Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Earthstone Energy Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- +11 vs. Q2 2021
- Shares held
- 30.8M
- +1.63M (+5.6%) vs. Q2 2021
- Total value
- $283.4M
- −$39.6M (−12.3%) vs. Q2 2021
- New holders
- 22
- 38 more added
- Sold out
- 11
- 23 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Warburg Pincus LLC | 13,238,110 | $121.8M | 3.04% | 00.0% | Unchanged |
| William Blair Investment Management, LLC | 1,750,832 | $16.1M | 0.05% | +1,747,352+50,211.3% | Added |
| BlackRock Inc. | 1,558,958 | $14.3M | 0.00% | +24,208+1.6% | Added |
| Royce & Associates LP | 1,432,304 | $13.2M | 0.10% | −297,302−17.2% | Reduced |
| Dimensional Fund Advisors LP | 1,391,322 | $12.8M | 0.00% | +30,255+2.2% | Added |
| American Century Companies Inc | 1,381,055 | $12.7M | 0.01% | +129,986+10.4% | Added |
| Macquarie Group Ltd | 1,202,349 | $11.1M | 0.01% | +10,743+0.9% | Added |
| Vanguard Group Inc | 1,139,366 | $10.5M | 0.00% | +20,360+1.8% | Added |
| Monarch Partners Asset Management LLC | 1,025,848 | $9.44M | 1.38% | +133,596+15.0% | Added |
| Wells Fargo & Company | 911,909 | $8.39M | 0.00% | −39,871−4.2% | Reduced |
| State Street Corp | 487,826 | $4.49M | 0.00% | +36,100+8.0% | Added |
| Geode Capital Management, LLC | 435,764 | $4.01M | 0.00% | +48,225+12.4% | Added |
| Bridgeway Capital Management, LLC | 355,655 | $3.27M | 0.06% | −96,614−21.4% | Reduced |
| Northern Trust Corp | 317,394 | $2.92M | 0.00% | −1,620−0.5% | Reduced |
| Morgan Stanley | 269,569 | $2.48M | 0.00% | +148,209+122.1% | Added |
| Hotchkis & Wiley Capital Management LLC | 233,391 | $2.15M | 0.01% | −600,220−72.0% | Reduced |
| Victory Capital Management Inc | 194,233 | $1.79M | 0.00% | +24,893+14.7% | Added |
| Ameriprise Financial Inc | 175,754 | $1.62M | 0.00% | −74,460−29.8% | Reduced |
| Russell Investments Group, Ltd. | 172,965 | $1.59M | 0.00% | +120,289+228.4% | Added |
| Bank of America Corp | 164,161 | $1.51M | 0.00% | +5,234+3.3% | Added |
| Bank of Montreal | 155,728 | $1.44M | 0.00% | −8,442−5.1% | Reduced |
| Parametric Portfolio Associates LLC | 155,675 | $1.43M | 0.00% | +961+0.6% | Added |
| Sanders Morris Harris LLC | 150,300 | $1.38M | 0.25% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 127,647 | $1.17M | 0.00% | +27,782+27.8% | Added |
| Prudential Financial Inc | 124,520 | $1.15M | 0.00% | +3,300+2.7% | Added |
| D. E. Shaw & Co., Inc. | 123,339 | $1.14M | 0.00% | +2,618+2.2% | Added |
| SEI Investments Co | 108,623 | $999.0K | 0.00% | −15,125−12.2% | Reduced |
| Two Sigma Investments, LP | 103,305 | $950.0K | 0.00% | +103,305 | New |
| AQR Capital Management LLC | 103,040 | $948.0K | 0.00% | +84,004+441.3% | Added |
| Renaissance Technologies LLC | 97,800 | $900.0K | 0.00% | −16,265−14.3% | Reduced |
| Outfitter Financial LLC | 92,950 | $855.0K | 0.67% | −800−0.9% | Reduced |
| Goldman Sachs Group Inc | 92,437 | $850.0K | 0.00% | +4,227+4.8% | Added |
| Bank of New York Mellon Corp | 89,855 | $826.0K | 0.00% | +5,792+6.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 87,557 | $806.0K | 0.00% | +36,428+71.2% | Added |
| Millennium Management LLC | 80,375 | $739.0K | 0.00% | +61,546+326.9% | Added |
| Credit Suisse AG | 72,018 | $663.0K | 0.00% | +4,869+7.3% | Added |
| Van Den Berg Management I, Inc | 71,483 | $658.0K | 0.13% | +3,405+5.0% | Added |
| Martingale Asset Management L P | 67,446 | $621.0K | 0.01% | −19,666−22.6% | Reduced |
| Charles Schwab Investment Management Inc | 59,341 | $546.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 57,121 | $525.0K | 0.00% | +57,121 | New |
| STRS Ohio | 49,700 | $457.0K | 0.00% | 00.0% | Unchanged |
| First Eagle Investment Management, LLC | 48,944 | $450.0K | 0.00% | +39,826+436.8% | Added |
| Gsa Capital Partners LLP | 48,621 | $447.0K | 0.05% | +48,621 | New |
| First Trust Advisors LP | 46,772 | $430.0K | 0.00% | +7,462+19.0% | Added |
| Assenagon Asset Management S.A. | 46,269 | $426.0K | 0.00% | +46,269 | New |
| Heritage Investors Management Corp | 46,004 | $423.0K | 0.02% | 00.0% | Unchanged |
| Summit Global Investments | 42,700 | $393.0K | 0.03% | +42,700 | New |
| Susquehanna International Group, LLP | 34,781 | $320.0K | 0.00% | +34,781 | New |
| State of Wisconsin Investment Board | 33,900 | $312.0K | 0.00% | +17,600+108.0% | Added |
| Squarepoint Ops LLC | 32,661 | $300.0K | 0.00% | −17,305−34.6% | Reduced |
| Boston Partners | 31,876 | $293.0K | 0.00% | +31,876 | New |
| Rhumbline Advisers | 30,168 | $278.0K | 0.00% | +40.0% | Added |
| Occudo Quantitative Strategies LP | 26,552 | $244.0K | 0.03% | +1,548+6.2% | Added |
| JPMorgan Chase & Co | 26,402 | $242.0K | 0.00% | −16,679−38.7% | Reduced |
| O'Shaughnessy Asset Management, LLC | 25,058 | $231.0K | 0.00% | −2,200−8.1% | Reduced |
| Deutsche Bank AG | 23,088 | $213.0K | 0.00% | +8,060+53.6% | Added |
| Invesco Ltd. | 21,925 | $202.0K | 0.00% | −162,464−88.1% | Reduced |
| Jump Financial, LLC | 20,900 | $192.0K | 0.01% | +20,900 | New |
| Jacobs Levy Equity Management, Inc | 19,932 | $183.0K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 19,455 | $179.0K | 0.00% | −6,166−24.1% | Reduced |
| New York State Common Retirement Fund | 18,022 | $166.0K | 0.00% | +20+0.1% | Added |
| Two Sigma Advisers, LP | 17,900 | $165.0K | 0.00% | +17,900 | New |
| Man Group plc | 17,858 | $164.0K | 0.00% | +17,858 | New |
| Dynamic Technology Lab Private Ltd | 17,470 | $161.0K | 0.02% | +17,470 | New |
| State of Tennessee, Treasury Department | 16,655 | $154.0K | 0.00% | +16,655 | New |
| Brandywine Global Investment Management, LLC | 16,009 | $147.0K | 0.00% | 00.0% | Unchanged |
| HighVista Strategies LLC | 15,639 | $144.0K | 0.10% | +15,639 | New |
| Royal Bank of Canada | 15,470 | $142.0K | 0.00% | −35−0.2% | Reduced |
| Campbell & CO Investment Adviser LLC | 14,800 | $136.0K | 0.04% | +14,800 | New |
| SG Americas Securities, LLC | 13,373 | $123.0K | 0.00% | +13,373 | New |
| American International Group, Inc. | 13,117 | $121.0K | 0.00% | −311−2.3% | Reduced |
| California State Teachers Retirement System | 12,874 | $118.0K | 0.00% | −20,111−61.0% | Reduced |
| Arrowstreet Capital, Limited Partnership | 10,500 | $97.0K | 0.00% | −9,572−47.7% | Reduced |
| C M Bidwell & Associates Ltd | 10,410 | $96.0K | 0.06% | 00.0% | Unchanged |
| Barclays PLC | 9,795 | $90.0K | 0.00% | +6,716+218.1% | Added |
| Captrust Financial Advisors | 7,697 | $71.0K | 0.00% | +35+0.5% | Added |
| Caption Management, LLC | 7,400 | $68.0K | 0.00% | +7,400 | New |
| BNP Paribas Arbitrage, SA | 5,746 | $52.9K | 0.00% | +2,124+58.6% | Added |
| Quantbot Technologies LP | 5,600 | $51.0K | 0.00% | +5,600 | New |
| Citigroup Inc | 4,896 | $45.0K | 0.00% | +3,757+329.9% | Added |
| Sonora Investment Management, LLC | 3,000 | $28.0K | 0.00% | +3,000 | New |
| Asset Dedication, LLC | 2,532 | $23.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,246 | $21.0K | 0.00% | +1,514+206.8% | Added |
| Legal & General Group Plc | 2,018 | $19.0K | 0.00% | −136−6.3% | Reduced |
| Tower Research Capital LLC (TRC) | 1,845 | $17.0K | 0.00% | +455+32.7% | Added |
| Ellevest, Inc. | 1,763 | $16.0K | 0.00% | −341−16.2% | Reduced |
| Meeder Asset Management Inc | 1,754 | $16.0K | 0.00% | +1,754 | New |
| Ameritas Investment Partners, Inc. | 1,654 | $15.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 1,597 | $15.0K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 1,259 | $11.6K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 330 | $3.00K | 0.00% | −391−54.2% | Reduced |
| State of Wyoming | 349 | $3.00K | 0.00% | +349 | New |
| Raffa Wealth Management, LLC | 276 | $2.54K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 265 | $2.00K | 0.00% | +124+87.9% | Added |
| FMR LLC | 170 | $2.00K | 0.00% | +170 | New |
| Ranger Investment Management, L.P. | 120 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 125 | $1.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 9 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 19 | $0 | 0.00% | +19 | New |