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Post Oak Energy Holdings, LLC's Form 4 filing

Earthstone Energy Inc (ESTE) · filed Oct 11, 2022

Accession no.
0000899243-22-033406
Filed
Oct 11, 2022, 6:12 PM ET
Trade date
Sep 23-Oct 6, 2022
Filing delay
18 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $16.5M. It was filed 18 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Post Oak Energy Holdings, LLCCIK 000191183810% Owner, Other: See Exhibit 99.3
Post Oak Energy Capital, LPCIK 000191192110% Owner, Other: See Exhibit 99.3

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 23, 2022Class A Common StockPPurchaseAcquired+150,000$11.37+$1,705,05010,167,213Indirect
Oct 6, 2022Class A Common StockPPurchaseAcquired+1,000,000$14.75+$14,750,00011,167,213Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)