LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2021
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 435
- +21 vs. Q3 2021
- Shares held
- 76.8M
- +414.5K (+0.5%) vs. Q3 2021
- Total value
- $12.3B
- +$321.5M (+2.7%) vs. Q3 2021
- New holders
- 74
- 153 more added
- Sold out
- 53
- 156 more reduced
9 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raffa Wealth Management, LLC | 5 | $800 | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 9 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 7 | $1.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $1.00K | 0.00% | +5 | New |
| Westside Investment Management, Inc. | 12 | $1.00K | 0.00% | +12 | New |
| Lenox Wealth Advisors, LLC | 7 | $1.00K | 0.00% | +7 | New |
| Eagle Bay Advisors LLC | 9 | $1.00K | 0.00% | +9 | New |
| Harvest Fund Management Co., Ltd | 17 | $2.00K | 0.00% | −237−93.3% | Reduced |
| Massmutual Trust Co FSB | 12 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 13 | $2.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 13 | $2.00K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 15 | $2.00K | 0.00% | +15 | New |
| Delos Wealth Advisors, LLC | 12 | $2.00K | 0.00% | +12 | New |
| Schubert & Co | 13 | $2.00K | 0.00% | +13 | New |
| Glassman Wealth Services | 20 | $3.00K | 0.00% | +9+81.8% | Added |
| JFS Wealth Advisors, LLC | 21 | $3.00K | 0.00% | +21 | New |
| CNB Bank | 19 | $3.00K | 0.00% | +19 | New |
| Sofos Investments, Inc. | 160 | $4.00K | 0.00% | +160 | Added |
| Washington Trust Co | 24 | $4.00K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 23 | $4.00K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 24 | $4.00K | 0.00% | 00.0% | Unchanged |
| Widmann Financial Services, Inc. | 31 | $4.00K | 0.00% | +31 | New |
| Earnest Partners LLC | 29 | $5.00K | 0.00% | 00.0% | Unchanged |
| Aua Capital Management, LLC | 31 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 31 | $5.00K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 29 | $5.00K | 0.00% | +6+26.1% | Added |
| ClariVest Asset Management LLC | 31 | $6.00K | 0.00% | −32,230−99.9% | Reduced |
| Standard Family Office LLC | 37 | $6.00K | 0.05% | +37 | New |
| Dixon Hughes Goodman Wealth Advisors LLC | 44 | $7.00K | 0.00% | +44 | New |
| American Portfolios Advisors | 48 | $7.68K | 0.00% | +19+65.5% | Added |
| Total Clarity Wealth Management, Inc. | 50 | $8.00K | 0.00% | 00.0% | Unchanged |
| NVWM, LLC | 54 | $9.00K | 0.00% | +25+86.2% | Added |
| Farmers & Merchants Investments Inc | 71 | $11.0K | 0.00% | −4−5.3% | Reduced |
| Cambridge Trust Co | 68 | $11.0K | 0.00% | +68 | New |
| Washington Trust Advisors, Inc. | 67 | $11.0K | 0.00% | +67 | New |
| Plante Moran Financial Advisors, LLC | 74 | $12.0K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 83 | $13.0K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 98 | $16.0K | 0.00% | +80+444.4% | Added |
| Fifth Third Bancorp | 109 | $17.0K | 0.00% | −62−36.3% | Reduced |
| Covington Capital Management | 133 | $21.0K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 158 | $25.0K | 0.02% | −3,368−95.5% | Reduced |
| Huntington National Bank | 156 | $25.0K | 0.00% | +1+0.6% | Added |
| Fred Alger Management, LLC | 161 | $26.0K | 0.00% | −300−65.1% | Reduced |
| Benjamin Edwards Inc | 170 | $27.0K | 0.01% | +9+5.6% | Added |
| Jackson, Grant Investment Advisers, Inc. | 181 | $29.0K | 0.01% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 185 | $30.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 215 | $33.0K | 0.00% | −5−2.3% | Reduced |
| Tfo-TDC, LLC | 281 | $44.0K | 0.01% | +281 | New |
| Steward Partners Investment Advisory, LLC | 285 | $46.0K | 0.00% | +200+235.3% | Added |
| Covestor Ltd | 296 | $47.0K | 0.07% | +296 | New |
| Rockefeller Capital Management L.P. | 321 | $51.0K | 0.00% | −72−18.3% | Reduced |
| Parallel Advisors, LLC | 335 | $54.0K | 0.00% | +39+13.2% | Added |
| CWM, LLC | 377 | $60.0K | 0.00% | +377 | New |
| Spire Wealth Management | 379 | $61.0K | 0.00% | +220+138.4% | Added |
| Central Trust Co | 391 | $63.0K | 0.00% | +260+198.5% | Added |
| Tyler-Stone Wealth Management | 391 | $63.0K | 0.03% | +391 | New |
| Sandy Spring Bank | 400 | $64.0K | 0.00% | −81−16.8% | Reduced |
| Gables Capital Management Inc. | 400 | $64.0K | 0.04% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 430 | $68.8K | 0.01% | +11+2.6% | Added |
| Capital Analysts, LLC | 455 | $73.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 458 | $73.0K | 0.01% | +90+24.5% | Added |
| Signaturefd, LLC | 469 | $75.0K | 0.00% | −50−9.6% | Reduced |
| IFP Advisors, Inc | 553 | $89.0K | 0.00% | +7+1.3% | Added |
| Bessemer Group Inc | 573 | $92.0K | 0.00% | +385+204.8% | Added |
| Quent Capital, LLC | 653 | $105.0K | 0.02% | +653 | New |
| Smithfield Trust Co | 670 | $107.0K | 0.01% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 674 | $108.0K | 0.02% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 766 | $122.0K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 800 | $128.0K | 0.00% | +800 | New |
| TSFG, LLC | 855 | $137.0K | 0.05% | +198+30.1% | Added |
| Walleye Trading LLC | 931 | $149.0K | 0.00% | +894+2,416.2% | Added |
| Schroder Investment Management Group | 976 | $156.0K | 0.00% | −64,951−98.5% | Reduced |
| Lindbrook Capital, LLC | 985 | $158.0K | 0.02% | +896+1,006.7% | Added |
| Leonteq Securities AG | 1,119 | $179.1K | 0.01% | +85+8.2% | Added |
| Fermata Advisors, LLC | 1,251 | $200.0K | 0.07% | +1,251 | New |
| Prelude Capital Management, LLC | 1,287 | $206.0K | 0.01% | +1,287 | New |
| Gladstone Institutional Advisory LLC | 1,300 | $208.0K | 0.02% | +1,300 | New |
| Proequities, Inc. | 1,325 | $212.0K | 0.01% | −54−3.9% | Reduced |
| Symmetry Partners, LLC | 1,324 | $212.0K | 0.01% | 00.0% | Unchanged |
| IBM Retirement Fund | 1,329 | $213.0K | 0.03% | −921−40.9% | Reduced |
| Corient Capital Partners, LLC | 1,330 | $213.0K | 0.01% | +1,330 | New |
| Astrantus Ltd | 1,398 | $224.0K | 0.17% | +1,398 | New |
| Quantitative Investment Management, LLC | 1,464 | $234.0K | 0.03% | −1,448−49.7% | Reduced |
| Pzena Investment Management LLC | 1,465 | $235.0K | 0.00% | +1,465 | New |
| Great Diamond Partners, LLC | 1,475 | $236.0K | 0.06% | +32+2.2% | Added |
| Jefferies Group LLC | 1,485 | $237.7K | 0.00% | −2,825−65.5% | Reduced |
| Sanchez Wealth Management Group | 1,498 | $240.0K | 0.10% | +3+0.2% | Added |
| Western Wealth Management, LLC | 1,504 | $241.0K | 0.02% | +1,504 | New |
| American International Group, Inc. | 1,511 | $242.0K | 0.00% | −52−3.3% | Reduced |
| Private Capital Group, LLC | 1,520 | $243.0K | 0.05% | −7−0.5% | Reduced |
| Wealth Alliance | 1,520 | $243.0K | 0.05% | +45+3.1% | Added |
| Riverpoint Wealth Management Holdings, LLC | 1,532 | $245.0K | 0.08% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,536 | $245.0K | 0.00% | +1,084+239.8% | Added |
| Davenport & Co LLC | 1,551 | $248.0K | 0.00% | −129−7.7% | Reduced |
| Pennsylvania Capital Management Inc | 1,572 | $252.0K | 0.09% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 1,600 | $256.0K | 0.00% | −23,543−93.6% | Reduced |
| Fayez Sarofim & Co | 1,600 | $256.0K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Planning, LLC | 1,631 | $261.0K | 0.30% | +200+14.0% | Added |
| One Wealth Advisors, LLC | 1,654 | $265.0K | 0.07% | +105+6.8% | Added |
| Apollon Wealth Management, LLC | 1,669 | $267.0K | 0.02% | +393+30.8% | Added |