Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Earthstone Energy Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 192
- +26 vs. Q2 2022
- Shares held
- 84.7M
- +19.6M (+30.2%) vs. Q2 2022
- Total value
- $1.04B
- +$155.2M (+17.5%) vs. Q2 2022
- New holders
- 47
- 66 more added
- Sold out
- 21
- 58 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Summit Global Investments | 33,700 | $415.0K | 0.04% | +33,700 | New |
| Delphia (USA) Inc. | 32,983 | $406.0K | 0.46% | +14,095+74.6% | Added |
| D. E. Shaw & Co., Inc. | 32,748 | $403.0K | 0.00% | −24,411−42.7% | Reduced |
| Corton Capital Inc. | 32,381 | $399.0K | 0.49% | +15,179+88.2% | Added |
| Capital World Investors | 32,349 | $399.0K | 0.00% | +32,349 | New |
| Aigen Investment Management, LP | 31,885 | $393.0K | 0.06% | +20,799+187.6% | Added |
| Prelude Capital Management, LLC | 31,852 | $392.0K | 0.02% | +10,095+46.4% | Added |
| Teacher Retirement System of Texas | 31,728 | $391.0K | 0.00% | +31,728 | New |
| UBS Asset Management Americas Inc | 31,341 | $386.1K | 0.00% | −3,825−10.9% | Reduced |
| Royal Bank of Canada | 31,039 | $383.0K | 0.00% | +11,928+62.4% | Added |
| Point72 Asset Management, L.P. | 31,100 | $383.0K | 0.00% | +31,100 | New |
| SG Americas Securities, LLC | 30,293 | $373.0K | 0.01% | +30,293 | New |
| BNP Paribas Arbitrage, SA | 30,139 | $371.3K | 0.00% | +19,174+174.9% | Added |
| Simplex Trading, LLC | 29,729 | $366.0K | 0.01% | −59,183−66.6% | Reduced |
| ETF Managers Group, LLC | 28,290 | $349.0K | 0.01% | +28,290 | New |
| Wells Fargo & Company | 26,628 | $329.0K | 0.00% | +11,673+78.1% | Added |
| Brinker Capital Investments, LLC | 26,160 | $322.0K | 0.01% | −255−1.0% | Reduced |
| Intrepid Capital Management Inc | 25,168 | $310.0K | 0.25% | −68,079−73.0% | Reduced |
| JPMorgan Chase & Co | 24,707 | $304.0K | 0.00% | +1,410+6.1% | Added |
| HighTower Advisors, LLC | 24,679 | $304.0K | 0.00% | +13,415+119.1% | Added |
| Centiva Capital, LP | 24,164 | $298.0K | 0.02% | +24,164 | New |
| Mirae Asset Global Investments Co., Ltd. | 24,087 | $297.0K | 0.00% | +24,087 | New |
| MetLife Investment Management | 22,653 | $279.1K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 21,294 | $262.0K | 0.00% | +1,057+5.2% | Added |
| Alps Advisors Inc | 21,157 | $261.0K | 0.00% | +21,157 | New |
| XTX Topco Ltd | 20,791 | $256.0K | 0.06% | −5,318−20.4% | Reduced |
| Sigma Planning Corp | 20,763 | $256.0K | 0.01% | +612+3.0% | Added |
| Dynamic Technology Lab Private Ltd | 20,704 | $255.0K | 0.03% | +20,704 | New |
| Creative Planning | 20,248 | $249.0K | 0.00% | +4,488+28.5% | Added |
| Legal & General Group Plc | 19,954 | $246.0K | 0.00% | −3,996−16.7% | Reduced |
| Moody National Bank Trust Division | 20,000 | $246.0K | 0.03% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 19,908 | $245.0K | 0.01% | +19,908 | New |
| Deutsche Bank AG | 18,935 | $233.0K | 0.00% | −2,883−13.2% | Reduced |
| Voya Investment Management LLC | 17,410 | $214.5K | 0.00% | +1,097+6.7% | Added |
| Manufacturers Life Insurance Company, The | 16,389 | $201.9K | 0.00% | +113+0.7% | Added |
| Brandywine Global Investment Management, LLC | 16,009 | $197.0K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 15,763 | $195.0K | 0.00% | +15,763 | New |
| Campbell & CO Investment Adviser LLC | 14,549 | $179.0K | 0.04% | −628−4.1% | Reduced |
| Warren Averett Asset Management, LLC | 13,910 | $171.0K | 0.01% | +13,910 | New |
| Ellevest, Inc. | 13,151 | $162.0K | 0.02% | +5,521+72.4% | Added |
| Great Lakes Advisors, LLC | 12,766 | $157.0K | 0.00% | −940−6.9% | Reduced |
| C M Bidwell & Associates Ltd | 12,498 | $154.0K | 0.13% | −1,092−8.0% | Reduced |
| Lord, Abbett & Co. LLC | 12,335 | $152.0K | 0.00% | −1,045,759−98.8% | Reduced |
| Two Sigma Securities, LLC | 12,203 | $150.0K | 0.02% | +12,203 | New |
| Sawtooth Solutions, LLC | 11,954 | $147.0K | 0.02% | −4,376−26.8% | Reduced |
| Foundry Partners, LLC | 11,815 | $146.0K | 0.01% | −185−1.5% | Reduced |
| Arizona State Retirement System | 11,821 | $146.0K | 0.00% | +895+8.2% | Added |
| Henshaw Capital LLC | 11,811 | $145.5K | 0.01% | +11,811 | New |
| JustInvest LLC | 11,233 | $138.0K | 0.01% | +340+3.1% | Added |
| D.A. Davidson & Co. | 11,158 | $137.0K | 0.00% | −737−6.2% | Reduced |
| Petrus Trust Company, LTA | 10,060 | $124.0K | 0.02% | +10,060 | New |
| Icon Wealth Advisors, LLC | 10,000 | $123.0K | 0.01% | +10,000 | New |
| Bank of Montreal | 6,921 | $103.0K | 0.00% | +6,921 | New |
| Tower Research Capital LLC (TRC) | 8,321 | $102.0K | 0.00% | −2,362−22.1% | Reduced |
| Amalgamated Bank | 7,128 | $88.0K | 0.00% | +297+4.3% | Added |
| Proequities, Inc. | 6,669 | $82.0K | 0.01% | +6,669 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,883 | $60.0K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 3,400 | $42.0K | 0.02% | +3,400 | New |
| Advisor Group Holdings, Inc. | 3,224 | $40.0K | 0.00% | −2−0.1% | Reduced |
| Ameritas Investment Partners, Inc. | 3,243 | $39.0K | 0.00% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 2,720 | $34.0K | 0.00% | +2,720 | New |
| Metropolitan Life Insurance Co | 2,629 | $32.4K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 2,659 | $32.0K | 0.00% | +368+16.1% | Added |
| USA Financial Portformulas Corp | 2,409 | $30.0K | 0.05% | +2,409 | New |
| FMR LLC | 2,307 | $29.0K | 0.00% | −3,153−57.7% | Reduced |
| Harbor Investment Advisory, LLC | 2,281 | $28.0K | 0.00% | +546+31.5% | Added |
| Compagnie Lombard Odier SCmA | 2,200 | $27.0K | 0.00% | +2,200 | New |
| Financial Management Professionals, Inc. | 1,920 | $24.0K | 0.01% | +1,920 | New |
| Fifth Third Bancorp | 1,600 | $20.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,529 | $19.0K | 0.00% | +182+13.5% | Added |
| Allspring Global Investments Holdings, LLC | 1,433 | $17.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 903 | $15.0K | 0.00% | +33+3.8% | Added |
| First Horizon Advisors, Inc. | 1,175 | $14.0K | 0.00% | +113+10.6% | Added |
| Macroview Investment Management LLC | 979 | $12.0K | 0.02% | +169+20.9% | Added |
| Steward Partners Investment Advisory, LLC | 996 | $12.0K | 0.00% | +996 | New |
| Brown Brothers Harriman & Co | 310 | $4.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 264 | $3.00K | 0.00% | +139+111.2% | Added |
| CWM, LLC | 221 | $3.00K | 0.00% | +221 | New |
| Harvest Fund Management Co., Ltd | 249 | $3.00K | 0.00% | +249 | New |
| Wipfli Financial Advisors LLC, | 235 | $3.00K | 0.00% | +235 | New |
| Signaturefd, LLC | 146 | $2.00K | 0.00% | −58−28.4% | Reduced |
| Parallel Advisors, LLC | 94 | $1.00K | 0.00% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 12,500 | $1.00K | 0.00% | +12,500 | New |
| Allworth Financial LP | 58 | $1.00K | 0.00% | +58 | New |
| TD Waterhouse Canada Inc. | 3 | $55 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 75 | $0 | 0.00% | −44−37.0% | Reduced |
| Covestor Ltd | 14 | $0 | 0.00% | −38−73.1% | Reduced |
| Key Financial Inc | 9 | $0 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 36 | $0 | 0.00% | +36 | New |
| SJS Investment Consulting Inc. | 1 | $0 | 0.00% | +1 | New |
| Schubert & Co | 2 | $0 | 0.00% | +2 | New |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −350,000−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −341,055−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −141,111−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −115,359−100.0% | Sold out |
| Monarch Partners Asset Management LLC | 0 | $0 | 0.00% | −51,129−100.0% | Sold out |
| APG Asset Management N.V. | 0 | $0 | 0.00% | −38,200−100.0% | Sold out |
| State of Tennessee, Treasury Department | 0 | $0 | 0.00% | −34,177−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −29,221−100.0% | Sold out |