Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Earthstone Energy Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 170
- −4 vs. Q4 2022
- Shares held
- 94.6M
- −89.6K (−0.1%) vs. Q4 2022
- Total value
- $1.23B
- −$116.2M (−8.6%) vs. Q4 2022
- New holders
- 28
- 54 more added
- Sold out
- 32
- 58 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rhumbline Advisers | 58,190 | $757.0K | 0.00% | +1,165+2.0% | Added |
| Verition Fund Management LLC | 59,322 | $771.8K | 0.01% | +39,362+197.2% | Added |
| DRW Securities, LLC | 60,000 | $781.0K | 0.11% | −7,000−10.4% | Reduced |
| Credit Suisse AG | 65,155 | $847.7K | 0.00% | +2,306+3.7% | Added |
| Diametric Capital, LP | 67,602 | $879.5K | 0.42% | +3,492+5.4% | Added |
| Outfitter Financial LLC | 79,000 | $1.03M | 0.93% | −7,000−8.1% | Reduced |
| Algert Global LLC | 82,316 | $1.07M | 0.05% | +82,316 | New |
| JPMorgan Chase & Co | 83,794 | $1.09M | 0.00% | −84,233−50.1% | Reduced |
| Prudential Financial Inc | 85,896 | $1.12M | 0.00% | +4,855+6.0% | Added |
| Pinnacle Holdings, LLC | 88,214 | $1.15M | 0.53% | +3,811+4.5% | Added |
| CoreCommodity Management, LLC | 88,456 | $1.15M | 0.33% | −24,548−21.7% | Reduced |
| HRT Financial LP | 89,519 | $1.16M | 0.01% | +22,939+34.5% | Added |
| Icon Wealth Partners, LLC | 100,000 | $1.30M | 0.14% | +100,000 | New |
| Wolverine Asset Management LLC | 101,429 | $1.32M | 0.02% | 00.0% | Unchanged |
| Swiss National Bank | 102,400 | $1.33M | 0.00% | −12,100−10.6% | Reduced |
| New York State Common Retirement Fund | 108,739 | $1.41M | 0.00% | −557,223−83.7% | Reduced |
| Ergoteles LLC | 110,831 | $1.44M | 0.06% | +110,831 | New |
| Citigroup Inc | 139,108 | $1.81M | 0.00% | −175,818−55.8% | Reduced |
| Sanders Morris Harris LLC | 152,300 | $1.98M | 0.69% | +152,300 | New |
| Jane Street Group, LLC | 153,640 | $2.00M | 0.00% | +122,852+399.0% | Added |
| Raymond James & Associates | 165,251 | $2.15M | 0.00% | +165,251 | New |
| Cubist Systematic Strategies, LLC | 170,274 | $2.22M | 0.02% | +170,156+144,200.0% | Added |
| Twinbeech Capital LP | 171,251 | $2.23M | 0.05% | +171,251 | New |
| Fisher Asset Management, LLC | 177,053 | $2.30M | 0.00% | −44,171−20.0% | Reduced |
| Trexquant Investment LP | 184,028 | $2.39M | 0.07% | +68,995+60.0% | Added |
| Tudor Investment Corp Et Al | 185,289 | $2.41M | 0.05% | +185,289 | New |
| Oberweis Asset Management Inc | 191,900 | $2.50M | 0.39% | +63,100+49.0% | Added |
| Marshall Wace, LLP | 218,330 | $2.84M | 0.01% | +218,330 | New |
| ExodusPoint Capital Management, LP | 225,435 | $2.93M | 0.03% | +225,435 | New |
| Rafferty Asset Management, LLC | 260,904 | $3.39M | 0.02% | −165,415−38.8% | Reduced |
| Charles Schwab Investment Management Inc | 292,261 | $3.80M | 0.00% | −1,648−0.6% | Reduced |
| Van Den Berg Management I, Inc | 319,878 | $4.16M | 1.55% | +510+0.2% | Added |
| Great Lakes Advisors, LLC | 341,717 | $4.45M | 0.04% | +328,951+2,576.8% | Added |
| Bank of America Corp | 351,745 | $4.58M | 0.00% | −349,796−49.9% | Reduced |
| Bank of New York Mellon Corp | 352,187 | $4.58M | 0.00% | −56,845−13.9% | Reduced |
| Ameriprise Financial Inc | 354,307 | $4.58M | 0.00% | +87,268+32.7% | Added |
| First Eagle Investment Management, LLC | 355,529 | $4.63M | 0.01% | +124,500+53.9% | Added |
| Squarepoint Ops LLC | 362,170 | $4.71M | 0.03% | +28,985+8.7% | Added |
| Two Sigma Investments, LP | 402,245 | $5.23M | 0.02% | −92,836−18.8% | Reduced |
| Ontario Teachers Pension Plan Board | 409,400 | $5.33M | 0.05% | 00.0% | Unchanged |
| Invesco Ltd. | 412,116 | $5.36M | 0.00% | +395,536+2,385.6% | Added |
| SEI Investments Co | 427,750 | $5.57M | 0.01% | +172,482+67.6% | Added |
| Goldman Sachs Group Inc | 470,713 | $6.12M | 0.00% | −107,795−18.6% | Reduced |
| Northern Trust Corp | 495,562 | $6.45M | 0.00% | +8,524+1.8% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 539,301 | $7.02M | 0.85% | −1,701−0.3% | Reduced |
| Peregrine Capital Management LLC | 553,872 | $7.21M | 0.21% | +553,872 | New |
| Russell Investments Group, Ltd. | 562,195 | $7.31M | 0.01% | +79,755+16.5% | Added |
| Dimensional Fund Advisors LP | 563,122 | $7.33M | 0.00% | −1,096,749−66.1% | Reduced |
| First Trust Advisors LP | 587,130 | $7.64M | 0.01% | −220,669−27.3% | Reduced |
| Susquehanna International Group, LLP | 727,357 | $9.46M | 0.01% | −127,037−14.9% | Reduced |
| Geode Capital Management, LLC | 765,720 | $9.96M | 0.00% | +23,714+3.2% | Added |
| Redwood Investments, LLC | 766,106 | $9.97M | 1.27% | +7,527+1.0% | Added |
| Morgan Stanley | 822,045 | $10.7M | 0.00% | +418,803+103.9% | Added |
| GW&K Investment Management, LLC | 832,707 | $10.8M | 0.10% | +58,782+7.6% | Added |
| Royce & Associates LP | 858,038 | $11.2M | 0.11% | +34,400+4.2% | Added |
| Citadel Advisors LLC | 964,340 | $12.5M | 0.01% | +481,406+99.7% | Added |
| Saba Capital Management, L.P. | 1,075,600 | $14.0M | 0.34% | 00.0% | Unchanged |
| Encap Energy Capital Fund VIII, L.P. | 2,303,000 | $30.0M | 21.99% | 00.0% | Unchanged |
| William Blair Investment Management, LLC | 2,490,522 | $32.4M | 0.11% | +732,083+41.6% | Added |
| Millennium Management LLC | 2,690,053 | $35.0M | 0.04% | +1,021,402+61.2% | Added |
| American Century Companies Inc | 2,790,967 | $36.3M | 0.03% | +686,087+32.6% | Added |
| Macquarie Group Ltd | 2,893,517 | $37.6M | 0.04% | +206,062+7.7% | Added |
| BlackRock Inc. | 2,995,427 | $39.0M | 0.00% | +24,975+0.8% | Added |
| Vanguard Group Inc | 3,193,511 | $41.5M | 0.00% | −19,757−0.6% | Reduced |
| State Street Corp | 3,255,219 | $42.4M | 0.00% | −2,418,917−42.6% | Reduced |
| Ranger Investment Management, L.P. | 3,436,531 | $44.7M | 3.00% | +567,422+19.8% | Added |
| OnyxPoint Global Management LP | 5,575,043 | $72.5M | 61.84% | +111,825+2.0% | Added |
| Post Oak Energy Holdings, LLC | 11,167,213 | $145.3M | 53.81% | 00.0% | Unchanged |
| Warburg Pincus LLC | 11,379,134 | $148.0M | 5.84% | 00.0% | Unchanged |
| EnCap Energy Capital Fund XI, L.P. | 19,819,820 | $257.9M | 100.00% | 00.0% | Unchanged |
| Proequities, Inc. | 0 | $0 | 0.00% | −1,675−100.0% | Sold out |
| Penn Capital Management Co Inc | 0 | $0 | 0.00% | −763,357−100.0% | Sold out |
| Moody Aldrich Partners LLC | 0 | $0 | 0.00% | −338,559−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −286,322−100.0% | Sold out |
| Bank of Nova Scotia | 0 | $0 | 0.00% | −179,511−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −113,429−100.0% | Sold out |
| Black Swift Group, LLC | 0 | $0 | 0.00% | −95,000−100.0% | Sold out |
| Cambria Investment Management, L.P. | 0 | $0 | 0.00% | −79,976−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −68,852−100.0% | Sold out |
| Summit Global Investments | 0 | $0 | 0.00% | −48,100−100.0% | Sold out |
| Glenmede Trust Co NA | 0 | $0 | 0.00% | −44,778−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −31,710−100.0% | Sold out |
| Intrepid Capital Management Inc | 0 | $0 | 0.00% | −25,168−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −21,156−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −20,398−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −18,202−100.0% | Sold out |
| Brandywine Global Investment Management, LLC | 0 | $0 | 0.00% | −16,009−100.0% | Sold out |
| Ethic Inc. | 0 | $0 | 0.00% | −15,465−100.0% | Sold out |
| Petrus Trust Company, LTA | 0 | $0 | 0.00% | −15,008−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −13,113−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −4,539−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −3,942−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| HBK Sorce Advisory LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| Schubert & Co | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| JFS Wealth Advisors, LLC | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| SJS Investment Consulting Inc. | 0 | $0 | 0.00% | −4−100.0% | Sold out |