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Lumpkin Mark Jr's Form 4 filing

Earthstone Energy Inc (ESTE) · filed Oct 13, 2023

Accession no.
0000010254-23-000193
Filed
Oct 13, 2023
Trade date
Oct 12, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $223.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lumpkin Mark JrCIK 0001715293Officer (EVP and CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 12, 2023Class A Common StockGGiftDisposed−10,000$0.00$0299,627Direct
Oct 12, 2023Class A Common StockSSaleDisposed−10,967$20.41−$223,836.47288,660Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)