Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Hawthorn Bancshares, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- 0 vs. Q4 2022
- Shares held
- 1.96M
- −134.0K (−6.4%) vs. Q4 2022
- Total value
- $45.8M
- +$221.1K (+0.5%) vs. Q4 2022
- New holders
- 4
- 7 more added
- Sold out
- 4
- 12 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 15 | $0 | 0.00% | −331−95.7% | Reduced |
| FNY Investment Advisers, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 9 | $0 | 0.00% | +9 | New |
| Wells Fargo & Company | 42 | $994 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 51 | $1.19K | 0.00% | +51 | New |
| State of Wyoming | 208 | $4.86K | 0.00% | −33−13.7% | Reduced |
| Bank of America Corp | 1,629 | $38.1K | 0.00% | +1,617+13,475.0% | Added |
| Umb Bank N A | 3,107 | $72.6K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 3,903 | $91.2K | 0.00% | −3,277−45.6% | Reduced |
| Central Trust Co | 4,970 | $116.2K | 0.00% | −202−3.9% | Reduced |
| LSV Asset Management | 6,136 | $143.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,199 | $238.4K | 0.00% | +10,199 | New |
| Bank of New York Mellon Corp | 11,449 | $267.6K | 0.00% | +54+0.5% | Added |
| InterOcean Capital Group, LLC | 11,670 | $272.8K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 13,530 | $316.3K | 0.00% | +13,530 | New |
| Northern Trust Corp | 14,250 | $333.1K | 0.00% | −940−6.2% | Reduced |
| BlackRock Inc. | 15,230 | $356.0K | 0.00% | −9,490−38.4% | Reduced |
| Sonen Capital LLC | 18,121 | $423.6K | 0.72% | −10,000−35.6% | Reduced |
| Susquehanna Fundamental Investments, LLC | 21,300 | $497.9K | 0.01% | −2,700−11.3% | Reduced |
| Gendell Jeffrey L | 24,958 | $583.4K | 0.05% | −14,562−36.8% | Reduced |
| State Street Corp | 25,516 | $600.8K | 0.00% | +125+0.5% | Added |
| American Century Companies Inc | 30,876 | $713.9K | 0.00% | +192+0.6% | Added |
| Millennium Management LLC | 33,737 | $789.0K | 0.00% | +12,200+56.6% | Added |
| RBF Capital, LLC | 38,142 | $891.6K | 0.06% | 00.0% | Unchanged |
| M3F, Inc. | 42,427 | $992.0K | 0.33% | −3,718−8.1% | Reduced |
| Pinnacle Holdings, LLC | 45,475 | $1.06M | 0.49% | +3,160+7.5% | Added |
| Geode Capital Management, LLC | 50,581 | $1.18M | 0.00% | 00.0% | Unchanged |
| FJ Capital Management LLC | 69,123 | $1.62M | 0.20% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 75,994 | $1.78M | 0.05% | −950−1.2% | Reduced |
| Dimensional Fund Advisors LP | 170,104 | $3.98M | 0.00% | −6,449−3.7% | Reduced |
| Alliancebernstein L.P. | 217,471 | $5.08M | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 253,198 | $5.92M | 0.00% | +3,941+1.6% | Added |
| PL Capital Advisors, LLC | 355,448 | $8.31M | 2.93% | 00.0% | Unchanged |
| Ategra Capital Management, LLC | 391,840 | $9.16M | 5.12% | 00.0% | Unchanged |
| Endeavour Capital Advisors Inc | 0 | $0 | 0.00% | −92,820−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −18,174−100.0% | Sold out |
| River Oaks Capital LLC | 0 | $0 | 0.00% | −15,040−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −382−100.0% | Sold out |