Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Earthstone Energy Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 170
- −4 vs. Q4 2022
- Shares held
- 94.6M
- −89.6K (−0.1%) vs. Q4 2022
- Total value
- $1.23B
- −$116.2M (−8.6%) vs. Q4 2022
- New holders
- 28
- 54 more added
- Sold out
- 32
- 58 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 13 | $0 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 3 | $58 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 9 | $117 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 45 | $585 | 0.00% | +45 | New |
| Parallel Advisors, LLC | 46 | $598 | 0.00% | −28−37.8% | Reduced |
| Allworth Financial LP | 58 | $755 | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 100 | $1.30K | 0.00% | +100 | New |
| Quadrant Capital Group LLC | 139 | $1.81K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 146 | $1.90K | 0.00% | −4,772−97.0% | Reduced |
| C M Bidwell & Associates Ltd | 170 | $2.21K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 225 | $3.00K | 0.00% | −22−8.9% | Reduced |
| Apollo Management Holdings, L.P. | 273 | $3.55K | 0.00% | −8,088−96.7% | Reduced |
| Ronald Blue Trust, Inc. | 247 | $4.00K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 310 | $4.03K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 345 | $4.49K | 0.00% | +199+136.3% | Added |
| Nisa Investment Advisors, LLC | 920 | $12.0K | 0.00% | +17+1.9% | Added |
| Steward Partners Investment Advisory, LLC | 996 | $13.0K | 0.00% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 1,100 | $14.3K | 0.01% | +1,100 | New |
| First Horizon Advisors, Inc. | 1,178 | $15.3K | 0.00% | +3+0.3% | Added |
| Huntington National Bank | 1,558 | $20.3K | 0.00% | −49−3.0% | Reduced |
| Fifth Third Bancorp | 1,600 | $20.8K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1,850 | $24.1K | 0.00% | −188−9.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 2,198 | $28.6K | 0.00% | +796+56.8% | Added |
| Harbor Investment Advisory, LLC | 2,281 | $29.7K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 2,420 | $31.5K | 0.00% | −209−7.9% | Reduced |
| Ameritas Investment Partners, Inc. | 3,243 | $42.2K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,883 | $63.5K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 5,950 | $77.4K | 0.04% | +50+0.8% | Added |
| Tower Research Capital LLC (TRC) | 5,986 | $78.0K | 0.00% | +4,972+490.3% | Added |
| Amalgamated Bank | 6,072 | $79.0K | 0.00% | −1,056−14.8% | Reduced |
| US Bancorp | 6,230 | $81.1K | 0.00% | −65,434−91.3% | Reduced |
| SG Americas Securities, LLC | 9,004 | $117.0K | 0.00% | +119+1.3% | Added |
| Dark Forest Capital Management LP | 9,264 | $120.5K | 0.03% | +7,887+572.8% | Added |
| State of Tennessee, Treasury Department | 9,528 | $124.0K | 0.00% | −5,186−35.2% | Reduced |
| Private Advisor Group, LLC | 10,000 | $130.1K | 0.00% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 10,019 | $130.3K | 0.01% | +10,019 | New |
| Spire Wealth Management | 10,131 | $131.8K | 0.01% | +10,131 | New |
| XTX Topco Ltd | 10,620 | $138.2K | 0.03% | −5,373−33.6% | Reduced |
| Foundry Partners, LLC | 10,695 | $139.1K | 0.01% | −6,931−39.3% | Reduced |
| Cresset Asset Management, LLC | 11,000 | $143.1K | 0.00% | +11,000 | New |
| D.A. Davidson & Co. | 11,158 | $145.2K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 11,186 | $145.5K | 0.00% | −19,305−63.3% | Reduced |
| JustInvest LLC | 11,413 | $148.5K | 0.01% | −73−0.6% | Reduced |
| Henshaw Capital LLC | 11,811 | $153.7K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 12,062 | $156.9K | 0.00% | −18,953−61.1% | Reduced |
| Advisor Group Holdings, Inc. | 13,042 | $169.7K | 0.00% | −1,469−10.1% | Reduced |
| Warren Averett Asset Management, LLC | 13,273 | $172.7K | 0.01% | −637−4.6% | Reduced |
| Quadrature Capital Ltd | 13,665 | $177.8K | 0.00% | +13,665 | New |
| Arizona State Retirement System | 13,745 | $178.8K | 0.00% | +360+2.7% | Added |
| LPL Financial LLC | 15,133 | $196.9K | 0.00% | +15,133 | New |
| Seven Eight Capital, LP | 15,618 | $203.2K | 0.04% | −5,171−24.9% | Reduced |
| Advisor Resource Council | 14,040 | $204.8K | 0.05% | +14,040 | New |
| Voya Investment Management LLC | 16,965 | $220.7K | 0.00% | −445−2.6% | Reduced |
| Manufacturers Life Insurance Company, The | 17,084 | $222.3K | 0.00% | −233−1.3% | Reduced |
| Royal Bank of Canada | 17,560 | $229.0K | 0.00% | −12,874−42.3% | Reduced |
| Point72 Asset Management, L.P. | 17,933 | $233.3K | 0.00% | −390,543−95.6% | Reduced |
| Point72 Middle East FZE | 18,199 | $236.8K | 0.01% | −11,613−39.0% | Reduced |
| Delphia (USA) Inc. | 19,335 | $251.5K | 0.31% | −4,178−17.8% | Reduced |
| Systrade AG | 20,000 | $260.2K | 0.15% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 20,461 | $266.3K | 0.00% | +20,461 | New |
| Victory Capital Management Inc | 21,024 | $273.5K | 0.00% | −48,299−69.7% | Reduced |
| American International Group, Inc. | 21,064 | $274.0K | 0.00% | +419+2.0% | Added |
| Barclays PLC | 22,160 | $288.3K | 0.00% | +10,442+89.1% | Added |
| Legal & General Group Plc | 22,277 | $289.8K | 0.00% | +1,185+5.6% | Added |
| MetLife Investment Management | 22,653 | $294.7K | 0.00% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 22,975 | $298.9K | 0.02% | +320+1.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 23,140 | $301.1K | 0.00% | −1,983−7.9% | Reduced |
| Axq Capital, LP | 23,506 | $305.8K | 0.12% | +23,506 | New |
| Corton Capital Inc. | 23,858 | $310.4K | 0.22% | −1,732−6.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 24,087 | $313.4K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 24,816 | $322.9K | 0.03% | +24,816 | New |
| UBS Group AG | 25,092 | $326.4K | 0.00% | −8,254−24.8% | Reduced |
| Centiva Capital, LP | 25,800 | $335.7K | 0.02% | +25,800 | New |
| Quantbot Technologies LP | 27,938 | $363.5K | 0.03% | +19,555+233.3% | Added |
| Deutsche Bank AG | 28,283 | $368.0K | 0.00% | +7,035+33.1% | Added |
| Lazard Asset Management LLC | 28,485 | $370.0K | 0.00% | −35,534−55.5% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 28,808 | $374.8K | 0.04% | +28,808 | New |
| Moody National Bank Trust Division | 30,000 | $390.3K | 0.03% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 30,049 | $390.9K | 0.02% | +30,049 | New |
| HighTower Advisors, LLC | 30,865 | $401.0K | 0.00% | +1,211+4.1% | Added |
| ETF Managers Group, LLC | 34,054 | $443.0K | 0.01% | +34,054 | New |
| BNP Paribas Arbitrage, SA | 34,525 | $449.2K | 0.00% | −4,559−11.7% | Reduced |
| King Luther Capital Management Corp | 35,800 | $465.8K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 35,856 | $466.0K | 0.05% | +35,856 | New |
| Versor Investments LP | 40,500 | $526.9K | 0.07% | +18,972+88.1% | Added |
| UBS Asset Management Americas Inc | 40,799 | $530.8K | 0.00% | +9,458+30.2% | Added |
| Dynamic Technology Lab Private Ltd | 41,497 | $540.0K | 0.05% | +41,497 | New |
| Wells Fargo & Company | 42,150 | $548.4K | 0.00% | −8,288−16.4% | Reduced |
| AQR Capital Management LLC | 43,322 | $563.6K | 0.00% | −28,049−39.3% | Reduced |
| GWM Advisors LLC | 43,694 | $568.5K | 0.01% | −10,702−19.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 43,818 | $570.1K | 0.01% | −5,638−11.4% | Reduced |
| Alliancebernstein L.P. | 45,200 | $588.1K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 46,200 | $601.1K | 0.47% | +16,200+54.0% | Added |
| The PNC Financial Services Group, Inc. | 46,260 | $601.8K | 0.00% | +5,879+14.6% | Added |
| Heritage Investors Management Corp | 46,349 | $603.0K | 0.03% | −20.0% | Reduced |
| Boston Partners | 47,483 | $617.8K | 0.00% | −3,589−7.0% | Reduced |
| Two Sigma Advisers, LP | 48,100 | $625.8K | 0.00% | −83,800−63.5% | Reduced |
| Jump Financial, LLC | 52,142 | $678.4K | 0.03% | +5,042+10.7% | Added |
| Phocas Financial Corp. | 55,198 | $718.0K | 0.10% | 00.0% | Unchanged |
| California State Teachers Retirement System | 57,899 | $753.3K | 0.00% | −739−1.3% | Reduced |