LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2021
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 435
- +21 vs. Q3 2021
- Shares held
- 76.8M
- +414.5K (+0.5%) vs. Q3 2021
- Total value
- $12.3B
- +$321.5M (+2.7%) vs. Q3 2021
- New holders
- 74
- 153 more added
- Sold out
- 53
- 156 more reduced
9 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alyeska Investment Group, L.P. | 67,390 | $10.8M | 0.12% | +67,390 | New |
| Azora Capital LP | 64,624 | $10.3M | 1.62% | +3,967+6.5% | Added |
| Point72 Europe (London) LLP | 63,300 | $10.1M | 4.63% | −5,000−7.3% | Reduced |
| Natixis Advisors, L.P. | 62,124 | $9.95M | 0.04% | +1,381+2.3% | Added |
| Castleark Management LLC | 61,755 | $9.89M | 0.36% | −2,305−3.6% | Reduced |
| Russell Investments Group, Ltd. | 56,221 | $9.00M | 0.01% | −6,164−9.9% | Reduced |
| US Bancorp | 56,165 | $8.99M | 0.01% | −557−1.0% | Reduced |
| Brant Point Investment Management LLC | 55,351 | $8.86M | 1.63% | −9,857−15.1% | Reduced |
| Putnam Investments LLC | 53,963 | $8.64M | 0.01% | +53,963 | New |
| Balyasny Asset Management LLC | 52,959 | $8.48M | 0.04% | +52,959 | New |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 51,086 | $8.18M | 0.17% | +51,086 | New |
| Janney Montgomery Scott LLC | 50,070 | $8.02M | 0.03% | −271−0.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 49,793 | $7.97M | 0.01% | +858+1.8% | Added |
| UBS Group AG | 49,394 | $7.91M | 0.00% | +115+0.2% | Added |
| Icon Advisers Inc | 48,932 | $7.83M | 1.26% | +532+1.1% | Added |
| Gradient Investments LLC | 47,591 | $7.62M | 0.19% | +47,591 | New |
| Cinctive Capital Management LP | 46,630 | $7.46M | 0.35% | +46,630 | New |
| Nisa Investment Advisors, LLC | 43,085 | $7.42M | 0.06% | −48,099−52.7% | Reduced |
| Two Sigma Advisers, LP | 45,700 | $7.32M | 0.02% | +1,100+2.5% | Added |
| Susquehanna International Group, LLP | 45,325 | $7.26M | 0.01% | +33,913+297.2% | Added |
| Public Employees Retirement System of Ohio | 45,096 | $7.22M | 0.02% | −2,077−4.4% | Reduced |
| State of New Jersey Common Pension Fund D | 44,138 | $7.07M | 0.02% | +1,981+4.7% | Added |
| AQR Capital Management LLC | 43,676 | $6.99M | 0.01% | −3,608−7.6% | Reduced |
| Kennedy Capital Management, Inc. | 43,037 | $6.89M | 0.15% | −1,614−3.6% | Reduced |
| Advantage Alpha Capital Partners LP | 42,849 | $6.86M | 0.98% | +8,192+23.6% | Added |
| Rafferty Asset Management, LLC | 42,004 | $6.72M | 0.04% | +3,772+9.9% | Added |
| James Investment Research Inc | 41,519 | $6.65M | 0.61% | −2,997−6.7% | Reduced |
| Community Trust & Investment Co | 41,226 | $6.60M | 0.51% | −100−0.2% | Reduced |
| Citigroup Inc | 40,983 | $6.56M | 0.01% | −121−0.3% | Reduced |
| Foster Victor Wealth Advisors, LLC | 36,536 | $6.54M | 0.89% | +4,875+15.4% | Added |
| Barclays PLC | 39,435 | $6.31M | 0.00% | +8,153+26.1% | Added |
| Capitolis Advisors LLC | 39,262 | $6.29M | 0.04% | 00.0% | Unchanged |
| Truist Financial Corp | 37,284 | $5.97M | 0.01% | +1,970+5.6% | Added |
| Pathstone Family Office, LLC | 37,206 | $5.96M | 0.15% | +678+1.9% | Added |
| Phase 2 Partners, LLC | 36,770 | $5.89M | 3.90% | +36,770 | New |
| BNP Paribas Arbitrage, SA | 35,304 | $5.65M | 0.01% | +17,813+101.8% | Added |
| PFS Investments Inc. | 35,114 | $5.62M | 0.11% | +5,827+19.9% | Added |
| Cubist Systematic Strategies, LLC | 34,512 | $5.53M | 0.05% | +34,304+16,492.3% | Added |
| NN Investment Partners Holdings N.V. | 33,690 | $5.39M | 0.03% | +2,004+6.3% | Added |
| Vestmark Advisory Solutions, Inc. | 32,569 | $5.21M | 0.29% | +2,511+8.4% | Added |
| Nomura Asset Management Co Ltd | 31,850 | $5.10M | 0.03% | +31,850 | New |
| Advisor Group Holdings, Inc. | 29,953 | $4.80M | 0.01% | +1,448+5.1% | Added |
| Treasurer of the State of North Carolina | 28,862 | $4.62M | 0.02% | +190+0.7% | Added |
| KWB Wealth | 28,733 | $4.60M | 0.76% | −314−1.1% | Reduced |
| Bullseye Asset Management LLC | 27,715 | $4.34M | 1.72% | 00.0% | Unchanged |
| Catalyst Capital Advisors LLC | 26,950 | $4.31M | 0.20% | −1,550−5.4% | Reduced |
| Otter Creek Advisors, LLC | 26,736 | $4.28M | 4.01% | −7,385−21.6% | Reduced |
| Westpac Banking Corp | 25,534 | $4.09M | 0.04% | +234+0.9% | Added |
| O'Shaughnessy Asset Management, LLC | 24,367 | $3.90M | 0.07% | +307+1.3% | Added |
| Arizona State Retirement System | 21,598 | $3.46M | 0.03% | −178−0.8% | Reduced |
| Winthrop Advisory Group LLC | 21,513 | $3.44M | 0.69% | −150−0.7% | Reduced |
| Commonwealth Equity Services, LLC | 21,122 | $3.38M | 0.01% | +32+0.2% | Added |
| Bowling Portfolio Management LLC | 20,854 | $3.34M | 0.69% | −227−1.1% | Reduced |
| Private Advisor Group, LLC | 20,731 | $3.32M | 0.02% | −88−0.4% | Reduced |
| Principal Financial Group Inc | 19,287 | $3.09M | 0.00% | −7,170−27.1% | Reduced |
| Kames Capital plc | 18,151 | $2.91M | 0.04% | +402+2.3% | Added |
| Yorktown Management & Research Co Inc | 17,700 | $2.83M | 1.91% | +2,000+12.7% | Added |
| Daiwa Securities Group Inc. | 17,345 | $2.78M | 0.02% | −2,281−11.6% | Reduced |
| Ensign Peak Advisors, Inc | 17,190 | $2.75M | 0.01% | +17,190 | New |
| Amalgamated Bank | 16,999 | $2.72M | 0.02% | −3,242−16.0% | Reduced |
| Cornerstone Wealth Management, LLC | 16,503 | $2.64M | 0.25% | +132+0.8% | Added |
| TD Private Client Wealth LLC | 16,363 | $2.62M | 0.11% | −537−3.2% | Reduced |
| AlphaCrest Capital Management LLC | 16,012 | $2.56M | 0.10% | +7,226+82.2% | Added |
| Aquila Investment Management LLC | 16,000 | $2.56M | 1.24% | +16,000 | New |
| Oliver Luxxe Assets LLC | 15,763 | $2.52M | 0.64% | −97−0.6% | Reduced |
| Teacher Retirement System of Texas | 15,580 | $2.49M | 0.01% | +2,808+22.0% | Added |
| HSBC Holdings PLC | 15,382 | $2.48M | 0.00% | +6,307+69.5% | Added |
| Dana Investment Advisors, Inc. | 15,448 | $2.47M | 0.11% | −261−1.7% | Reduced |
| PEAK6 Investments LLC | 15,308 | $2.45M | 0.07% | +2,988+24.3% | Added |
| Bridgewater Associates, LP | 15,288 | $2.45M | 0.01% | −17,303−53.1% | Reduced |
| Tocqueville Asset Management L.P. | 15,073 | $2.41M | 0.03% | −10.0% | Reduced |
| Sirios Capital Management L P | 14,715 | $2.36M | 0.27% | +14,715 | New |
| Heron Bay Capital Management | 14,554 | $2.33M | 1.15% | +684+4.9% | Added |
| Los Angeles Capital Management LLC | 14,484 | $2.32M | 0.01% | −15,621−51.9% | Reduced |
| Utah Retirement Systems | 14,409 | $2.31M | 0.03% | +100+0.7% | Added |
| Handelsbanken Fonder AB | 14,081 | $2.25M | 0.01% | −400−2.8% | Reduced |
| National Bank of Canada | 13,779 | $2.21M | 0.01% | +13,779 | New |
| Laurion Capital Management LP | 13,594 | $2.18M | 0.04% | +13,594 | New |
| Kalos Management, Inc. | 12,791 | $2.14M | 0.58% | +372+3.0% | Added |
| Impax Asset Management Group plc | 13,313 | $2.13M | 0.01% | −364−2.7% | Reduced |
| Congress Asset Management Co | 13,035 | $2.09M | 0.02% | +261+2.0% | Added |
| Illinois Municipal Retirement Fund | 12,796 | $2.05M | 0.06% | +2,702+26.8% | Added |
| CIBC World Markets Inc. | 12,710 | $2.04M | 0.01% | 00.0% | Unchanged |
| Tributary Capital Management, LLC | 12,600 | $2.02M | 0.15% | −4,600−26.7% | Reduced |
| Verition Fund Management LLC | 12,599 | $2.02M | 0.03% | +4,027+47.0% | Added |
| Gillson Capital LP | 12,544 | $2.01M | 0.13% | −48,540−79.5% | Reduced |
| Algert Global LLC | 11,724 | $1.88M | 0.23% | +84+0.7% | Added |
| Public Employees Retirement Association of Colorado | 11,675 | $1.87M | 0.01% | −75−0.6% | Reduced |
| Fulton Bank, N.A. | 11,348 | $1.82M | 0.08% | −886−7.2% | Reduced |
| Donoghue Forlines LLC | 11,349 | $1.82M | 0.31% | +11,349 | New |
| Eqis Capital Management, Inc. | 11,218 | $1.80M | 0.13% | −1,142−9.2% | Reduced |
| FDx Advisors, Inc. | 10,851 | $1.74M | 0.05% | +800+8.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,835 | $1.74M | 0.01% | +3,124+40.5% | Added |
| Caldwell Trust Co | 10,714 | $1.72M | 0.20% | −53−0.5% | Reduced |
| Atria Investments LLC | 10,623 | $1.70M | 0.03% | +936+9.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 10,526 | $1.69M | 0.15% | +450+4.5% | Added |
| Dynamic Technology Lab Private Ltd | 10,510 | $1.68M | 0.19% | +10,510 | New |
| Bamco Inc | 10,500 | $1.68M | 0.00% | +10,500 | New |
| Bokf, NA | 10,326 | $1.65M | 0.03% | −9,079−46.8% | Reduced |
| Retirement Capital Strategies | 10,041 | $1.61M | 0.59% | 00.0% | Unchanged |