Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Earthstone Energy Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
ESTE is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 172
- +5 vs. Q2 2023
- Shares held
- 94.2M
- −4.15M (−4.2%) vs. Q2 2023
- Total value
- $1.91B
- +$501.1M (+35.7%) vs. Q2 2023
- New holders
- 42
- 65 more added
- Sold out
- 37
- 42 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Steward Financial Group LLC | 26 | $0 | 0.00% | +26 | New |
| SJS Investment Consulting Inc. | 7 | $142 | 0.00% | +7 | New |
| Signaturefd, LLC | 8 | $162 | 0.00% | +8 | New |
| Key Financial Inc | 9 | $182 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 9 | $182 | 0.00% | +9 | New |
| JFS Wealth Advisors, LLC | 24 | $486 | 0.00% | +24 | New |
| Coppell Advisory Solutions LLC | 44 | $626 | 0.00% | +24+120.0% | Added |
| Versant Capital Management, Inc | 35 | $708 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 39 | $789 | 0.00% | +39 | New |
| Parallel Advisors, LLC | 46 | $931 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 30 | $1.00K | 0.00% | +17+130.8% | Added |
| Valley National Advisers Inc | 30 | $1.00K | 0.00% | +30 | New |
| Allworth Financial LP | 72 | $1.46K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 139 | $2.81K | 0.00% | 00.0% | Unchanged |
| Mint Tower Capital Management B.V. | 138 | $3.00K | 0.00% | +138 | New |
| C M Bidwell & Associates Ltd | 170 | $3.44K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 173 | $3.50K | 0.00% | +173 | New |
| CWM, LLC | 195 | $4.00K | 0.00% | +10+5.4% | Added |
| Ronald Blue Trust, Inc. | 247 | $4.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 217 | $4.39K | 0.00% | +166+325.5% | Added |
| Cary Street Partner Investment Advisory LLC | 284 | $5.75K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 887 | $18.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 996 | $20.2K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,600 | $32.4K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,740 | $35.2K | 0.00% | −57−3.2% | Reduced |
| Cutler Group LP | 1,818 | $36.0K | 0.01% | +1,681+1,227.0% | Added |
| US Bancorp | 2,300 | $46.6K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 2,600 | $52.6K | 0.03% | −2,350−47.5% | Reduced |
| FMR LLC | 2,612 | $52.9K | 0.00% | −73,009−96.5% | Reduced |
| Tower Research Capital LLC (TRC) | 2,737 | $55.4K | 0.00% | +511+23.0% | Added |
| Allspring Global Investments Holdings, LLC | 2,796 | $56.6K | 0.00% | +651+30.3% | Added |
| Metropolitan Life Insurance Co | 3,311 | $67.0K | 0.00% | +183+5.9% | Added |
| Amalgamated Bank | 5,006 | $101.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 5,636 | $114.1K | 0.00% | +917+19.4% | Added |
| Apollo Management Holdings, L.P. | 8,634 | $174.8K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 10,985 | $222.3K | 0.00% | −173−1.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,988 | $222.4K | 0.00% | +6,105+125.0% | Added |
| Cresset Asset Management, LLC | 11,019 | $223.0K | 0.00% | +1,000+10.0% | Added |
| Advisor Group Holdings, Inc. | 11,169 | $226.1K | 0.00% | −1,072−8.8% | Reduced |
| JustInvest LLC | 11,820 | $239.2K | 0.01% | +146+1.3% | Added |
| Price T Rowe Associates Inc | 12,807 | $260.0K | 0.00% | +1,229+10.6% | Added |
| Cetera Advisor Networks LLC | 13,179 | $266.7K | 0.00% | +13,179 | New |
| GAM Holding AG | 13,300 | $269.2K | 0.02% | +13,300 | New |
| Skandinaviska Enskilda Banken AB (publ) | 13,609 | $275.0K | 0.00% | +13,609 | New |
| Wolverine Trading, LLC | 13,975 | $282.9K | 0.00% | +13,975 | New |
| Private Advisor Group, LLC | 14,000 | $283.4K | 0.00% | +2,000+16.7% | Added |
| FORA Capital, LLC | 14,714 | $297.8K | 0.03% | +14,714 | New |
| Arizona State Retirement System | 15,118 | $306.0K | 0.00% | +206+1.4% | Added |
| Victory Capital Management Inc | 15,176 | $307.2K | 0.00% | −1,109−6.8% | Reduced |
| Creative Planning | 15,316 | $310.0K | 0.00% | +1,803+13.3% | Added |
| Verition Fund Management LLC | 15,422 | $312.1K | 0.00% | −60,385−79.7% | Reduced |
| State Board of Administration of Florida Retirement System | 16,305 | $330.0K | 0.00% | +80+0.5% | Added |
| Alps Advisors Inc | 16,710 | $338.2K | 0.00% | +16,710 | New |
| Martingale Asset Management L P | 17,000 | $344.1K | 0.01% | +1,200+7.6% | Added |
| LPL Financial LLC | 17,989 | $364.1K | 0.00% | +2,048+12.8% | Added |
| D. E. Shaw & Co., Inc. | 18,109 | $366.5K | 0.00% | +6,615+57.6% | Added |
| Quantamental Technologies LLC | 18,424 | $372.9K | 0.35% | +5,270+40.1% | Added |
| Occudo Quantitative Strategies LP | 18,663 | $377.7K | 0.05% | +18,663 | New |
| Boulder Hill Capital Management LP | 19,600 | $396.7K | 0.25% | +19,600 | New |
| Franklin Resources Inc | 20,643 | $417.8K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 20,956 | $424.1K | 0.00% | −19,885−48.7% | Reduced |
| Manufacturers Life Insurance Company, The | 20,978 | $424.6K | 0.00% | −1,008−4.6% | Reduced |
| PenderFund Capital Management Ltd. | 15,620 | $429.0K | 0.13% | +15,620 | New |
| Denali Advisors LLC | 21,300 | $431.1K | 0.15% | +12,200+134.1% | Added |
| Voya Investment Management LLC | 22,988 | $465.3K | 0.00% | +368+1.6% | Added |
| Foundry Partners, LLC | 23,550 | $476.7K | 0.03% | +5,100+27.6% | Added |
| Mirae Asset Global Investments Co., Ltd. | 24,087 | $487.5K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 25,605 | $518.0K | 0.00% | −2,437−8.7% | Reduced |
| Henshaw Capital LLC | 25,893 | $524.1K | 0.03% | +14,082+119.2% | Added |
| Marshall Wace, LLP | 27,456 | $555.7K | 0.00% | −823,025−96.8% | Reduced |
| SG Americas Securities, LLC | 28,529 | $577.0K | 0.01% | +18,472+183.7% | Added |
| American International Group, Inc. | 28,520 | $577.2K | 0.00% | +1,014+3.7% | Added |
| Boston Partners | 29,027 | $587.5K | 0.00% | −17,828−38.0% | Reduced |
| Pentwater Capital Management LP | 29,100 | $589.0K | 0.01% | +29,100 | New |
| Gsa Capital Partners LLP | 29,273 | $592.0K | 0.05% | +1,242+4.4% | Added |
| Virtu Financial LLC | 29,651 | $600.0K | 0.06% | +29,651 | New |
| MetLife Investment Management | 30,182 | $610.9K | 0.00% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 32,533 | $658.5K | 0.06% | +13,566+71.5% | Added |
| Outfitter Financial LLC | 33,175 | $671.5K | 0.63% | −44,200−57.1% | Reduced |
| BNP Paribas Arbitrage, SA | 36,379 | $736.3K | 0.00% | −77,459−68.0% | Reduced |
| Wells Fargo & Company | 37,793 | $764.9K | 0.00% | −28,064−42.6% | Reduced |
| Diametric Capital, LP | 40,000 | $809.6K | 0.34% | −13,943−25.8% | Reduced |
| Invesco Ltd. | 40,483 | $819.4K | 0.00% | −278,973−87.3% | Reduced |
| EHP Funds Inc. | 43,195 | $874.3K | 0.41% | +43,195 | New |
| ProShare Advisors LLC | 43,212 | $874.6K | 0.00% | +43,212 | New |
| Heritage Investors Management Corp | 45,877 | $929.0K | 0.04% | −472−1.0% | Reduced |
| Deutsche Bank AG | 51,876 | $1.05M | 0.00% | +30,370+141.2% | Added |
| Legal & General Group Plc | 52,049 | $1.05M | 0.00% | +8,811+20.4% | Added |
| Alliancebernstein L.P. | 54,670 | $1.11M | 0.00% | +9,470+21.0% | Added |
| K2 Principal Fund, L.P. | 55,883 | $1.13M | 0.34% | +55,883 | New |
| UBS Asset Management Americas Inc | 55,980 | $1.13M | 0.00% | +15,181+37.2% | Added |
| Wolverine Asset Management LLC | 57,064 | $1.15M | 0.02% | −44,365−43.7% | Reduced |
| California State Teachers Retirement System | 59,533 | $1.20M | 0.00% | −6,194−9.4% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 66,940 | $1.35M | 0.22% | +66,940 | New |
| Citadel Advisors LLC | 69,505 | $1.41M | 0.00% | −799,423−92.0% | Reduced |
| Prudential Financial Inc | 73,510 | $1.49M | 0.00% | −800−1.1% | Reduced |
| Gabelli Funds LLC | 75,300 | $1.52M | 0.01% | +75,300 | New |
| Janus Henderson Group PLC | 75,892 | $1.54M | 0.00% | +3,794+5.3% | Added |
| Pinnacle Holdings, LLC | 81,165 | $1.64M | 0.77% | −7,481−8.4% | Reduced |
| Seven Eight Capital, LP | 87,051 | $1.76M | 0.21% | +87,051 | New |