DoubleLine Yield Opportunities Fund
DLY- Exchange
- NYSE
- SEC CIK
- 0001788399
In the last 90 days, DoubleLine Yield Opportunities Fund insiders filed 1 open-market purchase and 0 sales; 89 institutions reported holding it in 13F filings for Q2 2026, worth $187.3M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in DoubleLine Yield Opportunities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- +11 vs. Q3 2023
- Shares held
- 9.92M
- −575.3K (−5.5%) vs. Q3 2023
- Total value
- $147.5M
- −$7.05M (−4.6%) vs. Q3 2023
- New holders
- 20
- 25 more added
- Sold out
- 9
- 15 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 89 | $187.3M |
| Q1 2026 | 95 | $191.4M |
| Q4 2025 | 100 | $191.9M |
| Q3 2025 | 91 | $167.3M |
| Q2 2025 | 80 | $162.1M |
| Q1 2025 | 73 | $166.0M |
| Q4 2024 | 82 | $144.4M |
| Q3 2024 | 77 | $149.7M |
| Q2 2024 | 74 | $151.0M |
| Q1 2024 | 78 | $157.0M |
| Q4 2023 | 73 | $147.5M |
| Q3 2023 | 63 | $154.9M |
| Q2 2023 | 52 | $162.7M |
| Q1 2023 | 54 | $165.1M |
| Q4 2022 | 58 | $158.2M |
| Q3 2022 | 54 | $159.6M |
| Q2 2022 | 57 | $176.0M |
| Q1 2022 | 52 | $204.4M |
| Q4 2021 | 50 | $223.2M |
| Q3 2021 | 39 | $199.6M |
| Q2 2021 | 38 | $194.8M |
| Q1 2021 | 36 | $167.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding DoubleLine Yield Opportunities Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,812,983 | $27.0M | 0.00% | −465,429−20.4% | Reduced |
| Wells Fargo & Company | 1,234,395 | $18.4M | 0.01% | +261,626+26.9% | Added |
| UBS Group AG | 1,137,920 | $16.9M | 0.01% | −501,980−30.6% | Reduced |
| Royal Bank of Canada | 846,961 | $12.6M | 0.00% | +161,613+23.6% | Added |
| Herr Investment Group LLC | 636,362 | $9.46M | 2.53% | −57,421−8.3% | Reduced |
| HighTower Advisors, LLC | 451,555 | $6.70M | 0.01% | +3,124+0.7% | Added |
| Penserra Capital Management LLC | 447,162 | $6.65M | 0.12% | +31,507+7.6% | Added |
| Ieq Capital, LLC | 303,175 | $4.51M | 0.07% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 271,007 | $4.03M | 0.01% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 258,195 | $3.84M | 0.21% | +8,230+3.3% | Added |
| Bank of America Corp | 223,235 | $3.32M | 0.00% | −14,489−6.1% | Reduced |
| Penn Mutual Asset Management, LLC | 199,841 | $2.97M | 2.29% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 191,764 | $2.85M | 0.65% | +15,099+8.5% | Added |
| Pettinga Financial Advisors, LLC | 186,855 | $2.78M | 0.75% | −18,102−8.8% | Reduced |
| Rockefeller Capital Management L.P. | 181,504 | $2.70M | 0.01% | +19,382+12.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 164,256 | $2.44M | 0.00% | +15,653+10.5% | Added |
| Captrust Financial Advisors | 146,065 | $2.17M | 0.01% | −3,475−2.3% | Reduced |
| Stifel Financial Corp | 119,011 | $1.77M | 0.00% | +17,755+17.5% | Added |
| Vivaldi Capital Management, LLC | 85,521 | $1.32M | 0.40% | +85,521 | New |
| Gridiron Partners, LLC | 76,647 | $1.14M | 0.80% | +76,647 | New |
| Wedbush Securities Inc | 64,947 | $966.0K | 0.04% | +2,380+3.8% | Added |
| Invesco Ltd. | 58,599 | $871.4K | 0.00% | −56,892−49.3% | Reduced |
| Commonwealth Equity Services, LLC | 50,237 | $747.0K | 0.00% | −2,275−4.3% | Reduced |
| Landscape Capital Management, L.L.C. | 49,316 | $733.3K | 0.07% | +49,316 | New |
| LPL Financial LLC | 47,579 | $707.5K | 0.00% | +5,275+12.5% | Added |
| Advisor Group Holdings, Inc. | 44,474 | $661.3K | 0.00% | −10,344−18.9% | Reduced |
| Schwarz Dygos Wheeler Investment Advisors LLC | 42,876 | $637.6K | 0.20% | +285+0.7% | Added |
| Journey Strategic Wealth LLC | 41,113 | $611.4K | 0.03% | −4,000−8.9% | Reduced |
| Atria Wealth Solutions, Inc. | 39,530 | $587.8K | 0.01% | +10,213+34.8% | Added |
| Walleye Capital LLC | 36,429 | $541.7K | 0.01% | +36,429 | New |
| Hennion & Walsh Asset Management, Inc. | 33,051 | $491.5K | 0.03% | +33,051 | New |
| Moors & Cabot, Inc. | 28,400 | $422.3K | 0.03% | −5,000−15.0% | Reduced |
| Summit X, LLC | 26,325 | $391.4K | 0.11% | +1,895+7.8% | Added |
| Brogan Financial, Inc. | 25,728 | $382.6K | 0.28% | +25,728 | New |
| Weiss Asset Management LP | 25,287 | $376.0K | 0.03% | +25,287 | New |
| Walled Lake Planning & Wealth Management, LLC | 24,172 | $359.4K | 0.17% | +7,035+41.1% | Added |
| Capstone Financial Advisors, Inc. | 24,144 | $359.0K | 0.03% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 24,130 | $358.8K | 0.08% | −1,228−4.8% | Reduced |
| Raymond James & Associates | 21,745 | $323.4K | 0.00% | −332−1.5% | Reduced |
| Guggenheim Capital LLC | 20,771 | $308.9K | 0.00% | −199−0.9% | Reduced |
| Allie Family Office LLC | 20,000 | $297.4K | 0.21% | 00.0% | Unchanged |
| LM Advisors LLC | 18,917 | $281.3K | 0.06% | +18,917 | New |
| Change Path, LLC | 17,700 | $263.0K | 0.02% | +17,700 | New |
| Aristides Capital LLC | 16,961 | $252.2K | 0.13% | +16,961 | New |
| Optimum Investment Advisors | 16,267 | $241.9K | 0.12% | −992−5.7% | Reduced |
| Oppenheimer & Co Inc | 16,000 | $237.9K | 0.00% | +1,300+8.8% | Added |
| Coastal Investment Advisors, Inc. | 15,234 | $226.5K | 0.05% | +15,234 | New |
| Catalina Capital Group, LLC | 14,080 | $209.4K | 0.16% | +14,080 | New |
| Private Advisor Group, LLC | 14,020 | $208.5K | 0.00% | +385+2.8% | Added |
| Avidian Wealth Solutions, LLC | 14,000 | $208.2K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 11,676 | $173.6K | 0.00% | +1,550+15.3% | Added |
| Elequin Capital LP | 6,844 | $101.8K | 0.03% | +6,844 | New |
| Activest Wealth Management | 4,961 | $73.8K | 0.04% | +139+2.9% | Added |
| Highlander Capital Management, LLC | 4,350 | $64.7K | 0.02% | 00.0% | Unchanged |
| Tidemark, LLC | 4,136 | $61.5K | 0.04% | +4,136 | New |
| Lindbrook Capital, LLC | 2,600 | $38.7K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 2,139 | $31.8K | 0.00% | +1,300+154.9% | Added |
| Spire Wealth Management | 1,705 | $25.1K | 0.00% | +1,705 | New |
| FSA Wealth Management LLC | 1,583 | $24.0K | 0.01% | +1,583 | New |
| The PNC Financial Services Group, Inc. | 1,500 | $22.3K | 0.00% | +1,500 | New |
| Financial Management Professionals, Inc. | 1,214 | $18.0K | 0.00% | +28+2.4% | Added |
| Hollencrest Capital Management | 1,124 | $16.7K | 0.00% | +120+12.0% | Added |
| Sunbelt Securities, Inc. | 1,000 | $14.9K | 0.00% | 00.0% | Unchanged |
| Jamison Private Wealth Management, Inc. | 1,000 | $14.9K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 875 | $13.0K | 0.01% | +175+25.0% | Added |
| Cape Investment Advisory, Inc. | 625 | $9.29K | 0.00% | +625 | New |
| Moisand Fitzgerald Tamayo, LLC | 500 | $7.43K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 455 | $6.77K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 450 | $6.69K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 358 | $5.33K | 0.00% | +8+2.3% | Added |
| Advisory Services Network, LLC | 341 | $5.07K | 0.00% | +341 | New |
| Ronald Blue Trust, Inc. | 250 | $4.00K | 0.00% | +250 | New |
| Parallel Advisors, LLC | 24 | $362 | 0.00% | +1+4.3% | Added |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −132,859−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −91,625−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −51,296−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −46,200−100.0% | Sold out |
| Pathway Financial Advisers, LLC | 0 | $0 | 0.00% | −36,679−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −34,833−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −24,370−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −12,502−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −670−100.0% | Sold out |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |