5% | Added |
| Capital Analysts, LLC | 247 | $53.0K | 0.00% | −79−24.2% | Reduced |
| Covestor Ltd | 288 | $62.0K | 0.05% | −38−11.7% | Reduced |
| Alta Advisers Ltd | 300 | $65.0K | 0.04% | 00.0% | Unchanged |
| Ellevest, Inc. | 308 | $66.6K | 0.01% | +85+38.1% | Added |
| ICA Group Wealth Management, LLC | 324 | $70.0K | 0.02% | −1,451−81.7% | Reduced |
| Rockefeller Capital Management L.P. | 367 | $79.0K | 0.00% | −369−50.1% | Reduced |
| Central Trust Co | 370 | $80.0K | 0.00% | −21−5.4% | Reduced |
| Penserra Capital Management LLC | 402 | $86.0K | 0.00% | +21+5.5% | Added |
| Gables Capital Management Inc. | 400 | $86.5K | 0.06% | 00.0% | Unchanged |
| Allworth Financial LP | 407 | $88.0K | 0.00% | +192+89.3% | Added |
| Tyler-Stone Wealth Management | 445 | $96.0K | 0.07% | +27+6.5% | Added |
| Asset Dedication, LLC | 449 | $97.0K | 0.01% | +449 | New |
| Financial Management Professionals, Inc. | 508 | $110.0K | 0.02% | +62+13.9% | Added |
| Quadrant Capital Group LLC | 512 | $110.7K | 0.01% | −15−2.8% | Reduced |
| Eagle Bay Advisors LLC | 548 | $118.5K | 0.07% | −29−5.0% | Reduced |
| Global Retirement Partners, LLC | 550 | $118.9K | 0.01% | −134−19.6% | Reduced |
| Federation des caisses Desjardins du Quebec | 552 | $119.3K | 0.00% | +330+148.6% | Added |
| State of Wyoming | 553 | $119.5K | 0.04% | +553 | New |