Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Earthstone Energy Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 192
- +26 vs. Q2 2022
- Shares held
- 84.7M
- +19.6M (+30.2%) vs. Q2 2022
- Total value
- $1.04B
- +$155.2M (+17.5%) vs. Q2 2022
- New holders
- 47
- 66 more added
- Sold out
- 21
- 58 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| EnCap Energy Capital Fund XI, L.P. | 19,819,820 | $244.2M | 100.00% | +19,819,820 | New |
| Warburg Pincus LLC | 18,129,134 | $223.4M | 14.67% | −5,252,337−22.5% | Reduced |
| State Street Corp | 4,647,878 | $57.3M | 0.00% | +1,700,249+57.7% | Added |
| Vanguard Group Inc | 2,825,107 | $34.8M | 0.00% | +361,820+14.7% | Added |
| BlackRock Inc. | 2,801,032 | $34.5M | 0.00% | +6,651+0.2% | Added |
| Ranger Investment Management, L.P. | 2,781,464 | $34.3M | 2.69% | +961,931+52.9% | Added |
| Encap Energy Capital Fund VIII, L.P. | 2,303,000 | $28.4M | 17.42% | 00.0% | Unchanged |
| Macquarie Group Ltd | 2,166,431 | $26.7M | 0.03% | +301,514+16.2% | Added |
| Dimensional Fund Advisors LP | 1,893,373 | $23.3M | 0.01% | −23,847−1.2% | Reduced |
| American Century Companies Inc | 1,535,778 | $18.9M | 0.02% | +274,522+21.8% | Added |
| William Blair Investment Management, LLC | 1,519,250 | $18.7M | 0.07% | −37,359−2.4% | Reduced |
| Saba Capital Management, L.P. | 1,075,600 | $13.3M | 0.18% | +853,984+385.3% | Added |
| G.F.W. Energy XII, L.P. | 957,108 | $11.8M | 14.92% | +957,108 | New |
| Penn Capital Management Co Inc | 897,765 | $11.1M | 1.24% | −72,151−7.4% | Reduced |
| Royce & Associates LP | 815,338 | $10.0M | 0.11% | −4000.0% | Reduced |
| Ontario Teachers Pension Plan Board | 789,118 | $9.72M | 0.14% | −2,660,581−77.1% | Reduced |
| GW&K Investment Management, LLC | 785,979 | $9.68M | 0.11% | −30,467−3.7% | Reduced |
| New York State Common Retirement Fund | 785,056 | $9.67M | 0.01% | −62,754−7.4% | Reduced |
| Redwood Investments, LLC | 776,073 | $9.56M | 1.28% | +119,734+18.2% | Added |
| Millennium Management LLC | 761,804 | $9.38M | 0.01% | +761,804 | New |
| Geode Capital Management, LLC | 712,938 | $8.78M | 0.00% | −106,711−13.0% | Reduced |
| Russell Investments Group, Ltd. | 653,529 | $8.05M | 0.02% | +271,191+70.9% | Added |
| Bank of America Corp | 633,692 | $7.81M | 0.00% | +379,804+149.6% | Added |
| Susquehanna International Group, LLP | 544,183 | $6.70M | 0.01% | +181,343+50.0% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 542,735 | $6.69M | 0.89% | +542,735 | New |
| Invesco Ltd. | 524,961 | $6.47M | 0.00% | −77,626−12.9% | Reduced |
| Moody Aldrich Partners LLC | 500,180 | $6.16M | 1.27% | −1,009−0.2% | Reduced |
| Northern Trust Corp | 496,454 | $6.12M | 0.00% | −14,648−2.9% | Reduced |
| Van Den Berg Management I, Inc | 462,500 | $5.70M | 1.69% | −4,498−1.0% | Reduced |
| Two Sigma Investments, LP | 441,360 | $5.44M | 0.02% | −56,718−11.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 439,867 | $5.42M | 0.04% | −57,556−11.6% | Reduced |
| Cubist Systematic Strategies, LLC | 428,680 | $5.28M | 0.04% | +235,531+121.9% | Added |
| First Trust Advisors LP | 404,158 | $4.98M | 0.01% | +170,225+72.8% | Added |
| Morgan Stanley | 396,815 | $4.89M | 0.00% | −68,644−14.7% | Reduced |
| Squarepoint Ops LLC | 358,111 | $4.41M | 0.04% | +336,114+1,528.0% | Added |
| Bank of New York Mellon Corp | 356,862 | $4.40M | 0.00% | −18,323−4.9% | Reduced |
| Rafferty Asset Management, LLC | 335,363 | $4.13M | 0.04% | +115,042+52.2% | Added |
| Rothschild & Co Asset Management US Inc. | 333,873 | $4.11M | 0.07% | −484,389−59.2% | Reduced |
| Goldman Sachs Group Inc | 324,367 | $4.00M | 0.00% | +107,675+49.7% | Added |
| Credit Suisse AG | 295,622 | $3.64M | 0.00% | +147,609+99.7% | Added |
| Charles Schwab Investment Management Inc | 289,014 | $3.56M | 0.00% | +173,500+150.2% | Added |
| Caas Capital Management LP | 271,600 | $3.35M | 0.44% | +271,600 | New |
| ExodusPoint Capital Management, LP | 247,561 | $3.05M | 0.04% | +247,561 | New |
| First Eagle Investment Management, LLC | 244,329 | $3.01M | 0.01% | +42,422+21.0% | Added |
| Arrowstreet Capital, Limited Partnership | 238,835 | $2.94M | 0.00% | +238,835 | New |
| Ameriprise Financial Inc | 234,202 | $2.89M | 0.00% | −11,172−4.6% | Reduced |
| Citigroup Inc | 228,992 | $2.82M | 0.00% | +151,232+194.5% | Added |
| SEI Investments Co | 225,663 | $2.78M | 0.01% | −211,116−48.3% | Reduced |
| Fisher Asset Management, LLC | 220,534 | $2.72M | 0.00% | −14,791−6.3% | Reduced |
| Black Swift Group, LLC | 211,500 | $2.60M | 1.28% | +48,456+29.7% | Added |
| HRT Financial LP | 205,900 | $2.54M | 0.03% | +205,900 | New |
| BlueCrest Capital Management Ltd | 190,575 | $2.35M | 0.23% | +53,673+39.2% | Added |
| Schonfeld Strategic Advisors LLC | 190,000 | $2.34M | 0.02% | +122,400+181.1% | Added |
| Marshall Wace, LLP | 181,963 | $2.24M | 0.01% | +181,963 | New |
| Sanders Morris Harris LLC | 152,300 | $1.88M | 0.46% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 118,438 | $1.46M | 0.01% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 115,558 | $1.42M | 0.01% | +77,702+205.3% | Added |
| Prudential Financial Inc | 110,491 | $1.35M | 0.00% | −1,811−1.6% | Reduced |
| AQR Capital Management LLC | 107,807 | $1.33M | 0.00% | +81,304+306.8% | Added |
| Oberweis Asset Management Inc | 104,600 | $1.29M | 0.30% | +20,800+24.8% | Added |
| Swiss National Bank | 103,200 | $1.27M | 0.00% | +8,200+8.6% | Added |
| Aventail Capital Group, LP | 100,000 | $1.23M | 0.09% | +100,000 | New |
| US Bancorp | 89,385 | $1.10M | 0.00% | +239+0.3% | Added |
| Pinnacle Holdings, LLC | 86,486 | $1.07M | 0.50% | +2,615+3.1% | Added |
| Outfitter Financial LLC | 86,000 | $1.06M | 1.04% | −1,400−1.6% | Reduced |
| Group One Trading, L.P. | 85,947 | $1.06M | 0.03% | +10,149+13.4% | Added |
| Diametric Capital, LP | 84,312 | $1.04M | 0.52% | +42,322+100.8% | Added |
| Two Sigma Advisers, LP | 82,200 | $1.01M | 0.00% | −24,900−23.2% | Reduced |
| Occudo Quantitative Strategies LP | 81,606 | $1.00M | 0.08% | −8,856−9.8% | Reduced |
| Walthausen & Co., LLC | 77,600 | $956.0K | 0.80% | −15,740−16.9% | Reduced |
| Jackson Creek Investment Advisors LLC | 76,279 | $940.0K | 0.44% | −116−0.2% | Reduced |
| Jane Street Group, LLC | 71,073 | $876.0K | 0.00% | −50,026−41.3% | Reduced |
| Glenmede Trust Co NA | 66,937 | $824.0K | 0.01% | −350−0.5% | Reduced |
| Quantedge Capital Pte Ltd | 66,900 | $824.0K | 0.25% | +66,900 | New |
| Lazard Asset Management LLC | 64,156 | $790.0K | 0.00% | +64,156 | New |
| Boston Partners | 62,128 | $765.0K | 0.00% | +39,641+176.3% | Added |
| Denali Advisors LLC | 61,538 | $758.0K | 0.36% | −64,900−51.3% | Reduced |
| Wolverine Asset Management LLC | 57,429 | $707.0K | 0.01% | 00.0% | Unchanged |
| Rhumbline Advisers | 55,929 | $689.0K | 0.00% | +6,012+12.0% | Added |
| GWM Advisors LLC | 55,705 | $686.0K | 0.01% | −14,682−20.9% | Reduced |
| Phocas Financial Corp. | 55,198 | $680.0K | 0.11% | 00.0% | Unchanged |
| California State Teachers Retirement System | 55,137 | $679.0K | 0.00% | +2,111+4.0% | Added |
| Man Group plc | 52,877 | $652.0K | 0.00% | – | – |
| Cambria Investment Management, L.P. | 49,216 | $606.0K | 0.07% | +22,301+82.9% | Added |
| AE Wealth Management LLC | 48,974 | $603.0K | 0.00% | +15,778+47.5% | Added |
| Alpha DNA Investment Management LLC | 48,725 | $600.0K | 0.52% | −17,458−26.4% | Reduced |
| Heritage Investors Management Corp | 47,256 | $582.0K | 0.03% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 45,200 | $557.0K | 0.00% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 44,141 | $544.0K | 0.00% | +22,125+100.5% | Added |
| Verition Fund Management LLC | 43,738 | $539.0K | 0.01% | −6,018−12.1% | Reduced |
| Versor Investments LP | 41,980 | $517.0K | 0.03% | +27,280+185.6% | Added |
| Quantbot Technologies LP | 41,833 | $515.0K | 0.04% | +41,833 | New |
| The PNC Financial Services Group, Inc. | 41,144 | $507.0K | 0.00% | +14,818+56.3% | Added |
| Cipher Capital LP | 40,676 | $501.0K | 0.08% | −10,407−20.4% | Reduced |
| UBS Group AG | 39,126 | $482.0K | 0.00% | +39,126 | New |
| ClariVest Asset Management LLC | 37,451 | $462.0K | 0.02% | −158−0.4% | Reduced |
| Envestnet Asset Management Inc | 37,252 | $459.0K | 0.00% | +3,431+10.1% | Added |
| Ethic Inc. | 36,789 | $453.0K | 0.03% | +5,858+18.9% | Added |
| King Luther Capital Management Corp | 35,800 | $441.0K | 0.00% | −40,000−52.8% | Reduced |
| Citadel Advisors LLC | 34,485 | $425.0K | 0.00% | −28,280−45.1% | Reduced |