Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Earthstone Energy Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 170
- −4 vs. Q4 2022
- Shares held
- 94.6M
- −89.6K (−0.1%) vs. Q4 2022
- Total value
- $1.23B
- −$116.2M (−8.6%) vs. Q4 2022
- New holders
- 28
- 54 more added
- Sold out
- 32
- 58 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mirae Asset Global Investments Co., Ltd. | 24,087 | $313.4K | 0.00% | 00.0% | Unchanged |
| Corton Capital Inc. | 23,858 | $310.4K | 0.22% | −1,732−6.8% | Reduced |
| Axq Capital, LP | 23,506 | $305.8K | 0.12% | +23,506 | New |
| Raymond James Financial Services Advisors, Inc. | 23,140 | $301.1K | 0.00% | −1,983−7.9% | Reduced |
| Prelude Capital Management, LLC | 22,975 | $298.9K | 0.02% | +320+1.4% | Added |
| MetLife Investment Management | 22,653 | $294.7K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 22,277 | $289.8K | 0.00% | +1,185+5.6% | Added |
| Barclays PLC | 22,160 | $288.3K | 0.00% | +10,442+89.1% | Added |
| American International Group, Inc. | 21,064 | $274.0K | 0.00% | +419+2.0% | Added |
| Victory Capital Management Inc | 21,024 | $273.5K | 0.00% | −48,299−69.7% | Reduced |
| Janus Henderson Group PLC | 20,461 | $266.3K | 0.00% | +20,461 | New |
| Systrade AG | 20,000 | $260.2K | 0.15% | 00.0% | Unchanged |
| Delphia (USA) Inc. | 19,335 | $251.5K | 0.31% | −4,178−17.8% | Reduced |
| Point72 Middle East FZE | 18,199 | $236.8K | 0.01% | −11,613−39.0% | Reduced |
| Point72 Asset Management, L.P. | 17,933 | $233.3K | 0.00% | −390,543−95.6% | Reduced |
| Royal Bank of Canada | 17,560 | $229.0K | 0.00% | −12,874−42.3% | Reduced |
| Manufacturers Life Insurance Company, The | 17,084 | $222.3K | 0.00% | −233−1.3% | Reduced |
| Voya Investment Management LLC | 16,965 | $220.7K | 0.00% | −445−2.6% | Reduced |
| Advisor Resource Council | 14,040 | $204.8K | 0.05% | +14,040 | New |
| Seven Eight Capital, LP | 15,618 | $203.2K | 0.04% | −5,171−24.9% | Reduced |
| LPL Financial LLC | 15,133 | $196.9K | 0.00% | +15,133 | New |
| Arizona State Retirement System | 13,745 | $178.8K | 0.00% | +360+2.7% | Added |
| Quadrature Capital Ltd | 13,665 | $177.8K | 0.00% | +13,665 | New |
| Warren Averett Asset Management, LLC | 13,273 | $172.7K | 0.01% | −637−4.6% | Reduced |
| Advisor Group Holdings, Inc. | 13,042 | $169.7K | 0.00% | −1,469−10.1% | Reduced |
| Creative Planning | 12,062 | $156.9K | 0.00% | −18,953−61.1% | Reduced |
| Henshaw Capital LLC | 11,811 | $153.7K | 0.01% | 00.0% | Unchanged |
| JustInvest LLC | 11,413 | $148.5K | 0.01% | −73−0.6% | Reduced |
| Envestnet Asset Management Inc | 11,186 | $145.5K | 0.00% | −19,305−63.3% | Reduced |
| D.A. Davidson & Co. | 11,158 | $145.2K | 0.00% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 11,000 | $143.1K | 0.00% | +11,000 | New |
| Foundry Partners, LLC | 10,695 | $139.1K | 0.01% | −6,931−39.3% | Reduced |
| XTX Topco Ltd | 10,620 | $138.2K | 0.03% | −5,373−33.6% | Reduced |
| Spire Wealth Management | 10,131 | $131.8K | 0.01% | +10,131 | New |
| Great Valley Advisor Group, Inc. | 10,019 | $130.3K | 0.01% | +10,019 | New |
| Private Advisor Group, LLC | 10,000 | $130.1K | 0.00% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 9,528 | $124.0K | 0.00% | −5,186−35.2% | Reduced |
| Dark Forest Capital Management LP | 9,264 | $120.5K | 0.03% | +7,887+572.8% | Added |
| SG Americas Securities, LLC | 9,004 | $117.0K | 0.00% | +119+1.3% | Added |
| US Bancorp | 6,230 | $81.1K | 0.00% | −65,434−91.3% | Reduced |
| Amalgamated Bank | 6,072 | $79.0K | 0.00% | −1,056−14.8% | Reduced |
| Tower Research Capital LLC (TRC) | 5,986 | $78.0K | 0.00% | +4,972+490.3% | Added |
| Optimum Investment Advisors | 5,950 | $77.4K | 0.04% | +50+0.8% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,883 | $63.5K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,243 | $42.2K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 2,420 | $31.5K | 0.00% | −209−7.9% | Reduced |
| Harbor Investment Advisory, LLC | 2,281 | $29.7K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 2,198 | $28.6K | 0.00% | +796+56.8% | Added |
| FMR LLC | 1,850 | $24.1K | 0.00% | −188−9.2% | Reduced |
| Fifth Third Bancorp | 1,600 | $20.8K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,558 | $20.3K | 0.00% | −49−3.0% | Reduced |
| First Horizon Advisors, Inc. | 1,178 | $15.3K | 0.00% | +3+0.3% | Added |
| Mark Sheptoff Financial Planning, LLC | 1,100 | $14.3K | 0.01% | +1,100 | New |
| Steward Partners Investment Advisory, LLC | 996 | $13.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 920 | $12.0K | 0.00% | +17+1.9% | Added |
| Signaturefd, LLC | 345 | $4.49K | 0.00% | +199+136.3% | Added |
| Brown Brothers Harriman & Co | 310 | $4.03K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 247 | $4.00K | 0.00% | 00.0% | Unchanged |
| Apollo Management Holdings, L.P. | 273 | $3.55K | 0.00% | −8,088−96.7% | Reduced |
| CWM, LLC | 225 | $3.00K | 0.00% | −22−8.9% | Reduced |
| C M Bidwell & Associates Ltd | 170 | $2.21K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 146 | $1.90K | 0.00% | −4,772−97.0% | Reduced |
| Quadrant Capital Group LLC | 139 | $1.81K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 100 | $1.30K | 0.00% | +100 | New |
| Allworth Financial LP | 58 | $755 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 46 | $598 | 0.00% | −28−37.8% | Reduced |
| Lindbrook Capital, LLC | 45 | $585 | 0.00% | +45 | New |
| Key Financial Inc | 9 | $117 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 3 | $58 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 0 | $0 | 0.00% | −1,675−100.0% | Sold out |
| Penn Capital Management Co Inc | 0 | $0 | 0.00% | −763,357−100.0% | Sold out |
| Moody Aldrich Partners LLC | 0 | $0 | 0.00% | −338,559−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −286,322−100.0% | Sold out |
| Bank of Nova Scotia | 0 | $0 | 0.00% | −179,511−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −113,429−100.0% | Sold out |
| Black Swift Group, LLC | 0 | $0 | 0.00% | −95,000−100.0% | Sold out |
| Cambria Investment Management, L.P. | 0 | $0 | 0.00% | −79,976−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −68,852−100.0% | Sold out |
| Summit Global Investments | 0 | $0 | 0.00% | −48,100−100.0% | Sold out |
| Glenmede Trust Co NA | 0 | $0 | 0.00% | −44,778−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −31,710−100.0% | Sold out |
| Intrepid Capital Management Inc | 0 | $0 | 0.00% | −25,168−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −21,156−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −20,398−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −18,202−100.0% | Sold out |
| Brandywine Global Investment Management, LLC | 0 | $0 | 0.00% | −16,009−100.0% | Sold out |
| Ethic Inc. | 0 | $0 | 0.00% | −15,465−100.0% | Sold out |
| Petrus Trust Company, LTA | 0 | $0 | 0.00% | −15,008−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −13,113−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −4,539−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −3,942−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| HBK Sorce Advisory LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| Schubert & Co | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| JFS Wealth Advisors, LLC | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| SJS Investment Consulting Inc. | 0 | $0 | 0.00% | −4−100.0% | Sold out |