GDL Fund
GDL- Exchange
- NYSE
- SEC CIK
- 0001378701
No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in GDL Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 31
- −1 vs. Q1 2021
- Shares held
- 6.07M
- −117.6K (−1.9%) vs. Q1 2021
- Total value
- $55.0M
- −$241.0K (−0.4%) vs. Q1 2021
- New holders
- 1
- 14 more added
- Sold out
- 2
- 11 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 31 | $39.8M |
| Q1 2026 | 31 | $44.2M |
| Q4 2025 | 32 | $42.0M |
| Q3 2025 | 28 | $41.0M |
| Q2 2025 | 27 | $41.1M |
| Q1 2025 | 23 | $39.7M |
| Q4 2024 | 27 | $42.7M |
| Q3 2024 | 25 | $22.0M |
| Q2 2024 | 29 | $32.3M |
| Q1 2024 | 27 | $38.7M |
| Q4 2023 | 27 | $39.2M |
| Q3 2023 | 33 | $39.2M |
| Q2 2023 | 32 | $41.0M |
| Q1 2023 | 31 | $28.0M |
| Q4 2022 | 30 | $31.9M |
| Q3 2022 | 28 | $45.5M |
| Q2 2022 | 29 | $46.3M |
| Q1 2022 | 26 | $53.4M |
| Q4 2021 | 29 | $54.8M |
| Q3 2021 | 30 | $57.1M |
| Q2 2021 | 31 | $55.0M |
| Q1 2021 | 32 | $55.2M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding GDL Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Arcadia Investment Management Corp | 1,900 | $17.0K | 0.00% | −1,400−42.4% | Reduced |
| Wolverine Asset Management LLC | 2,710 | $24.0K | 0.00% | +2,010+287.1% | Added |
| Mark Sheptoff Financial Planning, LLC | 4,000 | $36.0K | 0.02% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 4,786 | $43.0K | 0.02% | +63+1.3% | Added |
| Royal Bank of Canada | 8,909 | $81.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 10,552 | $96.0K | 0.00% | −290−2.7% | Reduced |
| Raymond James Trust N.A. | 12,430 | $113.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 13,101 | $119.0K | 0.00% | +94+0.7% | Added |
| UBS Group AG | 16,697 | $151.0K | 0.00% | +1,505+9.9% | Added |
| Integrated Capital Management, Inc. | 18,049 | $163.0K | 0.13% | +2,864+18.9% | Added |
| 9258 Wealth Management, LLC | 18,849 | $171.0K | 0.05% | −4,471−19.2% | Reduced |
| Private Advisor Group, LLC | 26,846 | $244.0K | 0.00% | +1,000+3.9% | Added |
| Marquette Asset Management, LLC | 36,000 | $327.0K | 0.07% | 00.0% | Unchanged |
| Stifel Financial Corp | 63,786 | $579.0K | 0.00% | −6,243−8.9% | Reduced |
| Wells Fargo & Company | 65,333 | $593.0K | 0.00% | −1,230−1.8% | Reduced |
| Park Avenue Securities LLC | 98,527 | $894.0K | 0.02% | +8,058+8.9% | Added |
| Envestnet Asset Management Inc | 101,942 | $925.0K | 0.00% | +8,370+8.9% | Added |
| CSS LLC | 102,040 | $926.0K | 0.05% | +2,643+2.7% | Added |
| Rivernorth Capital Management, LLC | 102,500 | $930.0K | 0.05% | +102,500 | New |
| 1607 Capital Partners, LLC | 113,826 | $1.03M | 0.05% | −11,844−9.4% | Reduced |
| Morgan Stanley | 167,702 | $1.52M | 0.00% | −7,635−4.4% | Reduced |
| Ancora Advisors, LLC | 192,776 | $1.75M | 0.05% | 00.0% | Unchanged |
| Matisse Capital | 213,513 | $1.94M | 0.61% | −2,000−0.9% | Reduced |
| Cornerstone Advisors, LLC | 248,253 | $2.25M | 0.13% | −7,000−2.7% | Reduced |
| Mariner Investment Group LLC | 251,502 | $2.28M | 5.01% | +20,000+8.6% | Added |
| Bank of America Corp | 260,682 | $2.36M | 0.00% | +8,009+3.2% | Added |
| Gamco Investors, Inc. Et Al | 387,215 | $3.51M | 0.03% | +7,613+2.0% | Added |
| Raymond James & Associates | 607,949 | $5.51M | 0.01% | −1,477−0.2% | Reduced |
| Relative Value Partners Group, LLC | 1,073,634 | $9.74M | 0.76% | +4,684+0.4% | Added |
| Gabelli & Co Investment Advisers, Inc. | 1,837,407 | $16.7M | 1.93% | +47,451+2.7% | Added |
| Eudaimonia Partners, LLC | 4,700 | – | – | −87,512−94.9% | Reduced |
| Zazove Associates LLC | 0 | $0 | 0.00% | −203,318−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −5−100.0% | Sold out |