Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB- Exchange
- NYSE
- SEC CIK
- 0001495825
In the last 90 days, Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust insiders filed 2 open-market purchases and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $119.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- +2 vs. Q2 2021
- Shares held
- 3.76M
- +371.9K (+11.0%) vs. Q2 2021
- Total value
- $92.2M
- +$8.41M (+10.0%) vs. Q2 2021
- New holders
- 5
- 25 more added
- Sold out
- 3
- 15 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GBAB on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $119.3M |
| Q1 2026 | 63 | $112.5M |
| Q4 2025 | 65 | $113.3M |
| Q3 2025 | 62 | $110.5M |
| Q2 2025 | 62 | $100.6M |
| Q1 2025 | 62 | $102.4M |
| Q4 2024 | 72 | $92.8M |
| Q3 2024 | 66 | $101.9M |
| Q2 2024 | 63 | $88.7M |
| Q1 2024 | 62 | $89.5M |
| Q4 2023 | 59 | $86.3M |
| Q3 2023 | 63 | $81.9M |
| Q2 2023 | 64 | $88.6M |
| Q1 2023 | 63 | $87.7M |
| Q4 2022 | 63 | $80.9M |
| Q3 2022 | 57 | $71.0M |
| Q2 2022 | 62 | $66.0M |
| Q1 2022 | 57 | $70.1M |
| Q4 2021 | 62 | $92.4M |
| Q3 2021 | 53 | $92.2M |
| Q2 2021 | 52 | $86.4M |
| Q1 2021 | 52 | $76.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 40 | $1.00K | 0.00% | −320−88.9% | Reduced |
| Arkadios Wealth Advisors | 83 | $2.00K | 0.00% | −624−88.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 166 | $4.00K | 0.00% | +166 | New |
| Whittier Trust Co of Nevada Inc | 775 | $19.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 819 | $20.0K | 0.00% | −3,771−82.2% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,700 | $42.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,799 | $43.0K | 0.00% | +11+0.6% | Added |
| American Portfolios Advisors | 1,820 | $44.6K | 0.00% | +820+82.0% | Added |
| NEXT Financial Group, Inc | 7,120 | $174.0K | 0.01% | +3,240+83.5% | Added |
| Steward Partners Investment Advisory, LLC | 7,708 | $189.0K | 0.00% | +2,414+45.6% | Added |
| Schnieders Capital Management LLC | 10,600 | $260.0K | 0.07% | 00.0% | Unchanged |
| AE Wealth Management LLC | 10,940 | $268.0K | 0.00% | −85−0.8% | Reduced |
| Cetera Advisors LLC | 12,040 | $295.0K | 0.01% | +1,993+19.8% | Added |
| Commonwealth Equity Services, LLC | 12,387 | $303.0K | 0.00% | +309+2.6% | Added |
| Sigma Planning Corp | 13,134 | $322.0K | 0.01% | −152−1.1% | Reduced |
| National Asset Management, Inc. | 13,341 | $328.0K | 0.01% | +13,341 | New |
| Truist Financial Corp | 13,578 | $333.0K | 0.00% | −2,200−13.9% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 14,000 | $343.0K | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 14,011 | $343.0K | 0.02% | +68+0.5% | Added |
| King Wealth | 14,237 | $349.0K | 0.07% | −70−0.5% | Reduced |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 15,450 | $369.0K | 0.15% | 00.0% | Unchanged |
| Spire Wealth Management | 15,480 | $379.0K | 0.01% | +3,000+24.0% | Added |
| HighTower Advisors, LLC | 15,641 | $382.0K | 0.00% | +1,869+13.6% | Added |
| Private Portfolio Partners LLC | 18,532 | $453.7K | 0.13% | +4,459+31.7% | Added |
| Lakeview Capital Partners, LLC | 18,772 | $460.0K | 0.21% | +2,772+17.3% | Added |
| Stratos Wealth Partners, LTD. | 20,335 | $498.0K | 0.01% | −180−0.9% | Reduced |
| Stifel Financial Corp | 23,584 | $577.0K | 0.00% | +1,053+4.7% | Added |
| Private Advisor Group, LLC | 27,629 | $676.0K | 0.00% | +958+3.6% | Added |
| Wedbush Securities Inc | 27,735 | $679.0K | 0.03% | +12,323+80.0% | Added |
| Dynamic Advisor Solutions LLC | 30,158 | $738.0K | 0.06% | +1,950+6.9% | Added |
| Raymond James Trust N.A. | 30,244 | $740.0K | 0.02% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 30,975 | $758.0K | 0.05% | 00.0% | Unchanged |
| MML Investors Services, LLC | 34,712 | $850.0K | 0.01% | +34,712 | New |
| Whittier Trust Co | 41,371 | $1.01M | 0.02% | −841−2.0% | Reduced |
| Rockefeller Capital Management L.P. | 42,367 | $1.04M | 0.01% | +19,955+89.0% | Added |
| Goldman Sachs Group Inc | 42,682 | $1.04M | 0.00% | +42,682 | New |
| Kestra Advisory Services, LLC | 48,895 | $1.20M | 0.01% | +1,967+4.2% | Added |
| LPL Financial LLC | 53,339 | $1.31M | 0.00% | +7,054+15.2% | Added |
| Fiera Capital Corp | 58,697 | $1.44M | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 65,857 | $1.61M | 0.01% | −3,890−5.6% | Reduced |
| Advisor Group Holdings, Inc. | 68,715 | $1.68M | 0.00% | −21,254−23.6% | Reduced |
| David J Yvars Group | 79,291 | $1.94M | 1.13% | +1,581+2.0% | Added |
| Alpha Cubed Investments, LLC | 94,560 | $2.31M | 0.17% | +9,350+11.0% | Added |
| Royal Bank of Canada | 95,565 | $2.34M | 0.00% | +10,725+12.6% | Added |
| Miracle Mile Advisors, LLC | 96,353 | $2.36M | 0.11% | +6,009+6.7% | Added |
| U.S. Capital Wealth Advisors, LLC | 107,725 | $2.64M | 0.11% | +107,725 | New |
| Raymond James Financial Services Advisors, Inc. | 144,019 | $3.53M | 0.01% | −14,882−9.4% | Reduced |
| Invesco Ltd. | 176,718 | $4.33M | 0.00% | +27,928+18.8% | Added |
| Raymond James & Associates | 186,936 | $4.58M | 0.00% | −21,727−10.4% | Reduced |
| Wells Fargo & Company | 238,269 | $5.83M | 0.00% | −15,177−6.0% | Reduced |
| Bank of America Corp | 346,270 | $8.48M | 0.00% | −237−0.1% | Reduced |
| Morgan Stanley | 602,029 | $14.7M | 0.00% | +52,591+9.6% | Added |
| UBS Group AG | 715,713 | $17.5M | 0.01% | +112,636+18.7% | Added |
| ELCO Management Co., LLC | 0 | $0 | 0.00% | −19,700−100.0% | Sold out |
| Avalon Investment & Advisory | 0 | $0 | 0.00% | −8,617−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −21−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |