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Anderson Robert John's Form 4 filing

Earthstone Energy Inc (ESTE) · filed Mar 20, 2023

Accession no.
0000010254-23-000062
Filed
Mar 20, 2023
Trade date
Mar 16-17, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $116.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Anderson Robert JohnCIK 0001397146Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 16, 2023Class A Common StockPPurchaseAcquired+5,000$11.45+$57,250811,009Direct
Mar 17, 2023Class A Common StockPPurchaseAcquired+5,000$11.75+$58,750816,009Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)