GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in GDL Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 26
- −3 vs. Q4 2021
- Shares held
- 6.21M
- +74.2K (+1.2%) vs. Q4 2021
- Total value
- $53.4M
- −$1.43M (−2.6%) vs. Q4 2021
- New holders
- 2
- 9 more added
- Sold out
- 5
- 11 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| The PNC Financial Services Group, Inc. | 2,481 | $21.0K | 0.00% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 3,000 | $26.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,505 | $39.0K | 0.00% | −3,002−40.0% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 4,983 | $43.0K | 0.02% | +68+1.4% | Added |
| Advisor Group Holdings, Inc. | 9,906 | $85.0K | 0.00% | −779−7.3% | Reduced |
| 9258 Wealth Management, LLC | 15,361 | $132.0K | 0.03% | −2,158−12.3% | Reduced |
| UBS Group AG | 17,440 | $150.0K | 0.00% | +2,714+18.4% | Added |
| Integrated Capital Management, Inc. | 19,033 | $164.0K | 0.13% | −1,531−7.4% | Reduced |
| Stifel Financial Corp | 22,637 | $195.0K | 0.00% | −12,964−36.4% | Reduced |
| Private Advisor Group, LLC | 23,903 | $205.0K | 0.00% | +557+2.4% | Added |
| Wells Fargo & Company | 61,860 | $532.0K | 0.00% | −4,176−6.3% | Reduced |
| CSS LLC | 102,040 | $878.0K | 0.04% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 118,041 | $1.01M | 0.02% | +2,605+2.3% | Added |
| Mariner Investment Group LLC | 120,223 | $1.03M | 1.31% | −18,463−13.3% | Reduced |
| Envestnet Asset Management Inc | 121,382 | $1.04M | 0.00% | +790+0.7% | Added |
| Cornerstone Advisors, LLC | 175,380 | $1.51M | 0.09% | −2,000−1.1% | Reduced |
| Ancora Advisors, LLC | 187,106 | $1.61M | 0.04% | −3,705−1.9% | Reduced |
| Zazove Associates LLC | 203,318 | $1.75M | 0.15% | +203,318 | New |
| Morgan Stanley | 205,017 | $1.76M | 0.00% | +6,414+3.2% | Added |
| Bank of America Corp | 322,921 | $2.78M | 0.00% | +37,717+13.2% | Added |
| Gamco Investors, Inc. Et Al | 398,668 | $3.43M | 0.03% | +1,742+0.4% | Added |
| Rivernorth Capital Management, LLC | 483,072 | $4.15M | 0.16% | −81,902−14.5% | Reduced |
| Raymond James & Associates | 609,654 | $5.24M | 0.00% | +997+0.2% | Added |
| Relative Value Partners Group, LLC | 1,118,373 | $9.62M | 0.67% | −9,642−0.9% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 1,854,307 | $15.9M | 2.07% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 4,700 | – | – | +4,700 | New |
| Marquette Asset Management, LLC | 0 | $0 | 0.00% | −21,392−100.0% | Sold out |
| Raymond James Trust N.A. | 0 | $0 | 0.00% | −13,430−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | 0 | $0 | 0.00% | −11,933−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −194−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |