LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2021
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 435
- +21 vs. Q3 2021
- Shares held
- 76.8M
- +414.5K (+0.5%) vs. Q3 2021
- Total value
- $12.3B
- +$321.5M (+2.7%) vs. Q3 2021
- New holders
- 74
- 153 more added
- Sold out
- 53
- 156 more reduced
9 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alberta Investment Management Corp | 10,000 | $1.60M | 0.01% | +10,000 | New |
| Shell Asset Management Co | 9,822 | $1.57M | 0.03% | +59+0.6% | Added |
| State of Wisconsin Investment Board | 9,683 | $1.55M | 0.00% | −295−3.0% | Reduced |
| Deutsche Bank AG | 8,997 | $1.44M | 0.00% | −504,512−98.2% | Reduced |
| Xponance, Inc. | 8,926 | $1.43M | 0.02% | +43+0.5% | Added |
| Flynn Zito Capital Management, LLC | 8,912 | $1.43M | 1.21% | +8,912 | New |
| First Republic Investment Management, Inc. | 8,856 | $1.42M | 0.00% | +1,700+23.8% | Added |
| NewEdge Wealth, LLC | 8,705 | $1.39M | 0.06% | +314+3.7% | Added |
| Picton Mahoney Asset Management | 8,695 | $1.39M | 0.05% | −2,100−19.5% | Reduced |
| King Luther Capital Management Corp | 8,430 | $1.35M | 0.01% | +2,010+31.3% | Added |
| CIBC Private Wealth Group, LLC | 8,387 | $1.34M | 0.00% | −203−2.4% | Reduced |
| Pitcairn Co | 8,169 | $1.31M | 0.08% | −45−0.5% | Reduced |
| STRS Ohio | 8,060 | $1.29M | 0.00% | −1,058−11.6% | Reduced |
| Sumitomo Life Insurance Co | 8,040 | $1.29M | 0.03% | +1,799+28.8% | Added |
| Advisors Asset Management, Inc. | 7,990 | $1.28M | 0.02% | +353+4.6% | Added |
| Freedman Financial Associates, Inc. | 7,962 | $1.27M | 0.87% | 00.0% | Unchanged |
| TrimTabs Asset Management, LLC | 7,929 | $1.27M | 0.62% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 7,400 | $1.19M | 0.01% | +800+12.1% | Added |
| Jane Street Group, LLC | 7,360 | $1.18M | 0.00% | −3,209−30.4% | Reduced |
| Van Leeuwen & Company, LLC | 7,323 | $1.17M | 0.66% | +3,225+78.7% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 7,134 | $1.15M | 0.00% | +1,560+28.0% | Added |
| Maven Securities LTD | 7,105 | $1.14M | 0.14% | −6,295−47.0% | Reduced |
| Prescott Group Capital Management, L.L.C. | 7,000 | $1.12M | 0.25% | 00.0% | Unchanged |
| Congress Wealth Management LLC | 6,994 | $1.12M | 0.02% | +6,994 | New |
| Neuberger Berman Group LLC | 6,987 | $1.11M | 0.00% | +1,040+17.5% | Added |
| ProShare Advisors LLC | 6,898 | $1.10M | 0.00% | −28−0.4% | Reduced |
| Prudential Financial Inc | 6,450 | $1.09M | 0.00% | +203+3.2% | Added |
| Phoenix Holdings Ltd. | 6,725 | $1.09M | 0.02% | −420−5.9% | Reduced |
| Walleye Capital LLC | 6,765 | $1.08M | 0.04% | +3,829+130.4% | Added |
| Oppenheimer Asset Management Inc. | 6,629 | $1.06M | 0.01% | +2,040+44.5% | Added |
| Ci Investments Inc. | 6,462 | $1.03M | 0.00% | −302−4.5% | Reduced |
| Echo Street Capital Management LLC | 6,032 | $966.0K | 0.01% | +6,032 | New |
| Maryland State Retirement & Pension System | 6,006 | $962.0K | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 5,959 | $951.0K | 0.00% | −281−4.5% | Reduced |
| Aureus Asset Management, LLC | 5,905 | $945.0K | 0.06% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 5,825 | $932.0K | 0.08% | 00.0% | Unchanged |
| Paloma Partners Management Co | 5,767 | $923.0K | 0.03% | +5,767 | New |
| Enterprise Financial Services Corp | 5,724 | $916.0K | 0.14% | −10,168−64.0% | Reduced |
| LVW Advisors, LLC | 5,557 | $890.0K | 0.15% | −22−0.4% | Reduced |
| Kestra Private Wealth Services, LLC | 5,513 | $883.0K | 0.04% | −1,119−16.9% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 5,388 | $863.0K | 0.00% | −558−9.4% | Reduced |
| Toth Financial Advisory Corp | 5,385 | $862.0K | 0.12% | +1,935+56.1% | Added |
| Raymond James Trust N.A. | 5,334 | $854.0K | 0.03% | −472−8.1% | Reduced |
| Metropolitan Life Insurance Co | 5,296 | $847.8K | 0.01% | −42−0.8% | Reduced |
| Squarepoint Ops LLC | 5,159 | $826.0K | 0.00% | +1,872+57.0% | Added |
| Pictet Asset Management SA | 5,109 | $818.0K | 0.00% | −291−5.4% | Reduced |
| Capital Asset Advisory Services LLC | 5,059 | $810.0K | 0.09% | +170+3.5% | Added |
| Brown Brothers Harriman & Co | 5,000 | $800.0K | 0.00% | −109−2.1% | Reduced |
| Kestra Advisory Services, LLC | 4,893 | $783.0K | 0.01% | +470+10.6% | Added |
| Navellier & Associates Inc | 4,796 | $768.0K | 0.11% | −28−0.6% | Reduced |
| Financial Advocates Investment Management | 4,756 | $761.0K | 0.05% | −4,499−48.6% | Reduced |
| Baird Financial Group, Inc. | 4,622 | $740.0K | 0.00% | −12,036−72.3% | Reduced |
| Logan Capital Management Inc | 4,600 | $736.0K | 0.03% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 4,469 | $715.0K | 0.01% | +4,469 | New |
| American Trust | 4,425 | $708.0K | 0.05% | +4,425 | New |
| Advisor OS, LLC | 4,370 | $699.0K | 0.14% | +442+11.3% | Added |
| MML Investors Services, LLC | 4,272 | $684.0K | 0.00% | −169−3.8% | Reduced |
| Engineers Gate Manager LP | 4,165 | $667.0K | 0.03% | +2,525+154.0% | Added |
| JustInvest LLC | 4,034 | $646.0K | 0.04% | +470+13.2% | Added |
| Oak Thistle LLC | 3,980 | $637.0K | 0.49% | +3,980 | New |
| Susquehanna Fundamental Investments, LLC | 3,960 | $634.0K | 0.02% | −17,629−81.7% | Reduced |
| Cetera Advisor Networks LLC | 3,942 | $631.0K | 0.01% | +1,552+64.9% | Added |
| Guggenheim Capital LLC | 3,802 | $608.0K | 0.00% | +831+28.0% | Added |
| Intersect Capital LLC | 3,696 | $592.0K | 0.11% | +177+5.0% | Added |
| TownSquare Capital, LLC | 3,694 | $591.0K | 0.01% | +1,547+72.1% | Added |
| The PNC Financial Services Group, Inc. | 3,622 | $579.0K | 0.00% | +18+0.5% | Added |
| Independent Advisor Alliance | 3,603 | $577.0K | 0.03% | −207−5.4% | Reduced |
| Pearl River Capital, LLC | 3,558 | $570.0K | 0.15% | +1,928+118.3% | Added |
| Ironwood Investment Counsel, LLC | 3,485 | $557.0K | 0.13% | −50−1.4% | Reduced |
| Intercontinental Wealth Advisors, LLC | 3,418 | $547.0K | 0.12% | +1,491+77.4% | Added |
| Bickling Financial Services, Inc. | 3,383 | $542.0K | 0.26% | +54+1.6% | Added |
| O'Shares Investment Advisers, LLC | 3,370 | $540.0K | 0.04% | +76+2.3% | Added |
| Pittenger & Anderson Inc | 3,350 | $536.0K | 0.02% | +90+2.8% | Added |
| Winton Group Ltd | 3,351 | $536.0K | 0.03% | +3,351 | New |
| Leuthold Group, LLC | 3,320 | $531.0K | 0.06% | −37−1.1% | Reduced |
| Cornerstone Investment Partners, LLC | 3,314 | $531.0K | 0.03% | +1,482+80.9% | Added |
| SkyView Investment Advisors, LLC | 11,687 | $530.0K | 0.12% | +7,413+173.4% | Added |
| Ritholtz Wealth Management | 3,261 | $522.0K | 0.03% | +261+8.7% | Added |
| Glenview Trust Co | 3,243 | $519.0K | 0.02% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 3,202 | $513.0K | 0.00% | −580−15.3% | Reduced |
| KB Financial Partners, LLC | 3,084 | $494.0K | 0.14% | −897−22.5% | Reduced |
| Brasada Capital Management, LP | 3,000 | $480.0K | 0.09% | +3,000 | New |
| Versor Investments LP | 2,925 | $468.0K | 0.01% | −2,975−50.4% | Reduced |
| Manufacturers Life Insurance Company, The | 2,903 | $464.0K | 0.00% | −1,267−30.4% | Reduced |
| Simplex Trading, LLC | 2,860 | $457.0K | 0.01% | +2,860 | New |
| Axxcess Wealth Management, LLC | 2,837 | $454.0K | 0.03% | +2,837 | New |
| Integrated Investment Consultants, LLC | 2,740 | $439.0K | 0.12% | 00.0% | Unchanged |
| Nicholas Investment Partners, LP | 2,738 | $438.0K | 0.03% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 2,700 | $432.0K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 2,695 | $431.0K | 0.04% | +2,695 | New |
| Zeke Capital Advisors, LLC | 2,643 | $423.0K | 0.02% | −4−0.2% | Reduced |
| Park Avenue Securities LLC | 2,629 | $421.0K | 0.01% | +853+48.0% | Added |
| Laurel Wealth Advisors, Inc. | 2,630 | $421.0K | 0.03% | +2,630 | New |
| SG Americas Securities, LLC | 2,595 | $415.0K | 0.00% | −300−10.4% | Reduced |
| Alps Advisors Inc | 2,535 | $406.0K | 0.00% | +410+19.3% | Added |
| Globeflex Capital L P | 2,462 | $394.0K | 0.08% | −17,853−87.9% | Reduced |
| BTC Capital Management, Inc. | 2,463 | $394.0K | 0.04% | +2,463 | New |
| NEXT Financial Group, Inc | 2,450 | $392.0K | 0.03% | +1,167+91.0% | Added |
| Brown Advisory Inc | 2,436 | $390.0K | 0.00% | +2,436 | New |
| Bank of Montreal | 2,368 | $384.0K | 0.00% | −19,488−89.2% | Reduced |