Warburg Pincus Private Equity (E&P) XII-D (A), L.P.'s Form 4 filing
Earthstone Energy Inc (ESTE) · filed Aug 8, 2023
- Accession no.
- 0000899243-23-017869
- Filed
- Aug 8, 2023, 8:38 PM ET
- Trade date
- Aug 1, 2023
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $72.6M. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warburg Pincus Private Equity (E&P) XII-D (A), L.P.CIK 0001792199 | 10% Owner |
| WP XII (E&P) Partners (A), L.P.CIK 0001792213 | 10% Owner |
| Warburg Pincus XII (E&P) Partners-1, L.P.CIK 0001792222 | 10% Owner |
| Warburg Pincus Private Equity (E&P) XII-E (A), L.P.CIK 0001792224 | 10% Owner |
| Warburg Pincus Private Equity (E&P) XII (A), L.P.CIK 0001792241 | 10% Owner |
| WP Energy Partners Chisholm Holdings, L.P.CIK 0001911223 | 10% Owner |
| Warburg Pincus XII (E&P) Partners-2 Chisholm, LLCCIK 0001912641 | 10% Owner |
| WP XII Chisholm Holdings, L.P.CIK 0001912650 | 10% Owner |
| WP Energy Chisholm Holdings, L.P.CIK 0001912655 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2023 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −5,000,000 | $14.52 | −$72,600,000 | 7,868,234 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.