Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Earthstone Energy Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- +11 vs. Q3 2021
- Shares held
- 33.7M
- +2.88M (+9.3%) vs. Q3 2021
- Total value
- $368.2M
- +$84.8M (+29.9%) vs. Q3 2021
- New holders
- 27
- 46 more added
- Sold out
- 16
- 24 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Warburg Pincus LLC | 13,238,110 | $144.8M | 4.43% | 00.0% | Unchanged |
| BlackRock Inc. | 1,619,664 | $17.7M | 0.00% | +60,706+3.9% | Added |
| William Blair Investment Management, LLC | 1,618,074 | $17.7M | 0.05% | −132,758−7.6% | Reduced |
| Bain Capital Credit, LP | 1,562,071 | $17.1M | 2.50% | +1,562,071 | New |
| American Century Companies Inc | 1,552,964 | $17.0M | 0.01% | +171,909+12.4% | Added |
| Dimensional Fund Advisors LP | 1,490,729 | $16.3M | 0.00% | +99,407+7.1% | Added |
| Vanguard Group Inc | 1,457,293 | $15.9M | 0.00% | +317,927+27.9% | Added |
| Macquarie Group Ltd | 1,445,216 | $15.8M | 0.01% | +242,867+20.2% | Added |
| Royce & Associates LP | 1,368,104 | $15.0M | 0.11% | −64,200−4.5% | Reduced |
| Geode Capital Management, LLC | 486,423 | $5.32M | 0.00% | +50,659+11.6% | Added |
| State Street Corp | 484,952 | $5.30M | 0.00% | −2,874−0.6% | Reduced |
| Monarch Partners Asset Management LLC | 444,291 | $4.86M | 0.99% | −581,557−56.7% | Reduced |
| Bridgeway Capital Management, LLC | 341,055 | $3.73M | 0.07% | −14,600−4.1% | Reduced |
| Northern Trust Corp | 321,122 | $3.51M | 0.00% | +3,728+1.2% | Added |
| Fisher Asset Management, LLC | 311,612 | $3.41M | 0.00% | +183,965+144.1% | Added |
| Foundry Partners, LLC | 308,655 | $3.38M | 0.12% | +308,655 | New |
| Russell Investments Group, Ltd. | 280,097 | $3.06M | 0.00% | +107,132+61.9% | Added |
| Ameriprise Financial Inc | 279,074 | $3.05M | 0.00% | +103,320+58.8% | Added |
| Prudential Financial Inc | 243,305 | $2.66M | 0.00% | +118,785+95.4% | Added |
| Rothschild & Co Asset Management US Inc. | 237,820 | $2.60M | 0.03% | +237,820 | New |
| Millennium Management LLC | 237,574 | $2.60M | 0.00% | +157,199+195.6% | Added |
| Victory Capital Management Inc | 217,124 | $2.38M | 0.00% | +22,891+11.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 213,990 | $2.34M | 0.01% | +126,433+144.4% | Added |
| Invesco Ltd. | 192,601 | $2.11M | 0.00% | +170,676+778.5% | Added |
| Parametric Portfolio Associates LLC | 190,555 | $2.08M | 0.00% | +34,880+22.4% | Added |
| SEI Investments Co | 188,535 | $2.06M | 0.00% | +79,912+73.6% | Added |
| Bank of America Corp | 177,176 | $1.94M | 0.00% | +13,015+7.9% | Added |
| AQR Capital Management LLC | 171,883 | $1.88M | 0.00% | +68,843+66.8% | Added |
| Goldman Sachs Group Inc | 170,289 | $1.86M | 0.00% | +77,852+84.2% | Added |
| Citadel Advisors LLC | 160,693 | $1.76M | 0.00% | +103,572+181.3% | Added |
| Davidson Kempner Capital Management LP | 177,419 | $1.69M | 0.03% | +177,419 | New |
| Sanders Morris Harris LLC | 152,300 | $1.67M | 0.29% | +2,000+1.3% | Added |
| Bank of New York Mellon Corp | 125,350 | $1.37M | 0.00% | +35,495+39.5% | Added |
| Arrowstreet Capital, Limited Partnership | 122,387 | $1.34M | 0.00% | +111,887+1,065.6% | Added |
| BNP Paribas Arbitrage, SA | 120,364 | $1.32M | 0.00% | +114,618+1,994.7% | Added |
| D. E. Shaw & Co., Inc. | 104,258 | $1.14M | 0.00% | −19,081−15.5% | Reduced |
| First Eagle Investment Management, LLC | 95,944 | $1.05M | 0.00% | +47,000+96.0% | Added |
| Outfitter Financial LLC | 92,250 | $1.01M | 0.74% | −700−0.8% | Reduced |
| Morgan Stanley | 88,200 | $964.0K | 0.00% | −181,369−67.3% | Reduced |
| Van Den Berg Management I, Inc | 87,122 | $953.0K | 0.17% | +15,639+21.9% | Added |
| Oberweis Asset Management Inc | 85,200 | $932.0K | 0.17% | +85,200 | New |
| Susquehanna International Group, LLP | 78,026 | $854.0K | 0.00% | +43,245+124.3% | Added |
| Charles Schwab Investment Management Inc | 70,184 | $768.0K | 0.00% | +10,843+18.3% | Added |
| Diametric Capital, LP | 64,235 | $703.0K | 0.54% | +64,235 | New |
| JPMorgan Chase & Co | 62,776 | $687.0K | 0.00% | +36,374+137.8% | Added |
| Boston Partners | 57,834 | $633.0K | 0.00% | +25,958+81.4% | Added |
| Los Angeles Capital Management LLC | 53,811 | $589.0K | 0.00% | +53,811 | New |
| Jump Financial, LLC | 51,900 | $568.0K | 0.04% | +31,000+148.3% | Added |
| Summit Global Investments | 51,600 | $565.0K | 0.04% | +8,900+20.8% | Added |
| STRS Ohio | 48,500 | $530.0K | 0.00% | −1,200−2.4% | Reduced |
| Wells Fargo & Company | 47,369 | $518.0K | 0.00% | −864,540−94.8% | Reduced |
| Cubist Systematic Strategies, LLC | 46,207 | $506.0K | 0.00% | +26,752+137.5% | Added |
| Heritage Investors Management Corp | 46,004 | $503.0K | 0.02% | 00.0% | Unchanged |
| First Trust Advisors LP | 44,053 | $482.0K | 0.00% | −2,719−5.8% | Reduced |
| Gsa Capital Partners LLP | 40,682 | $445.0K | 0.06% | −7,939−16.3% | Reduced |
| Prelude Capital Management, LLC | 37,678 | $412.0K | 0.02% | +37,678 | New |
| Occudo Quantitative Strategies LP | 36,587 | $400.0K | 0.04% | +10,035+37.8% | Added |
| Rhumbline Advisers | 31,497 | $345.0K | 0.00% | +1,329+4.4% | Added |
| Barclays PLC | 30,788 | $337.0K | 0.00% | +20,993+214.3% | Added |
| Zacks Investment Management | 30,416 | $333.0K | 0.00% | +30,416 | New |
| State of Wisconsin Investment Board | 29,700 | $325.0K | 0.00% | −4,200−12.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 26,464 | $289.0K | 0.00% | +26,464 | New |
| Bailard, Inc. | 25,820 | $282.0K | 0.01% | +25,820 | New |
| Corton Capital Inc. | 21,985 | $241.0K | 0.11% | +21,985 | New |
| Jacobs Levy Equity Management, Inc | 19,741 | $216.0K | 0.00% | −191−1.0% | Reduced |
| Martingale Asset Management L P | 18,421 | $202.0K | 0.00% | −49,025−72.7% | Reduced |
| Westwood Holdings Group Inc. | 18,450 | $202.0K | 0.00% | +18,450 | New |
| Royal Bank of Canada | 18,196 | $199.0K | 0.00% | +2,726+17.6% | Added |
| New York State Common Retirement Fund | 18,022 | $197.0K | 0.00% | 00.0% | Unchanged |
| Ethic Inc. | 17,954 | $196.0K | 0.02% | +17,954 | New |
| State of Tennessee, Treasury Department | 16,655 | $182.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 16,214 | $177.0K | 0.00% | +16,214 | New |
| Brandywine Global Investment Management, LLC | 16,009 | $175.0K | 0.00% | 00.0% | Unchanged |
| Great Lakes Advisors, LLC | 15,873 | $174.0K | 0.00% | +15,873 | New |
| Two Sigma Investments, LP | 15,700 | $172.0K | 0.00% | −87,605−84.8% | Reduced |
| Deutsche Bank AG | 15,405 | $169.0K | 0.00% | −7,683−33.3% | Reduced |
| California State Teachers Retirement System | 13,838 | $151.0K | 0.00% | +964+7.5% | Added |
| American International Group, Inc. | 13,471 | $147.0K | 0.00% | +354+2.7% | Added |
| Assenagon Asset Management S.A. | 13,379 | $146.0K | 0.00% | −32,890−71.1% | Reduced |
| Man Group plc | 13,358 | $146.0K | 0.00% | −4,500−25.2% | Reduced |
| O'Shaughnessy Asset Management, LLC | 13,226 | $145.0K | 0.00% | −11,832−47.2% | Reduced |
| Acadian Asset Management LLC | 12,296 | $134.0K | 0.00% | +12,296 | New |
| UBS Group AG | 12,188 | $133.0K | 0.00% | +12,188 | New |
| C M Bidwell & Associates Ltd | 10,710 | $117.0K | 0.07% | +300+2.9% | Added |
| Sigma Planning Corp | 10,440 | $114.0K | 0.00% | +10,440 | New |
| MetLife Investment Management | 9,068 | $99.2K | 0.00% | +9,068 | New |
| Quantbot Technologies LP | 9,082 | $99.0K | 0.01% | +3,482+62.2% | Added |
| Captrust Financial Advisors | 7,809 | $85.0K | 0.00% | +112+1.5% | Added |
| Citigroup Inc | 6,713 | $73.0K | 0.00% | +1,817+37.1% | Added |
| Metropolitan Life Insurance Co | 6,524 | $71.4K | 0.00% | +6,524 | New |
| Simplex Trading, LLC | 6,215 | $67.0K | 0.00% | +6,215 | New |
| Ellevest, Inc. | 4,056 | $44.0K | 0.00% | +2,293+130.1% | Added |
| Asset Dedication, LLC | 2,532 | $28.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 1,977 | $22.0K | 0.00% | −269−12.0% | Reduced |
| Legal & General Group Plc | 2,018 | $22.0K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 2,000 | $22.0K | 0.00% | +2,000 | New |
| Ameritas Investment Partners, Inc. | 1,654 | $18.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 1,597 | $17.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 836 | $9.00K | 0.00% | −1,009−54.7% | Reduced |