GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in GDL Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 29
- +3 vs. Q1 2022
- Shares held
- 5.68M
- −533.3K (−8.6%) vs. Q1 2022
- Total value
- $46.3M
- −$7.06M (−13.2%) vs. Q1 2022
- New holders
- 6
- 8 more added
- Sold out
- 3
- 11 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 96 | $1.00K | 0.00% | +96 | New |
| The PNC Financial Services Group, Inc. | 2,481 | $20.0K | 0.00% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 3,000 | $25.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 8,112 | $67.0K | 0.00% | +3,607+80.1% | Added |
| Advisor Group Holdings, Inc. | 9,929 | $82.0K | 0.00% | +23+0.2% | Added |
| Raymond James Trust N.A. | 10,218 | $84.0K | 0.00% | +10,218 | New |
| Castle Wealth Management LLC | 12,459 | $102.0K | 0.06% | +12,459 | New |
| 9258 Wealth Management, LLC | 14,311 | $117.0K | 0.03% | −1,050−6.8% | Reduced |
| UBS Group AG | 16,024 | $132.0K | 0.00% | −1,416−8.1% | Reduced |
| Commonwealth Equity Services, LLC | 16,687 | $137.0K | 0.00% | +16,687 | New |
| Integrated Capital Management, Inc. | 18,354 | $150.0K | 0.14% | −679−3.6% | Reduced |
| Integrated Wealth Concepts LLC | 21,906 | $180.0K | 0.01% | +21,906 | New |
| Private Advisor Group, LLC | 22,070 | $181.0K | 0.00% | −1,833−7.7% | Reduced |
| Wells Fargo & Company | 65,578 | $538.0K | 0.00% | +3,718+6.0% | Added |
| Raymond James & Associates | 88,674 | $728.0K | 0.00% | −520,980−85.5% | Reduced |
| CSS LLC | 104,943 | $862.0K | 0.04% | +2,903+2.8% | Added |
| Park Avenue Securities LLC | 115,603 | $949.0K | 0.02% | −2,438−2.1% | Reduced |
| Envestnet Asset Management Inc | 119,357 | $980.0K | 0.00% | −2,025−1.7% | Reduced |
| Mariner Investment Group LLC | 124,869 | $1.02M | 1.09% | +4,646+3.9% | Added |
| Ancora Advisors, LLC | 174,626 | $1.43M | 0.04% | −12,480−6.7% | Reduced |
| Cornerstone Advisors, LLC | 176,180 | $1.45M | 0.08% | +800+0.5% | Added |
| Zazove Associates LLC | 203,318 | $1.67M | 0.16% | 00.0% | Unchanged |
| Morgan Stanley | 249,670 | $2.05M | 0.00% | +44,653+21.8% | Added |
| Bank of America Corp | 316,624 | $2.60M | 0.00% | −6,297−2.0% | Reduced |
| Rivernorth Capital Management, LLC | 370,405 | $3.04M | 0.12% | −112,667−23.3% | Reduced |
| Gamco Investors, Inc. Et Al | 411,768 | $3.38M | 0.04% | +13,100+3.3% | Added |
| Relative Value Partners Group, LLC | 1,097,703 | $9.10M | 0.68% | −20,670−1.8% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 1,854,307 | $15.2M | 1.97% | 00.0% | Unchanged |
| B. Riley Wealth Management, Inc. | 46,718 | – | – | +46,718 | New |
| Stifel Financial Corp | 0 | $0 | 0.00% | −22,637−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −4,983−100.0% | Sold out |
| Eudaimonia Partners, LLC | 0 | $0 | 0.00% | −4,700−100.0% | Sold out |