Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Hawthorn Bancshares, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- −4 vs. Q2 2021
- Shares held
- 2.12M
- +29.3K (+1.4%) vs. Q2 2021
- Total value
- $49.0M
- +$1.16M (+2.4%) vs. Q2 2021
- New holders
- 2
- 12 more added
- Sold out
- 6
- 15 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 43 | $1.00K | 0.00% | −6−12.2% | Reduced |
| BNP Paribas Arbitrage, SA | 80 | $1.85K | 0.00% | −701−89.8% | Reduced |
| Bank of America Corp | 185 | $4.00K | 0.00% | −1,348−87.9% | Reduced |
| California State Teachers Retirement System | 416 | $10.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 729 | $17.0K | 0.00% | −1,461−66.7% | Reduced |
| UBS Group AG | 732 | $17.0K | 0.00% | +732 | New |
| Morgan Stanley | 1,687 | $39.0K | 0.00% | −3,348−66.5% | Reduced |
| Central Trust Co | 4,780 | $111.0K | 0.00% | +1,017+27.0% | Added |
| LSV Asset Management | 7,800 | $180.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 10,288 | $238.0K | 0.00% | −715−6.5% | Reduced |
| American Century Companies Inc | 13,386 | $310.0K | 0.00% | +1,827+15.8% | Added |
| HYA Advisors, Inc | 13,428 | $314.0K | 0.13% | +530+4.1% | Added |
| Susquehanna International Group, LLP | 13,869 | $321.0K | 0.00% | +13,869 | New |
| Northern Trust Corp | 15,160 | $351.0K | 0.00% | −1,764−10.4% | Reduced |
| Fourthstone LLC | 17,130 | $397.0K | 0.16% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 19,958 | $462.0K | 0.00% | −16,600−45.4% | Reduced |
| BlackRock Inc. | 24,194 | $561.0K | 0.00% | −21,647−47.2% | Reduced |
| Susquehanna Fundamental Investments, LLC | 24,400 | $565.0K | 0.01% | −300−1.2% | Reduced |
| Ergoteles LLC | 26,311 | $609.0K | 0.02% | −91−0.3% | Reduced |
| RBF Capital, LLC | 36,675 | $849.0K | 0.05% | +1,410+4.0% | Added |
| Pinnacle Holdings, LLC | 40,052 | $927.6K | 0.41% | +13,480+50.7% | Added |
| State Street Corp | 41,911 | $977.0K | 0.00% | −9,652−18.7% | Reduced |
| M3F, Inc. | 46,660 | $1.08M | 0.35% | +9,138+24.4% | Added |
| Millennium Management LLC | 50,318 | $1.17M | 0.00% | −42,866−46.0% | Reduced |
| Geode Capital Management, LLC | 61,152 | $1.42M | 0.00% | −536−0.9% | Reduced |
| FJ Capital Management LLC | 66,000 | $1.54M | 0.13% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 71,334 | $1.65M | 0.03% | −20.0% | Reduced |
| Gendell Jeffrey L | 73,016 | $1.69M | 0.15% | +2,808+4.0% | Added |
| Alliancebernstein L.P. | 131,857 | $3.05M | 0.00% | +89,263+209.6% | Added |
| Dimensional Fund Advisors LP | 167,959 | $3.89M | 0.00% | +3,352+2.0% | Added |
| Endeavour Capital Advisors Inc | 195,081 | $4.52M | 0.65% | +7,503+4.0% | Added |
| Vanguard Group Inc | 249,641 | $5.78M | 0.00% | +9,399+3.9% | Added |
| PL Capital Advisors, LLC | 312,730 | $7.24M | 1.82% | +1,040+0.3% | Added |
| Ategra Capital Management, LLC | 376,770 | $8.73M | 4.39% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −13,730−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −9,426−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −1,484−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −174−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −136−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −48−100.0% | Sold out |