Hawthorn Bancshares, Inc.
HWBK- Exchange
- Nasdaq
- Industry
- National Commercial Banks
- SEC CIK
- 0000893847
In the last 90 days, Hawthorn Bancshares, Inc. insiders filed 1 open-market purchase and 0 sales; 68 institutions reported holding it in 13F filings for Q2 2026, worth $87.0M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Hawthorn Bancshares, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +1 vs. Q1 2021
- Shares held
- 2.09M
- −204.8K (−8.9%) vs. Q1 2021
- Total value
- $47.9M
- −$935.9K (−1.9%) vs. Q1 2021
- New holders
- 10
- 8 more added
- Sold out
- 9
- 16 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HWBK on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 68 | $87.0M |
| Q1 2026 | 65 | $71.6M |
| Q4 2025 | 65 | $73.9M |
| Q3 2025 | 61 | $64.8M |
| Q2 2025 | 52 | $61.1M |
| Q1 2025 | 42 | $53.3M |
| Q4 2024 | 38 | $53.5M |
| Q3 2024 | 35 | $47.8M |
| Q2 2024 | 32 | $37.6M |
| Q1 2024 | 34 | $39.8M |
| Q4 2023 | 40 | $47.7M |
| Q3 2023 | 37 | $30.4M |
| Q2 2023 | 37 | $33.1M |
| Q1 2023 | 34 | $45.8M |
| Q4 2022 | 34 | $45.6M |
| Q3 2022 | 36 | $45.5M |
| Q2 2022 | 36 | $53.2M |
| Q1 2022 | 37 | $54.9M |
| Q4 2021 | 37 | $56.5M |
| Q3 2021 | 34 | $49.0M |
| Q2 2021 | 38 | $47.9M |
| Q1 2021 | 37 | $48.8M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Hawthorn Bancshares, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| New York State Common Retirement Fund | 48 | $1.00K | 0.00% | −5,984−99.2% | Reduced |
| Wells Fargo & Company | 49 | $1.00K | 0.00% | −2,012−97.6% | Reduced |
| American International Group, Inc. | 136 | $3.00K | 0.00% | −3,271−96.0% | Reduced |
| Deutsche Bank AG | 174 | $4.00K | 0.00% | −4,324−96.1% | Reduced |
| California State Teachers Retirement System | 416 | $10.0K | 0.00% | −8,400−95.3% | Reduced |
| BNP Paribas Arbitrage, SA | 781 | $17.9K | 0.00% | −2,253−74.3% | Reduced |
| Royal Bank of Canada | 1,484 | $34.0K | 0.00% | +888+149.0% | Added |
| Bank of America Corp | 1,533 | $36.0K | 0.00% | −6,171−80.1% | Reduced |
| Barclays PLC | 2,190 | $50.0K | 0.00% | −2,697−55.2% | Reduced |
| Central Trust Co | 3,763 | $86.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 5,035 | $115.0K | 0.00% | +4,999+13,886.1% | Added |
| LSV Asset Management | 7,800 | $178.0K | 0.00% | +7,800 | New |
| Nuveen Asset Management, LLC | 9,426 | $216.0K | 0.00% | +9,426 | New |
| Bank of New York Mellon Corp | 11,003 | $252.0K | 0.00% | −15,641−58.7% | Reduced |
| American Century Companies Inc | 11,559 | $265.0K | 0.00% | +11,559 | New |
| HYA Advisors, Inc | 12,898 | $296.0K | 0.12% | +12,898 | New |
| Price T Rowe Associates Inc | 13,730 | $315.0K | 0.00% | −3,695−21.2% | Reduced |
| Fourthstone LLC | 17,130 | $386.0K | 0.16% | +17,130 | New |
| Northern Trust Corp | 16,924 | $389.0K | 0.00% | −44,130−72.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 24,700 | $566.0K | 0.01% | +24,700 | New |
| Ergoteles LLC | 26,402 | $605.0K | 0.01% | +26,402 | New |
| Pinnacle Holdings, LLC | 26,572 | $609.3K | 0.28% | +1,022+4.0% | Added |
| RBF Capital, LLC | 35,265 | $809.0K | 0.05% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 36,558 | $838.0K | 0.00% | +13,709+60.0% | Added |
| M3F, Inc. | 37,522 | $860.0K | 0.30% | +37,522 | New |
| Alliancebernstein L.P. | 42,594 | $977.0K | 0.00% | +42,594 | New |
| BlackRock Inc. | 45,841 | $1.05M | 0.00% | −327,749−87.7% | Reduced |
| State Street Corp | 51,563 | $1.20M | 0.00% | −63,584−55.2% | Reduced |
| Geode Capital Management, LLC | 61,688 | $1.41M | 0.00% | −33,232−35.0% | Reduced |
| FJ Capital Management LLC | 66,000 | $1.52M | 0.13% | +2,100+3.3% | Added |
| Gendell Jeffrey L | 70,208 | $1.61M | 0.14% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 71,336 | $1.64M | 0.03% | −629−0.9% | Reduced |
| Millennium Management LLC | 93,184 | $2.14M | 0.00% | +93,184 | New |
| Dimensional Fund Advisors LP | 164,607 | $3.77M | 0.00% | +19,180+13.2% | Added |
| Endeavour Capital Advisors Inc | 187,578 | $4.30M | 0.55% | 00.0% | Unchanged |
| Vanguard Group Inc | 240,242 | $5.51M | 0.00% | −9,796−3.9% | Reduced |
| PL Capital Advisors, LLC | 311,690 | $7.15M | 1.76% | +16,599+5.6% | Added |
| Ategra Capital Management, LLC | 376,770 | $8.64M | 4.41% | +34,927+10.2% | Added |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −18,313−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −14,039−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −11,521−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,472−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −1,016−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −519−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −518−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −388−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −133−100.0% | Sold out |