Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Earthstone Energy Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
ESTE is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 172
- +5 vs. Q2 2023
- Shares held
- 94.2M
- −4.15M (−4.2%) vs. Q2 2023
- Total value
- $1.91B
- +$501.1M (+35.7%) vs. Q2 2023
- New holders
- 42
- 65 more added
- Sold out
- 37
- 42 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American International Group, Inc. | 28,520 | $577.2K | 0.00% | +1,014+3.7% | Added |
| SG Americas Securities, LLC | 28,529 | $577.0K | 0.01% | +18,472+183.7% | Added |
| Marshall Wace, LLP | 27,456 | $555.7K | 0.00% | −823,025−96.8% | Reduced |
| Henshaw Capital LLC | 25,893 | $524.1K | 0.03% | +14,082+119.2% | Added |
| Royal Bank of Canada | 25,605 | $518.0K | 0.00% | −2,437−8.7% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 24,087 | $487.5K | 0.00% | 00.0% | Unchanged |
| Foundry Partners, LLC | 23,550 | $476.7K | 0.03% | +5,100+27.6% | Added |
| Voya Investment Management LLC | 22,988 | $465.3K | 0.00% | +368+1.6% | Added |
| Denali Advisors LLC | 21,300 | $431.1K | 0.15% | +12,200+134.1% | Added |
| PenderFund Capital Management Ltd. | 15,620 | $429.0K | 0.13% | +15,620 | New |
| Manufacturers Life Insurance Company, The | 20,978 | $424.6K | 0.00% | −1,008−4.6% | Reduced |
| The PNC Financial Services Group, Inc. | 20,956 | $424.1K | 0.00% | −19,885−48.7% | Reduced |
| Franklin Resources Inc | 20,643 | $417.8K | 0.00% | 00.0% | Unchanged |
| Boulder Hill Capital Management LP | 19,600 | $396.7K | 0.25% | +19,600 | New |
| Occudo Quantitative Strategies LP | 18,663 | $377.7K | 0.05% | +18,663 | New |
| Quantamental Technologies LLC | 18,424 | $372.9K | 0.35% | +5,270+40.1% | Added |
| D. E. Shaw & Co., Inc. | 18,109 | $366.5K | 0.00% | +6,615+57.6% | Added |
| LPL Financial LLC | 17,989 | $364.1K | 0.00% | +2,048+12.8% | Added |
| Martingale Asset Management L P | 17,000 | $344.1K | 0.01% | +1,200+7.6% | Added |
| Alps Advisors Inc | 16,710 | $338.2K | 0.00% | +16,710 | New |
| State Board of Administration of Florida Retirement System | 16,305 | $330.0K | 0.00% | +80+0.5% | Added |
| Verition Fund Management LLC | 15,422 | $312.1K | 0.00% | −60,385−79.7% | Reduced |
| Creative Planning | 15,316 | $310.0K | 0.00% | +1,803+13.3% | Added |
| Victory Capital Management Inc | 15,176 | $307.2K | 0.00% | −1,109−6.8% | Reduced |
| Arizona State Retirement System | 15,118 | $306.0K | 0.00% | +206+1.4% | Added |
| FORA Capital, LLC | 14,714 | $297.8K | 0.03% | +14,714 | New |
| Private Advisor Group, LLC | 14,000 | $283.4K | 0.00% | +2,000+16.7% | Added |
| Wolverine Trading, LLC | 13,975 | $282.9K | 0.00% | +13,975 | New |
| Skandinaviska Enskilda Banken AB (publ) | 13,609 | $275.0K | 0.00% | +13,609 | New |
| GAM Holding AG | 13,300 | $269.2K | 0.02% | +13,300 | New |
| Cetera Advisor Networks LLC | 13,179 | $266.7K | 0.00% | +13,179 | New |
| Price T Rowe Associates Inc | 12,807 | $260.0K | 0.00% | +1,229+10.6% | Added |
| JustInvest LLC | 11,820 | $239.2K | 0.01% | +146+1.3% | Added |
| Advisor Group Holdings, Inc. | 11,169 | $226.1K | 0.00% | −1,072−8.8% | Reduced |
| Cresset Asset Management, LLC | 11,019 | $223.0K | 0.00% | +1,000+10.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,988 | $222.4K | 0.00% | +6,105+125.0% | Added |
| D.A. Davidson & Co. | 10,985 | $222.3K | 0.00% | −173−1.6% | Reduced |
| Apollo Management Holdings, L.P. | 8,634 | $174.8K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 5,636 | $114.1K | 0.00% | +917+19.4% | Added |
| Amalgamated Bank | 5,006 | $101.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,311 | $67.0K | 0.00% | +183+5.9% | Added |
| Allspring Global Investments Holdings, LLC | 2,796 | $56.6K | 0.00% | +651+30.3% | Added |
| Tower Research Capital LLC (TRC) | 2,737 | $55.4K | 0.00% | +511+23.0% | Added |
| FMR LLC | 2,612 | $52.9K | 0.00% | −73,009−96.5% | Reduced |
| Optimum Investment Advisors | 2,600 | $52.6K | 0.03% | −2,350−47.5% | Reduced |
| US Bancorp | 2,300 | $46.6K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,818 | $36.0K | 0.01% | +1,681+1,227.0% | Added |
| Huntington National Bank | 1,740 | $35.2K | 0.00% | −57−3.2% | Reduced |
| Fifth Third Bancorp | 1,600 | $32.4K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 996 | $20.2K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 887 | $18.0K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 284 | $5.75K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 217 | $4.39K | 0.00% | +166+325.5% | Added |
| CWM, LLC | 195 | $4.00K | 0.00% | +10+5.4% | Added |
| Ronald Blue Trust, Inc. | 247 | $4.00K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 173 | $3.50K | 0.00% | +173 | New |
| C M Bidwell & Associates Ltd | 170 | $3.44K | 0.00% | 00.0% | Unchanged |
| Mint Tower Capital Management B.V. | 138 | $3.00K | 0.00% | +138 | New |
| Quadrant Capital Group LLC | 139 | $2.81K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 72 | $1.46K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 30 | $1.00K | 0.00% | +17+130.8% | Added |
| Valley National Advisers Inc | 30 | $1.00K | 0.00% | +30 | New |
| Parallel Advisors, LLC | 46 | $931 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 39 | $789 | 0.00% | +39 | New |
| Versant Capital Management, Inc | 35 | $708 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 44 | $626 | 0.00% | +24+120.0% | Added |
| JFS Wealth Advisors, LLC | 24 | $486 | 0.00% | +24 | New |
| Key Financial Inc | 9 | $182 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 9 | $182 | 0.00% | +9 | New |
| Signaturefd, LLC | 8 | $162 | 0.00% | +8 | New |
| SJS Investment Consulting Inc. | 7 | $142 | 0.00% | +7 | New |
| Steward Financial Group LLC | 26 | $0 | 0.00% | +26 | New |
| Warburg Pincus LLC | 0 | $0 | 0.00% | −12,868,234−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −1,075,600−100.0% | Sold out |
| Royce & Associates LP | 0 | $0 | 0.00% | −845,438−100.0% | Sold out |
| Scopus Asset Management, L.P. | 0 | $0 | 0.00% | −575,000−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −406,830−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −352,647−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −215,078−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −193,674−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −173,545−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −151,991−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −144,230−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −136,947−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −124,045−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −118,787−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −111,087−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −65,134−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −58,823−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −57,818−100.0% | Sold out |
| Ziegler Capital Management, LLC | 0 | $0 | 0.00% | −53,871−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −47,849−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −45,700−100.0% | Sold out |
| King Luther Capital Management Corp | 0 | $0 | 0.00% | −35,800−100.0% | Sold out |
| Petrus Trust Company, LTA | 0 | $0 | 0.00% | −31,254−100.0% | Sold out |
| Moody National Bank Trust Division | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −27,299−100.0% | Sold out |
| Systrade AG | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −18,998−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −18,300−100.0% | Sold out |