Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Earthstone Energy Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 177
- −12 vs. Q3 2022
- Shares held
- 95.2M
- +10.6M (+12.5%) vs. Q3 2022
- Total value
- $1.35B
- +$312.0M (+29.9%) vs. Q3 2022
- New holders
- 25
- 57 more added
- Sold out
- 37
- 63 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mirae Asset Global Investments Co., Ltd. | 24,087 | $342.8K | 0.00% | 00.0% | Unchanged |
| Delphia (USA) Inc. | 23,513 | $334.6K | 0.39% | −9,470−28.7% | Reduced |
| Prelude Capital Management, LLC | 22,655 | $322.4K | 0.02% | −9,197−28.9% | Reduced |
| MetLife Investment Management | 22,653 | $322.4K | 0.00% | 00.0% | Unchanged |
| Versor Investments LP | 21,528 | $306.3K | 0.03% | −20,452−48.7% | Reduced |
| Deutsche Bank AG | 21,248 | $302.4K | 0.00% | +2,313+12.2% | Added |
| Alps Advisors Inc | 21,156 | $301.1K | 0.00% | −10.0% | Reduced |
| Legal & General Group Plc | 21,092 | $300.1K | 0.00% | +1,138+5.7% | Added |
| Seven Eight Capital, LP | 20,789 | $295.8K | 0.08% | +20,789 | New |
| American International Group, Inc. | 20,645 | $293.8K | 0.00% | −649−3.0% | Reduced |
| Sigma Planning Corp | 20,398 | $290.3K | 0.01% | −365−1.8% | Reduced |
| Systrade AG | 20,000 | $284.6K | 0.25% | +20,000 | New |
| Verition Fund Management LLC | 19,960 | $284.0K | 0.01% | −23,778−54.4% | Reduced |
| Brinker Capital Investments, LLC | 18,202 | $259.0K | 0.01% | −7,958−30.4% | Reduced |
| Foundry Partners, LLC | 17,626 | $251.0K | 0.01% | +5,811+49.2% | Added |
| Voya Investment Management LLC | 17,410 | $247.7K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 17,317 | $246.4K | 0.00% | +928+5.7% | Added |
| Invesco Ltd. | 16,580 | $235.9K | 0.00% | −508,381−96.8% | Reduced |
| Brandywine Global Investment Management, LLC | 16,009 | $227.8K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 15,993 | $227.6K | 0.05% | −4,798−23.1% | Reduced |
| Ethic Inc. | 15,465 | $220.1K | 0.01% | −21,324−58.0% | Reduced |
| Petrus Trust Company, LTA | 15,008 | $213.6K | 0.03% | +4,948+49.2% | Added |
| State of Tennessee, Treasury Department | 14,714 | $209.0K | 0.00% | +14,714 | New |
| Advisor Group Holdings, Inc. | 14,511 | $207.0K | 0.00% | +11,287+350.1% | Added |
| Warren Averett Asset Management, LLC | 13,910 | $197.9K | 0.01% | 00.0% | Unchanged |
| Arizona State Retirement System | 13,385 | $190.5K | 0.00% | +1,564+13.2% | Added |
| Campbell & CO Investment Adviser LLC | 13,113 | $186.6K | 0.04% | −1,436−9.9% | Reduced |
| Great Lakes Advisors, LLC | 12,766 | $181.7K | 0.01% | 00.0% | Unchanged |
| Henshaw Capital LLC | 11,811 | $168.1K | 0.01% | 00.0% | Unchanged |
| Barclays PLC | 11,718 | $166.7K | 0.00% | +9,059+340.7% | Added |
| JustInvest LLC | 11,486 | $163.4K | 0.01% | +253+2.3% | Added |
| D.A. Davidson & Co. | 11,158 | $158.8K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 8,885 | $126.0K | 0.00% | −21,408−70.7% | Reduced |
| Quantbot Technologies LP | 8,383 | $119.3K | 0.01% | −33,450−80.0% | Reduced |
| Apollo Management Holdings, L.P. | 8,361 | $119.0K | 0.00% | +8,361 | New |
| Amalgamated Bank | 7,128 | $101.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 5,900 | $84.0K | 0.05% | +2,500+73.5% | Added |
| Ellevest, Inc. | 4,918 | $70.0K | 0.01% | −8,233−62.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,883 | $69.5K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 4,539 | $64.6K | 0.00% | −111,019−96.1% | Reduced |
| Clear Street Markets LLC | 3,942 | $56.0K | 0.01% | +3,942 | New |
| Ameritas Investment Partners, Inc. | 3,243 | $47.7K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 2,629 | $37.4K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,281 | $32.5K | 0.01% | 00.0% | Unchanged |
| FMR LLC | 2,038 | $29.0K | 0.00% | −269−11.7% | Reduced |
| Proequities, Inc. | 1,675 | $23.8K | 0.00% | −4,994−74.9% | Reduced |
| Huntington National Bank | 1,607 | $22.9K | 0.00% | +78+5.1% | Added |
| Fifth Third Bancorp | 1,600 | $22.8K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 1,402 | $19.9K | 0.00% | −31−2.2% | Reduced |
| Dark Forest Capital Management LP | 1,377 | $19.6K | 0.00% | +1,377 | New |
| First Horizon Advisors, Inc. | 1,175 | $16.7K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,014 | $15.0K | 0.00% | −7,307−87.8% | Reduced |
| Gradient Investments LLC | 1,000 | $14.2K | 0.00% | +1,000 | New |
| Steward Partners Investment Advisory, LLC | 996 | $14.2K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 903 | $13.0K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 310 | $4.41K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 247 | $4.00K | 0.00% | +26+11.8% | Added |
| Ronald Blue Trust, Inc. | 247 | $3.00K | 0.00% | +222+888.0% | Added |
| C M Bidwell & Associates Ltd | 170 | $2.42K | 0.00% | −12,328−98.6% | Reduced |
| Signaturefd, LLC | 146 | $2.08K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 139 | $1.98K | 0.00% | −125−47.3% | Reduced |
| Cubist Systematic Strategies, LLC | 118 | $1.68K | 0.00% | −428,562−100.0% | Reduced |
| Parallel Advisors, LLC | 74 | $1.05K | 0.00% | −20−21.3% | Reduced |
| HBK Sorce Advisory LLC | 25,000 | $1.00K | 0.00% | +12,500+100.0% | Added |
| Rockefeller Capital Management L.P. | 75 | $1.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 58 | $825 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 44 | $626 | 0.00% | +44 | New |
| Coppell Advisory Solutions Corp. | 44 | $626 | 0.00% | +44 | New |
| Private Advisor Group, LLC | 10,000 | $142 | 0.00% | +10,000 | New |
| Schubert & Co | 8 | $114 | 0.00% | +6+300.0% | Added |
| Key Financial Inc | 9 | $111 | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 7 | $100 | 0.00% | +7 | New |
| SJS Investment Consulting Inc. | 4 | $57 | 0.00% | +3+300.0% | Added |
| TD Waterhouse Canada Inc. | 3 | $54 | 0.00% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 2 | $28 | 0.00% | +2 | New |
| Covestor Ltd | 13 | $0 | 0.00% | −1−7.1% | Reduced |
| Pathstone Family Office, LLC | 3,000 | – | – | +3,000 | New |
| G.F.W. Energy XII, L.P. | 0 | $0 | 0.00% | −957,108−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −271,600−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −247,561−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −238,835−100.0% | Sold out |
| BlueCrest Capital Management Ltd | 0 | $0 | 0.00% | −190,575−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −181,963−100.0% | Sold out |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −152,300−100.0% | Sold out |
| Aventail Capital Group, LP | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −85,947−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −81,606−100.0% | Sold out |
| Jackson Creek Investment Advisors LLC | 0 | $0 | 0.00% | −76,279−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −66,900−100.0% | Sold out |
| Denali Advisors LLC | 0 | $0 | 0.00% | −61,538−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −52,877−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −48,974−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −48,725−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −44,141−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −40,676−100.0% | Sold out |
| ClariVest Asset Management LLC | 0 | $0 | 0.00% | −37,451−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −32,748−100.0% | Sold out |
| Capital World Investors | 0 | $0 | 0.00% | −32,349−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −31,728−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −29,729−100.0% | Sold out |