Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Earthstone Energy Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 177
- −12 vs. Q3 2022
- Shares held
- 95.2M
- +10.6M (+12.5%) vs. Q3 2022
- Total value
- $1.35B
- +$312.0M (+29.9%) vs. Q3 2022
- New holders
- 25
- 57 more added
- Sold out
- 37
- 63 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| EnCap Energy Capital Fund XI, L.P. | 19,819,820 | $282.0M | 100.00% | 00.0% | Unchanged |
| Warburg Pincus LLC | 11,379,134 | $161.9M | 10.00% | −6,750,000−37.2% | Reduced |
| Post Oak Energy Holdings, LLC | 11,167,213 | $158.9M | 54.48% | +11,167,213 | New |
| State Street Corp | 5,674,136 | $80.7M | 0.00% | +1,026,258+22.1% | Added |
| OnyxPoint Global Management LP | 5,463,218 | $77.7M | 60.23% | +5,463,218 | New |
| Vanguard Group Inc | 3,213,268 | $45.7M | 0.00% | +388,161+13.7% | Added |
| BlackRock Inc. | 2,970,452 | $42.3M | 0.00% | +169,420+6.0% | Added |
| Ranger Investment Management, L.P. | 2,869,109 | $40.8M | 3.03% | +87,645+3.2% | Added |
| Macquarie Group Ltd | 2,687,455 | $38.2M | 0.05% | +521,024+24.0% | Added |
| Encap Energy Capital Fund VIII, L.P. | 2,303,000 | $32.8M | 21.55% | 00.0% | Unchanged |
| American Century Companies Inc | 2,104,880 | $30.0M | 0.02% | +569,102+37.1% | Added |
| William Blair Investment Management, LLC | 1,758,439 | $25.0M | 0.10% | +239,189+15.7% | Added |
| Millennium Management LLC | 1,668,651 | $23.7M | 0.03% | +906,847+119.0% | Added |
| Dimensional Fund Advisors LP | 1,659,871 | $23.6M | 0.01% | −233,502−12.3% | Reduced |
| Saba Capital Management, L.P. | 1,075,600 | $15.3M | 0.26% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 854,394 | $12.2M | 0.02% | +310,211+57.0% | Added |
| Royce & Associates LP | 823,638 | $11.7M | 0.12% | +8,300+1.0% | Added |
| First Trust Advisors LP | 807,799 | $11.5M | 0.01% | +403,641+99.9% | Added |
| GW&K Investment Management, LLC | 773,925 | $11.0M | 0.11% | −12,054−1.5% | Reduced |
| Penn Capital Management Co Inc | 763,357 | $10.9M | 1.11% | −134,408−15.0% | Reduced |
| Redwood Investments, LLC | 758,579 | $10.8M | 1.45% | −17,494−2.3% | Reduced |
| Geode Capital Management, LLC | 742,006 | $10.6M | 0.00% | +29,068+4.1% | Added |
| Bank of America Corp | 701,541 | $9.98M | 0.00% | +67,849+10.7% | Added |
| New York State Common Retirement Fund | 665,962 | $9.48M | 0.01% | −119,094−15.2% | Reduced |
| Goldman Sachs Group Inc | 578,508 | $8.23M | 0.00% | +254,141+78.3% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 541,002 | $7.70M | 0.94% | −1,733−0.3% | Reduced |
| Two Sigma Investments, LP | 495,081 | $7.05M | 0.02% | +53,721+12.2% | Added |
| Northern Trust Corp | 487,038 | $6.93M | 0.00% | −9,416−1.9% | Reduced |
| Citadel Advisors LLC | 482,934 | $6.87M | 0.01% | +448,449+1,300.4% | Added |
| Russell Investments Group, Ltd. | 482,440 | $6.87M | 0.01% | −171,089−26.2% | Reduced |
| Rafferty Asset Management, LLC | 426,319 | $6.07M | 0.05% | +90,956+27.1% | Added |
| Ontario Teachers Pension Plan Board | 409,400 | $5.83M | 0.06% | −379,718−48.1% | Reduced |
| Bank of New York Mellon Corp | 409,032 | $5.82M | 0.00% | +52,170+14.6% | Added |
| Point72 Asset Management, L.P. | 408,476 | $5.81M | 0.02% | +377,376+1,213.4% | Added |
| Morgan Stanley | 403,242 | $5.74M | 0.00% | +6,427+1.6% | Added |
| Moody Aldrich Partners LLC | 338,559 | $4.82M | 0.98% | −161,621−32.3% | Reduced |
| Squarepoint Ops LLC | 333,185 | $4.74M | 0.03% | −24,926−7.0% | Reduced |
| Rothschild & Co Asset Management US Inc. | 332,535 | $4.73M | 0.07% | −1,338−0.4% | Reduced |
| Van Den Berg Management I, Inc | 319,368 | $4.54M | 1.69% | −143,132−30.9% | Reduced |
| Citigroup Inc | 314,926 | $4.48M | 0.01% | +85,934+37.5% | Added |
| Charles Schwab Investment Management Inc | 293,909 | $4.18M | 0.00% | +4,895+1.7% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 286,322 | $4.07M | 0.02% | −153,545−34.9% | Reduced |
| Ameriprise Financial Inc | 267,039 | $3.80M | 0.00% | +32,837+14.0% | Added |
| SEI Investments Co | 255,268 | $3.63M | 0.01% | +29,605+13.1% | Added |
| First Eagle Investment Management, LLC | 231,029 | $3.29M | 0.01% | −13,300−5.4% | Reduced |
| Fisher Asset Management, LLC | 221,224 | $3.15M | 0.00% | +690+0.3% | Added |
| Bank of Nova Scotia | 179,511 | $2.55M | 0.01% | +179,511 | New |
| JPMorgan Chase & Co | 168,027 | $2.39M | 0.00% | +143,320+580.1% | Added |
| Monarch Partners Asset Management LLC | 153,901 | $2.19M | 0.65% | +153,901 | New |
| Two Sigma Advisers, LP | 131,900 | $1.88M | 0.01% | +49,700+60.5% | Added |
| Oberweis Asset Management Inc | 128,800 | $1.83M | 0.39% | +24,200+23.1% | Added |
| Trexquant Investment LP | 115,033 | $1.64M | 0.05% | +115,033 | New |
| Swiss National Bank | 114,500 | $1.63M | 0.00% | +11,300+10.9% | Added |
| Bank of Montreal | 113,429 | $1.61M | 0.00% | +106,508+1,538.9% | Added |
| CoreCommodity Management, LLC | 113,004 | $1.61M | 0.50% | +113,004 | New |
| Wolverine Asset Management LLC | 101,429 | $1.44M | 0.02% | +44,000+76.6% | Added |
| Black Swift Group, LLC | 95,000 | $1.35M | 0.54% | −116,500−55.1% | Reduced |
| Outfitter Financial LLC | 86,000 | $1.22M | 1.11% | 00.0% | Unchanged |
| Pinnacle Holdings, LLC | 84,403 | $1.20M | 0.54% | −2,083−2.4% | Reduced |
| Prudential Financial Inc | 81,041 | $1.15M | 0.00% | −29,450−26.7% | Reduced |
| Cambria Investment Management, L.P. | 79,976 | $1.14M | 0.10% | +30,760+62.5% | Added |
| US Bancorp | 71,664 | $1.02M | 0.00% | −17,721−19.8% | Reduced |
| AQR Capital Management LLC | 71,371 | $1.02M | 0.00% | −36,436−33.8% | Reduced |
| Victory Capital Management Inc | 69,323 | $986.5K | 0.00% | +69,323 | New |
| Los Angeles Capital Management LLC | 68,852 | $979.8K | 0.00% | −49,586−41.9% | Reduced |
| DRW Securities, LLC | 67,000 | $953.0K | 0.19% | +67,000 | New |
| HRT Financial LP | 66,580 | $947.0K | 0.01% | −139,320−67.7% | Reduced |
| Diametric Capital, LP | 64,110 | $912.3K | 0.44% | −20,202−24.0% | Reduced |
| Lazard Asset Management LLC | 64,019 | $910.0K | 0.00% | −137−0.2% | Reduced |
| Credit Suisse AG | 62,849 | $894.3K | 0.00% | −232,773−78.7% | Reduced |
| Icon Wealth Advisors, LLC | 60,000 | $853.8K | 0.10% | +50,000+500.0% | Added |
| California State Teachers Retirement System | 58,638 | $834.4K | 0.00% | +3,501+6.3% | Added |
| Rhumbline Advisers | 57,025 | $811.0K | 0.00% | +1,096+2.0% | Added |
| Phocas Financial Corp. | 55,198 | $785.0K | 0.11% | 00.0% | Unchanged |
| GWM Advisors LLC | 54,396 | $758.5K | 0.02% | −1,309−2.3% | Reduced |
| Boston Partners | 51,072 | $726.8K | 0.00% | −11,056−17.8% | Reduced |
| Wells Fargo & Company | 50,438 | $717.7K | 0.00% | +23,810+89.4% | Added |
| Schonfeld Strategic Advisors LLC | 49,456 | $703.8K | 0.01% | −140,544−74.0% | Reduced |
| Summit Global Investments | 48,100 | $684.0K | 0.06% | +14,400+42.7% | Added |
| Jump Financial, LLC | 47,100 | $670.2K | 0.04% | +47,100 | New |
| Heritage Investors Management Corp | 46,351 | $660.0K | 0.03% | −905−1.9% | Reduced |
| Alliancebernstein L.P. | 45,200 | $643.2K | 0.00% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 44,778 | $637.2K | 0.00% | −22,159−33.1% | Reduced |
| The PNC Financial Services Group, Inc. | 40,381 | $574.6K | 0.00% | −763−1.9% | Reduced |
| BNP Paribas Arbitrage, SA | 39,084 | $556.2K | 0.00% | +8,945+29.7% | Added |
| King Luther Capital Management Corp | 35,800 | $509.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 33,346 | $474.5K | 0.00% | −5,780−14.8% | Reduced |
| Aigen Investment Management, LP | 31,710 | $451.2K | 0.06% | −175−0.5% | Reduced |
| UBS Asset Management Americas Inc | 31,341 | $446.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 31,015 | $441.3K | 0.00% | +10,767+53.2% | Added |
| Jane Street Group, LLC | 30,788 | $438.1K | 0.00% | −40,285−56.7% | Reduced |
| Envestnet Asset Management Inc | 30,491 | $433.9K | 0.00% | −6,761−18.1% | Reduced |
| Royal Bank of Canada | 30,434 | $433.0K | 0.00% | −605−1.9% | Reduced |
| Moody National Bank Trust Division | 30,000 | $427.0K | 0.04% | +10,000+50.0% | Added |
| Register Financial Advisors LLC | 30,000 | $426.9K | 0.27% | +30,000 | New |
| Point72 Middle East FZE | 29,812 | $424.2K | 0.03% | +29,812 | New |
| HighTower Advisors, LLC | 29,654 | $421.0K | 0.00% | +4,975+20.2% | Added |
| Corton Capital Inc. | 25,590 | $364.1K | 0.30% | −6,791−21.0% | Reduced |
| Intrepid Capital Management Inc | 25,168 | $358.0K | 0.31% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 25,123 | $357.5K | 0.00% | +25,123 | New |