Earthstone Energy Inc
ESTEDelisted- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted in 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Earthstone Energy Inc insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Earthstone Energy Inc, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| EnCap Energy Capital Fund VIII, L.P. | Director, 10% Owner | 0Indirect | Nov 3, 2023 | 0 |
| EnCap Energy Capital Fund IX, L.P. | Director, 10% Owner | 0Indirect | Nov 3, 2023 | 0 |
| EnCap Energy Capital Fund XI, L.P. | Director, 10% Owner | 0Indirect | Nov 3, 2023 | 0 |
| Bold Energy Holdings, LLC | Director, 10% Owner | 0Indirect | Nov 3, 2023 | 0 |
| EnCap Partners GP, LLC | Director, 10% Owner | 0Indirect | Nov 3, 2023 | 0 |
| Singleton Ray J Jr | Director | 0 | Nov 2, 2023 | 0 |
| Kramer Phil D | Director | 0 | Nov 2, 2023 | 0 |
| Joliat Jay Frederick | Director | 0Indirect | Nov 2, 2023 | 0 |
| Anderson Robert John | President and CEO | 0 | Nov 2, 2023 | 0 |
| Lodzinski Frank Alan | Executive Chairman | 0Indirect | Nov 2, 2023 | 0 |
| Oviedo Tony | EVP and PAO | 0 | Nov 2, 2023 | 0 |
| Collins Steven C. | EVP and COO | 0 | Nov 2, 2023 | 0 |
| Urban Zachary G. | Director | 0 | Nov 2, 2023 | 0 |
| Lumpkin Mark Jr | EVP and CFO | 0 | Nov 2, 2023 | 0 |
| Habachy David | Director | 0 | Nov 2, 2023 | 0 |
| Warburg Pincus Private Equity (E&P) XII-D (A), L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| WP XII (E&P) Partners (A), L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus XII (E&P) Partners-1, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus Private Equity (E&P) XII-E (A), L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus Private Equity (E&P) XII (A), L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| WP Energy Partners Chisholm Holdings, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus XII (E&P) Partners-2 Chisholm, LLC | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| WP XII Chisholm Holdings, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| WP Energy Chisholm Holdings, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus LLC | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus & Co US, LLC | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus Partners II (US), L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus XI (E&P) Partners-B, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus (E&P) XI, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus Partners (E&P) XI LLC | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus (E&P) XI LLC | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus (E&P) Energy GP, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus (E&P) Energy LLC | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus Energy (E&P) Partners-B, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus XII (E&P) Partners-2, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus (E&P) XII LLC | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus (E&P) XII, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus XI (E&P) Partners - A, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus Private Equity (E&P) XI-A, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus Energy (E&P) Partners-A, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus Energy (E&P)-A, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus Energy (E&P) Partners-B IRH, LLC | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus XI (E&P) Partners-B IRH, LLC | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| WP Energy IRH Holdings, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| WP Energy Partners IRH Holdings, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| WP IRH Holdings, L.P. | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Warburg Pincus Energy (E&P) Partners-B Chisholm, LLC | 10% Owner | 7,868,234Indirect | Aug 8, 2023 | 0 |
| Post Oak Energy Holdings, LLC | 10% Owner, Other: See Exhibit 99.3 | 11,167,213Indirect | Oct 11, 2022 | 0 |
| Post Oak Energy Capital, LP | 10% Owner, Other: See Exhibit 99.3 | 11,167,213Indirect | Oct 11, 2022 | 0 |
| Cypress Investments, LLC | 10% Owner, Other: Exhibit 99.1 | 11,017,213 | Oct 11, 2022 | 0 |
Showing the 50 most recent filers.
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Oct 16, 2023 (view filing) | Oct 13 | 3 days | Oviedo TonyEVP, PAO | SSaleClass A Common Stock | −20.9K | $21.28 | −$444.7K | −11.7%157.1K after | |
| Oct 13, 2023 (view filing) | Oct 12 | 1 day | Lumpkin Mark JrEVP and CFO | SSaleClass A Common Stock | −11.0K | $20.41 | −$223.8K | −3.7%288.7K after | |
| Sep 27, 2023 (view filing) | Sep 27 | Same day | Lodzinski Frank AlanExecutive Chairman | SSaleClass A Common Stock | −52.0K | $20.16 | −$1.05M | −12.7%356.4K after | |
| Aug 8, 2023 (view filing)8:38 PM ET | Aug 1 | 7 daysLate | Warburg Pincus Private Equity (E&P) XII-D (A), L.P. and 8 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −5.00M | $14.52 | −$72.6M | −38.9%7.87M after | Duplicate filing |
| Aug 8, 2023 (view filing)8:36 PM ET | Aug 1 | 7 daysLate | Warburg Pincus LLC and 2 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −5.00M | $14.52 | −$72.6M | −38.9%7.87M after | Duplicate filing |
| Aug 8, 2023 (view filing)8:32 PM ET | Aug 1 | 7 daysLate | Warburg Pincus XI (E&P) Partners-B, L.P. and 9 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −5.00M | $14.52 | −$72.6M | −38.9%7.87M after | Duplicate filing |
| Aug 8, 2023 (view filing)8:32 PM ET | Aug 1 | 7 daysLate | Warburg Pincus XI (E&P) Partners - A, L.P. and 9 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −5.00M | $14.52 | −$72.6M | −38.9%7.87M after | |
| Mar 20, 2023 (view filing) | Mar 16-17 | 4 days | Anderson Robert JohnPresident and CEO | PPurchaseClass A Common Stock | +10.0K | $11.60 | +$116.0K | +1.2%816.0K after | 2 lots |
| Nov 14, 2022 (view filing) | Nov 11 | 3 days | Oviedo TonyEVP, PAO | SSaleClass A Common Stock | −50.0K | $16.41 | −$820.5K | −41.2%71.4K after | |
| Nov 10, 2022 (view filing) | Nov 9 | 1 day | Oviedo TonyEVP, PAO | SSaleClass A Common Stock | −50.0K | $15.66 | −$783.0K | −29.2%121.4K after | |
| Nov 9, 2022 (view filing) | Nov 9 | Same day | Lodzinski Frank AlanExecutive Chairman | SSaleClass A Common Stock | −45.7K | $15.49 | −$707.7K | −10.1%408.4K after | |
| Oct 11, 2022 (view filing)8:52 PM ET | Oct 6 | 5 days | Warburg Pincus XI (E&P) Partners-B, L.P. and 9 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −6.75M | $14.58 | −$98.4M | −34.4%12.9M after | Duplicate filing |
| Oct 11, 2022 (view filing)8:50 PM ET | Oct 6 | 5 days | Warburg Pincus Private Equity (E&P) XII-D (A), L.P. and 8 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −6.75M | $14.58 | −$98.4M | −34.4%12.9M after | Duplicate filing |
| Oct 11, 2022 (view filing)8:50 PM ET | Oct 6 | 5 days | Warburg Pincus XI (E&P) Partners - A, L.P. and 9 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −6.75M | $14.58 | −$98.4M | −34.4%12.9M after | Duplicate filing |
| Oct 11, 2022 (view filing)8:46 PM ET | Oct 6 | 5 days | Warburg Pincus LLC and 2 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −6.75M | $14.58 | −$98.4M | −34.4%12.9M after | |
| Oct 11, 2022 (view filing)6:12 PM ET | Sep 23-Oct 6 | 18 daysLate | Post Oak Energy Holdings, LLC and 1 other10% Owner, Other: See Exhibit 99.3 | PPurchaseClass A Common Stock | +1.15M | $14.31 | +$16.5M | +11.5%11.2M after | 2 lots |
| Oct 11, 2022 (view filing) | Oct 6 | 5 days | Cypress Investments, LLC10% Owner, Other: Exhibit 99.1 | PPurchaseClass A Common Stock | +1.00M | $14.75 | +$14.8M | +10.0%11.0M after | |
| Aug 19, 2022 (view filing)9:00 PM ET | Aug 17 | 2 days | Warburg Pincus Private Equity (E&P) XII-D (A), L.P. and 8 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −6.70M | – | – | −25.4%19.7M after | Duplicate filing |
| Aug 19, 2022 (view filing)9:00 PM ET | Aug 17 | 2 days | Warburg Pincus LLC and 2 othersDirector, 10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −6.70M | – | – | −25.4%19.7M after | Duplicate filing |
| Aug 19, 2022 (view filing)9:00 PM ET | Aug 17 | 2 days | Warburg Pincus XI (E&P) Partners - A, L.P. and 9 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −6.70M | – | – | −25.4%19.7M after | Duplicate filing |
| Aug 19, 2022 (view filing)9:00 PM ET | Aug 17 | 2 days | Warburg Pincus XI (E&P) Partners-B, L.P. and 9 others10% Owner | SSaleClass A Common Stock, par value $0.001 per share | −6.70M | – | – | −25.4%19.7M after | |
| Jul 15, 2022 (view filing) | Jul 14 | 1 day | Lodzinski Frank AlanExecutive Chairman | SSaleClass A Common Stock | −26.1K | $11.05 | −$288.8K | −5.6%439.1K after | |
| Jul 8, 2022 (view filing) | Jul 6 | 2 days | Joliat Jay FrederickDirector | PPurchaseClass A Common Stock | +20.2K | $11.66 | +$236.0K | +29.0%90.0K after | |
| Apr 22, 2022 (view filing) | Apr 21 | 1 day | Lumpkin Mark JrEVP and CFO | SSaleClass A Common Stock | −30.0K | $16.47 | −$494.1K | −12.6%208.3K after | |
| Apr 13, 2022 (view filing) | Apr 12 | 1 day | Oviedo TonyEVP, PAO | SSaleClass A Common Stock | −50.0K | $13.71 | −$685.5K | −21.7%180.6K after | |
| Apr 13, 2022 (view filing) | Apr 12 | 1 day | Joliat Jay FrederickDirector | SSaleClass A Common Stock | −17.5K | $13.69 | −$239.6K | −15.8%93.5K after | |
| Mar 16, 2022 (view filing) | Mar 16 | Same day | Lodzinski Frank AlanExecutive Chairman | SSaleClass A Common Stock | −50.0K | $12.24 | −$612.0K | −9.7%465.2K after | |
| Oct 8, 2021 (view filing) | Oct 6 | 2 days | Lodzinski Frank AlanExecutive Chairman | SSaleClass A Common Stock | −50.0K | $10.60 | −$530.0K | −8.8%515.2K after |