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GDL Fund

GDL
Exchange
NYSE
SEC CIK
0001378701

No open-market purchases or sales by GDL Fund insiders were filed in the last 90 days; 31 institutions reported holding it in 13F filings for Q2 2026, worth $39.8M in total; no superinvestor holds it.

13F holders, Q1 2021

Institutional positions in GDL Fund as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
32
No complete 13F data for Q4 2020
Shares held
6.19M
No complete 13F data for Q4 2020
Total value
$55.2M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting GDL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 32 institutions
Q1 2021: 32 institutionsQ2 2021: 31 institutionsQ3 2021: 30 institutionsQ4 2021: 29 institutionsQ1 2022: 26 institutionsQ2 2022: 29 institutionsQ3 2022: 28 institutionsQ4 2022: 30 institutionsQ1 2023: 31 institutionsQ2 2023: 32 institutionsQ3 2023: 33 institutionsQ4 2023: 27 institutionsQ1 2024: 27 institutionsQ2 2024: 29 institutionsQ3 2024: 25 institutionsQ4 2024: 27 institutionsQ1 2025: 23 institutionsQ2 2025: 27 institutionsQ3 2025: 28 institutionsQ4 2025: 32 institutionsQ1 2026: 31 institutionsQ2 2026: 31 institutions
Value heldQ1 2021: $55.2M
Q1 2021: $55.2MQ2 2021: $55.0MQ3 2021: $57.1MQ4 2021: $54.8MQ1 2022: $53.4MQ2 2022: $46.3MQ3 2022: $45.5MQ4 2022: $31.9MQ1 2023: $28.0MQ2 2023: $41.0MQ3 2023: $39.2MQ4 2023: $39.2MQ1 2024: $38.7MQ2 2024: $32.3MQ3 2024: $22.0MQ4 2024: $42.7MQ1 2025: $39.7MQ2 2025: $41.1MQ3 2025: $41.0MQ4 2025: $42.0MQ1 2026: $44.2MQ2 2026: $39.8M
Institutions holding GDL and their total value by quarter
QuarterHoldersValue
Q2 202631$39.8M
Q1 202631$44.2M
Q4 202532$42.0M
Q3 202528$41.0M
Q2 202527$41.1M
Q1 202523$39.7M
Q4 202427$42.7M
Q3 202425$22.0M
Q2 202429$32.3M
Q1 202427$38.7M
Q4 202327$39.2M
Q3 202333$39.2M
Q2 202332$41.0M
Q1 202331$28.0M
Q4 202230$31.9M
Q3 202228$45.5M
Q2 202229$46.3M
Q1 202226$53.4M
Q4 202129$54.8M
Q3 202130$57.1M
Q2 202131$55.0M
Q1 202132$55.2M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding GDL Fund.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding GDL in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Brown Brothers Harriman & Co5$00.00%––
Wolverine Asset Management LLC700$6.00K0.00%––
Arcadia Investment Management Corp3,300$29.0K0.01%––
Mark Sheptoff Financial Planning, LLC4,000$36.0K0.02%––
Thomas J. Herzfeld Advisors, Inc.4,723$42.0K0.02%––
Royal Bank of Canada8,909$80.0K0.00%––
Advisor Group Holdings, Inc.10,842$97.0K0.00%––
Raymond James Trust N.A.12,430$111.0K0.00%––
Citadel Advisors LLC13,007$116.0K0.00%––
Integrated Capital Management, Inc.15,185$136.0K0.12%––
UBS Group AG15,192$136.0K0.00%––
9258 Wealth Management, LLC23,320$208.0K0.06%––
Private Advisor Group, LLC25,846$230.0K0.00%––
Marquette Asset Management, LLC36,000$321.0K0.08%––
Wells Fargo & Company66,563$595.0K0.00%––
Stifel Financial Corp70,029$625.0K0.00%––
Park Avenue Securities LLC90,469$808.0K0.02%––
Eudaimonia Partners, LLC92,212$823.0K0.17%––
Envestnet Asset Management Inc93,572$836.0K0.00%––
CSS LLC99,397$888.0K0.05%––
1607 Capital Partners, LLC125,670$1.12M0.05%––
Morgan Stanley175,337$1.57M0.00%––
Ancora Advisors, LLC192,776$1.72M0.05%––
Zazove Associates LLC203,318$1.82M0.21%––
Matisse Capital215,513$1.92M0.55%––
Mariner Investment Group LLC231,502$2.07M5.14%––
Bank of America Corp252,673$2.26M0.00%––
Cornerstone Advisors, LLC255,253$2.28M0.20%––
Gamco Investors, Inc. Et Al379,602$3.39M0.03%––
Raymond James & Associates609,426$5.44M0.01%––
Relative Value Partners Group, LLC1,068,950$9.55M0.82%––
Gabelli & Co Investment Advisers, Inc.1,789,956$16.0M1.99%––