LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2021
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 435
- +21 vs. Q3 2021
- Shares held
- 76.8M
- +414.5K (+0.5%) vs. Q3 2021
- Total value
- $12.3B
- +$321.5M (+2.7%) vs. Q3 2021
- New holders
- 74
- 153 more added
- Sold out
- 53
- 156 more reduced
9 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Moneta Group Investment Advisors LLC | 2,399 | $384.0K | 0.02% | −370−13.4% | Reduced |
| First Hawaiian Bank | 2,398 | $384.0K | 0.01% | −251−9.5% | Reduced |
| Quantinno Capital Management LP | 2,380 | $381.0K | 0.07% | −342−12.6% | Reduced |
| YHB Investment Advisors, Inc. | 2,380 | $381.0K | 0.03% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 2,343 | $375.0K | 0.09% | +2,343 | New |
| Yousif Capital Management, LLC | 2,339 | $374.0K | 0.00% | +2,339 | New |
| IHT Wealth Management, LLC | 2,323 | $372.0K | 0.03% | −94−3.9% | Reduced |
| Future Fund LLC | 2,310 | $370.0K | 0.37% | +2,310 | New |
| Ethic Inc. | 2,279 | $365.0K | 0.03% | +479+26.6% | Added |
| London Co of Virginia | 2,270 | $363.0K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 2,213 | $354.0K | 0.01% | −65−2.9% | Reduced |
| Cetera Investment Advisers | 2,151 | $344.0K | 0.00% | −410−16.0% | Reduced |
| EverSource Wealth Advisors, LLC | 2,148 | $344.0K | 0.10% | +2,148 | New |
| MAI Capital Management | 2,096 | $336.0K | 0.01% | −113−5.1% | Reduced |
| M&T Bank Corp | 2,085 | $335.0K | 0.00% | +61+3.0% | Added |
| Hutchens & Kramer Investment Management Group, LLC | 1,747 | $326.0K | 0.21% | +1,747 | New |
| WJ Wealth Management, LLC | 2,000 | $320.0K | 0.19% | 00.0% | Unchanged |
| ACT Advisors, LLC. | 2,000 | $320.0K | 0.23% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 1,975 | $316.0K | 0.02% | −2,780−58.5% | Reduced |
| Modera Wealth Management, LLC | 1,944 | $311.0K | 0.01% | +1,944 | New |
| Ssi Investment Management LLC | 1,904 | $305.0K | 0.02% | −5−0.3% | Reduced |
| Advisory Services Network, LLC | 1,891 | $302.0K | 0.01% | +1+0.1% | Added |
| Umb Bank N A | 1,863 | $298.0K | 0.00% | +1,863 | New |
| MONECO Advisors, LLC | 1,711 | $296.0K | 0.11% | −19−1.1% | Reduced |
| Moody Lynn & Lieberson, LLC | 1,800 | $288.0K | 0.02% | −200−10.0% | Reduced |
| Franklin Resources Inc | 1,766 | $283.0K | 0.00% | −10−0.6% | Reduced |
| XTX Topco Ltd | 1,730 | $277.0K | 0.16% | −1,664−49.0% | Reduced |
| Wedge Capital Management L L P | 1,729 | $277.0K | 0.00% | −13−0.7% | Reduced |
| Citadel Advisors LLC | 1,727 | $276.0K | 0.00% | −30,424−94.6% | Reduced |
| Greenleaf Trust | 1,714 | $274.0K | 0.00% | +44+2.6% | Added |
| Meeder Asset Management Inc | 1,704 | $273.0K | 0.03% | +1,581+1,285.4% | Added |
| GWM Advisors LLC | 1,698 | $272.0K | 0.00% | +1,698 | New |
| Boothbay Fund Management, LLC | 1,694 | $271.0K | 0.01% | +1,694 | New |
| JT Stratford LLC | 1,684 | $270.0K | 0.07% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 1,683 | $268.0K | 0.00% | +58+3.6% | Added |
| Apollon Wealth Management, LLC | 1,669 | $267.0K | 0.02% | +393+30.8% | Added |
| One Wealth Advisors, LLC | 1,654 | $265.0K | 0.07% | +105+6.8% | Added |
| Legacy Wealth Planning, LLC | 1,631 | $261.0K | 0.30% | +200+14.0% | Added |
| Thrivent Financial for Lutherans | 1,600 | $256.0K | 0.00% | −23,543−93.6% | Reduced |
| Fayez Sarofim & Co | 1,600 | $256.0K | 0.00% | 00.0% | Unchanged |
| Pennsylvania Capital Management Inc | 1,572 | $252.0K | 0.09% | 00.0% | Unchanged |
| Davenport & Co LLC | 1,551 | $248.0K | 0.00% | −129−7.7% | Reduced |
| Riverpoint Wealth Management Holdings, LLC | 1,532 | $245.0K | 0.08% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,536 | $245.0K | 0.00% | +1,084+239.8% | Added |
| Private Capital Group, LLC | 1,520 | $243.0K | 0.05% | −7−0.5% | Reduced |
| Wealth Alliance | 1,520 | $243.0K | 0.05% | +45+3.1% | Added |
| American International Group, Inc. | 1,511 | $242.0K | 0.00% | −52−3.3% | Reduced |
| Western Wealth Management, LLC | 1,504 | $241.0K | 0.02% | +1,504 | New |
| Sanchez Wealth Management Group | 1,498 | $240.0K | 0.10% | +3+0.2% | Added |
| Jefferies Group LLC | 1,485 | $237.7K | 0.00% | −2,825−65.5% | Reduced |
| Great Diamond Partners, LLC | 1,475 | $236.0K | 0.06% | +32+2.2% | Added |
| Pzena Investment Management LLC | 1,465 | $235.0K | 0.00% | +1,465 | New |
| Quantitative Investment Management, LLC | 1,464 | $234.0K | 0.03% | −1,448−49.7% | Reduced |
| Astrantus Ltd | 1,398 | $224.0K | 0.17% | +1,398 | New |
| IBM Retirement Fund | 1,329 | $213.0K | 0.03% | −921−40.9% | Reduced |
| Corient Capital Partners, LLC | 1,330 | $213.0K | 0.01% | +1,330 | New |
| Proequities, Inc. | 1,325 | $212.0K | 0.01% | −54−3.9% | Reduced |
| Symmetry Partners, LLC | 1,324 | $212.0K | 0.01% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 1,300 | $208.0K | 0.02% | +1,300 | New |
| Prelude Capital Management, LLC | 1,287 | $206.0K | 0.01% | +1,287 | New |
| Fermata Advisors, LLC | 1,251 | $200.0K | 0.07% | +1,251 | New |
| Leonteq Securities AG | 1,119 | $179.1K | 0.01% | +85+8.2% | Added |
| Lindbrook Capital, LLC | 985 | $158.0K | 0.02% | +896+1,006.7% | Added |
| Schroder Investment Management Group | 976 | $156.0K | 0.00% | −64,951−98.5% | Reduced |
| Walleye Trading LLC | 931 | $149.0K | 0.00% | +894+2,416.2% | Added |
| TSFG, LLC | 855 | $137.0K | 0.05% | +198+30.1% | Added |
| Group One Trading, L.P. | 800 | $128.0K | 0.00% | +800 | New |
| Belpointe Asset Management LLC | 766 | $122.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 674 | $108.0K | 0.02% | 00.0% | Unchanged |
| Smithfield Trust Co | 670 | $107.0K | 0.01% | 00.0% | Unchanged |
| Quent Capital, LLC | 653 | $105.0K | 0.02% | +653 | New |
| Bessemer Group Inc | 573 | $92.0K | 0.00% | +385+204.8% | Added |
| IFP Advisors, Inc | 553 | $89.0K | 0.00% | +7+1.3% | Added |
| Signaturefd, LLC | 469 | $75.0K | 0.00% | −50−9.6% | Reduced |
| Capital Analysts, LLC | 455 | $73.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 458 | $73.0K | 0.01% | +90+24.5% | Added |
| Koshinski Asset Management, Inc. | 430 | $68.8K | 0.01% | +11+2.6% | Added |
| Sandy Spring Bank | 400 | $64.0K | 0.00% | −81−16.8% | Reduced |
| Gables Capital Management Inc. | 400 | $64.0K | 0.04% | 00.0% | Unchanged |
| Central Trust Co | 391 | $63.0K | 0.00% | +260+198.5% | Added |
| Tyler-Stone Wealth Management | 391 | $63.0K | 0.03% | +391 | New |
| Spire Wealth Management | 379 | $61.0K | 0.00% | +220+138.4% | Added |
| CWM, LLC | 377 | $60.0K | 0.00% | +377 | New |
| Parallel Advisors, LLC | 335 | $54.0K | 0.00% | +39+13.2% | Added |
| Rockefeller Capital Management L.P. | 321 | $51.0K | 0.00% | −72−18.3% | Reduced |
| Covestor Ltd | 296 | $47.0K | 0.07% | +296 | New |
| Steward Partners Investment Advisory, LLC | 285 | $46.0K | 0.00% | +200+235.3% | Added |
| Tfo-TDC, LLC | 281 | $44.0K | 0.01% | +281 | New |
| First Horizon Advisors, Inc. | 215 | $33.0K | 0.00% | −5−2.3% | Reduced |
| Manchester Capital Management LLC | 185 | $30.0K | 0.00% | 00.0% | Unchanged |
| Jackson, Grant Investment Advisers, Inc. | 181 | $29.0K | 0.01% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 170 | $27.0K | 0.01% | +9+5.6% | Added |
| Fred Alger Management, LLC | 161 | $26.0K | 0.00% | −300−65.1% | Reduced |
| Wolff Wiese Magana LLC | 158 | $25.0K | 0.02% | −3,368−95.5% | Reduced |
| Huntington National Bank | 156 | $25.0K | 0.00% | +1+0.6% | Added |
| Covington Capital Management | 133 | $21.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 109 | $17.0K | 0.00% | −62−36.3% | Reduced |
| Ellevest, Inc. | 98 | $16.0K | 0.00% | +80+444.4% | Added |
| IAG Wealth Partners, LLC | 83 | $13.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 74 | $12.0K | 0.00% | 00.0% | Unchanged |