Earthstone Energy Inc

ESTEDelisted Nov 1, 2023

Industry: Crude Petroleum & Natural Gas
SEC CIK: 0000010254

SEC filings (opens in a new tab)

Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.

Q4 2021 vs. Q3 2021

How the institutions holding Earthstone Energy Inc changed between Q3 2021 and Q4 2021.

All holders in Q4 2021 All holders in Q3 2021

13F holders of ESTE: Q3 2021 compared with Q4 2021
Measure	Q3 2021	Of which not filed for Q4 2021	Q4 2021	Change
Holders	100	1	110	+11
Shares	30.8M	3.00K	33.7M	+2.88M (+9.3%)
Value	$283.4M	$28.0K	$368.2M	+$84.8M (+29.9%)

1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (27)

Institutions that held Earthstone Energy Inc at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to ESTE in Q4 2021
Institution	Shares	Value	% of portfolio
Bain Capital Credit, LP	1,562,071	$17.1M	2.50%
Foundry Partners, LLC	308,655	$3.38M	0.12%
Rothschild & Co Asset Management US Inc.	237,820	$2.60M	0.03%
Davidson Kempner Capital Management LP	177,419	$1.69M	0.03%
Oberweis Asset Management Inc	85,200	$932.0K	0.17%
Diametric Capital, LP	64,235	$703.0K	0.54%
Los Angeles Capital Management LLC	53,811	$589.0K	0.00%
Prelude Capital Management, LLC	37,678	$412.0K	0.02%
Zacks Investment Management	30,416	$333.0K	0.00%
Allspring Global Investments Holdings, LLC	26,464	$289.0K	0.00%
Bailard, Inc.	25,820	$282.0K	0.01%
Corton Capital Inc.	21,985	$241.0K	0.11%
Westwood Holdings Group Inc.	18,450	$202.0K	0.00%
Ethic Inc.	17,954	$196.0K	0.02%
GWM Advisors LLC	16,214	$177.0K	0.00%
Great Lakes Advisors, LLC	15,873	$174.0K	0.00%
Acadian Asset Management LLC	12,296	$134.0K	0.00%
UBS Group AG	12,188	$133.0K	0.00%
Sigma Planning Corp	10,440	$114.0K	0.00%
MetLife Investment Management	9,068	$99.2K	0.00%
Metropolitan Life Insurance Co	6,524	$71.4K	0.00%
Simplex Trading, LLC	6,215	$67.0K	0.00%
Chilton Capital Management LLC	2,000	$22.0K	0.00%
Rockefeller Capital Management L.P.	303	$3.00K	0.00%
EverSource Wealth Advisors, LLC	228	$2.00K	0.00%
Group One Trading, L.P.	100	$1.00K	0.00%
TD Waterhouse Canada Inc.	3	$47	0.00%

Sold out (16)

Institutions that held Earthstone Energy Inc at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of ESTE in Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Hotchkis & Wiley Capital Management LLC	233,391	$2.15M
Bank of Montreal	155,728	$1.44M
Renaissance Technologies LLC	97,800	$900.0K
Credit Suisse AG	72,018	$663.0K
Squarepoint Ops LLC	32,661	$300.0K
Two Sigma Advisers, LP	17,900	$165.0K
Dynamic Technology Lab Private Ltd	17,470	$161.0K
HighVista Strategies LLC	15,639	$144.0K
Campbell & CO Investment Adviser LLC	14,800	$136.0K
SG Americas Securities, LLC	13,373	$123.0K
Caption Management, LLC	7,400	$68.0K
Meeder Asset Management Inc	1,754	$16.0K
Brewin Dolphin Ltd	1,259	$11.6K
Carroll Financial Associates, Inc.	330	$3.00K
FMR LLC	170	$2.00K
Quadrant Capital Group LLC	19	$0

Not filed for Q4 2021 yet (1)

Institutions that held Earthstone Energy Inc at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding ESTE in Q3 2021 that haven't filed for Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Sonora Investment Management, LLC	3,000	$28.0K