DoubleLine Yield Opportunities Fund
DLY- Exchange
- NYSE
- SEC CIK
- 0001788399
In the last 90 days, DoubleLine Yield Opportunities Fund insiders filed 1 open-market purchase and 0 sales; 89 institutions reported holding it in 13F filings for Q2 2026, worth $187.3M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in DoubleLine Yield Opportunities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- +11 vs. Q3 2023
- Shares held
- 9.92M
- −575.3K (−5.5%) vs. Q3 2023
- Total value
- $147.5M
- −$7.05M (−4.6%) vs. Q3 2023
- New holders
- 20
- 25 more added
- Sold out
- 9
- 15 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 89 | $187.3M |
| Q1 2026 | 95 | $191.4M |
| Q4 2025 | 100 | $191.9M |
| Q3 2025 | 91 | $167.3M |
| Q2 2025 | 80 | $162.1M |
| Q1 2025 | 73 | $166.0M |
| Q4 2024 | 82 | $144.4M |
| Q3 2024 | 77 | $149.7M |
| Q2 2024 | 74 | $151.0M |
| Q1 2024 | 78 | $157.0M |
| Q4 2023 | 73 | $147.5M |
| Q3 2023 | 63 | $154.9M |
| Q2 2023 | 52 | $162.7M |
| Q1 2023 | 54 | $165.1M |
| Q4 2022 | 58 | $158.2M |
| Q3 2022 | 54 | $159.6M |
| Q2 2022 | 57 | $176.0M |
| Q1 2022 | 52 | $204.4M |
| Q4 2021 | 50 | $223.2M |
| Q3 2021 | 39 | $199.6M |
| Q2 2021 | 38 | $194.8M |
| Q1 2021 | 36 | $167.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding DoubleLine Yield Opportunities Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 24 | $362 | 0.00% | +1+4.3% | Added |
| Ronald Blue Trust, Inc. | 250 | $4.00K | 0.00% | +250 | New |
| Advisory Services Network, LLC | 341 | $5.07K | 0.00% | +341 | New |
| Harbour Investments, Inc. | 358 | $5.33K | 0.00% | +8+2.3% | Added |
| Geneos Wealth Management Inc. | 450 | $6.69K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 455 | $6.77K | 0.00% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 500 | $7.43K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 625 | $9.29K | 0.00% | +625 | New |
| Raleigh Capital Management Inc. | 875 | $13.0K | 0.01% | +175+25.0% | Added |
| Sunbelt Securities, Inc. | 1,000 | $14.9K | 0.00% | 00.0% | Unchanged |
| Jamison Private Wealth Management, Inc. | 1,000 | $14.9K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 1,124 | $16.7K | 0.00% | +120+12.0% | Added |
| Financial Management Professionals, Inc. | 1,214 | $18.0K | 0.00% | +28+2.4% | Added |
| The PNC Financial Services Group, Inc. | 1,500 | $22.3K | 0.00% | +1,500 | New |
| FSA Wealth Management LLC | 1,583 | $24.0K | 0.01% | +1,583 | New |
| Spire Wealth Management | 1,705 | $25.1K | 0.00% | +1,705 | New |
| Larson Financial Group LLC | 2,139 | $31.8K | 0.00% | +1,300+154.9% | Added |
| Lindbrook Capital, LLC | 2,600 | $38.7K | 0.00% | 00.0% | Unchanged |
| Tidemark, LLC | 4,136 | $61.5K | 0.04% | +4,136 | New |
| Highlander Capital Management, LLC | 4,350 | $64.7K | 0.02% | 00.0% | Unchanged |
| Activest Wealth Management | 4,961 | $73.8K | 0.04% | +139+2.9% | Added |
| Elequin Capital LP | 6,844 | $101.8K | 0.03% | +6,844 | New |
| Comerica Bank | 11,676 | $173.6K | 0.00% | +1,550+15.3% | Added |
| Avidian Wealth Solutions, LLC | 14,000 | $208.2K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 14,020 | $208.5K | 0.00% | +385+2.8% | Added |
| Catalina Capital Group, LLC | 14,080 | $209.4K | 0.16% | +14,080 | New |
| Coastal Investment Advisors, Inc. | 15,234 | $226.5K | 0.05% | +15,234 | New |
| Oppenheimer & Co Inc | 16,000 | $237.9K | 0.00% | +1,300+8.8% | Added |
| Optimum Investment Advisors | 16,267 | $241.9K | 0.12% | −992−5.7% | Reduced |
| Aristides Capital LLC | 16,961 | $252.2K | 0.13% | +16,961 | New |
| Change Path, LLC | 17,700 | $263.0K | 0.02% | +17,700 | New |
| LM Advisors LLC | 18,917 | $281.3K | 0.06% | +18,917 | New |
| Allie Family Office LLC | 20,000 | $297.4K | 0.21% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 20,771 | $308.9K | 0.00% | −199−0.9% | Reduced |
| Raymond James & Associates | 21,745 | $323.4K | 0.00% | −332−1.5% | Reduced |
| Aviance Capital Partners, LLC | 24,130 | $358.8K | 0.08% | −1,228−4.8% | Reduced |
| Capstone Financial Advisors, Inc. | 24,144 | $359.0K | 0.03% | 00.0% | Unchanged |
| Walled Lake Planning & Wealth Management, LLC | 24,172 | $359.4K | 0.17% | +7,035+41.1% | Added |
| Weiss Asset Management LP | 25,287 | $376.0K | 0.03% | +25,287 | New |
| Brogan Financial, Inc. | 25,728 | $382.6K | 0.28% | +25,728 | New |
| Summit X, LLC | 26,325 | $391.4K | 0.11% | +1,895+7.8% | Added |
| Moors & Cabot, Inc. | 28,400 | $422.3K | 0.03% | −5,000−15.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 33,051 | $491.5K | 0.03% | +33,051 | New |
| Walleye Capital LLC | 36,429 | $541.7K | 0.01% | +36,429 | New |
| Atria Wealth Solutions, Inc. | 39,530 | $587.8K | 0.01% | +10,213+34.8% | Added |
| Journey Strategic Wealth LLC | 41,113 | $611.4K | 0.03% | −4,000−8.9% | Reduced |
| Schwarz Dygos Wheeler Investment Advisors LLC | 42,876 | $637.6K | 0.20% | +285+0.7% | Added |
| Advisor Group Holdings, Inc. | 44,474 | $661.3K | 0.00% | −10,344−18.9% | Reduced |
| LPL Financial LLC | 47,579 | $707.5K | 0.00% | +5,275+12.5% | Added |
| Landscape Capital Management, L.L.C. | 49,316 | $733.3K | 0.07% | +49,316 | New |
| Commonwealth Equity Services, LLC | 50,237 | $747.0K | 0.00% | −2,275−4.3% | Reduced |
| Invesco Ltd. | 58,599 | $871.4K | 0.00% | −56,892−49.3% | Reduced |
| Wedbush Securities Inc | 64,947 | $966.0K | 0.04% | +2,380+3.8% | Added |
| Gridiron Partners, LLC | 76,647 | $1.14M | 0.80% | +76,647 | New |
| Vivaldi Capital Management, LLC | 85,521 | $1.32M | 0.40% | +85,521 | New |
| Stifel Financial Corp | 119,011 | $1.77M | 0.00% | +17,755+17.5% | Added |
| Captrust Financial Advisors | 146,065 | $2.17M | 0.01% | −3,475−2.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 164,256 | $2.44M | 0.00% | +15,653+10.5% | Added |
| Rockefeller Capital Management L.P. | 181,504 | $2.70M | 0.01% | +19,382+12.0% | Added |
| Pettinga Financial Advisors, LLC | 186,855 | $2.78M | 0.75% | −18,102−8.8% | Reduced |
| Consolidated Portfolio Review Corp | 191,764 | $2.85M | 0.65% | +15,099+8.5% | Added |
| Penn Mutual Asset Management, LLC | 199,841 | $2.97M | 2.29% | 00.0% | Unchanged |
| Bank of America Corp | 223,235 | $3.32M | 0.00% | −14,489−6.1% | Reduced |
| Independent Financial Group, LLC | 258,195 | $3.84M | 0.21% | +8,230+3.3% | Added |
| Cohen & Steers, Inc. | 271,007 | $4.03M | 0.01% | 00.0% | Unchanged |
| Ieq Capital, LLC | 303,175 | $4.51M | 0.07% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 447,162 | $6.65M | 0.12% | +31,507+7.6% | Added |
| HighTower Advisors, LLC | 451,555 | $6.70M | 0.01% | +3,124+0.7% | Added |
| Herr Investment Group LLC | 636,362 | $9.46M | 2.53% | −57,421−8.3% | Reduced |
| Royal Bank of Canada | 846,961 | $12.6M | 0.00% | +161,613+23.6% | Added |
| UBS Group AG | 1,137,920 | $16.9M | 0.01% | −501,980−30.6% | Reduced |
| Wells Fargo & Company | 1,234,395 | $18.4M | 0.01% | +261,626+26.9% | Added |
| Morgan Stanley | 1,812,983 | $27.0M | 0.00% | −465,429−20.4% | Reduced |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −132,859−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −91,625−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −51,296−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −46,200−100.0% | Sold out |
| Pathway Financial Advisers, LLC | 0 | $0 | 0.00% | −36,679−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −34,833−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −24,370−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −12,502−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −670−100.0% | Sold out |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |