Warburg Pincus XI (E&P) Partners - A, L.P.'s Form 4 filing
Earthstone Energy Inc (ESTE) · filed Oct 11, 2022
- Accession no.
- 0000899243-22-033423
- Filed
- Oct 11, 2022, 8:50 PM ET
- Trade date
- Oct 6, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $98.4M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warburg Pincus XI (E&P) Partners - A, L.P.CIK 0001774130 | 10% Owner |
| Warburg Pincus Private Equity (E&P) XI-A, L.P.CIK 0001774131 | 10% Owner |
| Warburg Pincus Energy (E&P) Partners-A, L.P.CIK 0001774136 | 10% Owner |
| Warburg Pincus Energy (E&P)-A, L.P.CIK 0001774139 | 10% Owner |
| Warburg Pincus Energy (E&P) Partners-B IRH, LLCCIK 0001839971 | 10% Owner |
| Warburg Pincus XI (E&P) Partners-B IRH, LLCCIK 0001840108 | 10% Owner |
| WP Energy IRH Holdings, L.P.CIK 0001840217 | 10% Owner |
| WP Energy Partners IRH Holdings, L.P.CIK 0001840236 | 10% Owner |
| WP IRH Holdings, L.P.CIK 0001840237 | 10% Owner |
| Warburg Pincus Energy (E&P) Partners-B Chisholm, LLCCIK 0001912642 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 6, 2022 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −6,750,000 | $14.58 | −$98,415,000 | 12,883,377 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.