DoubleLine Yield Opportunities Fund
DLY- Exchange
- NYSE
- SEC CIK
- 0001788399
In the last 90 days, DoubleLine Yield Opportunities Fund insiders filed 1 open-market purchase and 0 sales; 89 institutions reported holding it in 13F filings for Q2 2026, worth $187.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in DoubleLine Yield Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +11 vs. Q2 2023
- Shares held
- 10.5M
- −682.6K (−6.1%) vs. Q2 2023
- Total value
- $154.9M
- −$7.80M (−4.8%) vs. Q2 2023
- New holders
- 12
- 25 more added
- Sold out
- 1
- 13 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 89 | $187.3M |
| Q1 2026 | 95 | $191.4M |
| Q4 2025 | 100 | $191.9M |
| Q3 2025 | 91 | $167.3M |
| Q2 2025 | 80 | $162.1M |
| Q1 2025 | 73 | $166.0M |
| Q4 2024 | 82 | $144.4M |
| Q3 2024 | 77 | $149.7M |
| Q2 2024 | 74 | $151.0M |
| Q1 2024 | 78 | $157.0M |
| Q4 2023 | 73 | $147.5M |
| Q3 2023 | 63 | $154.9M |
| Q2 2023 | 52 | $162.7M |
| Q1 2023 | 54 | $165.1M |
| Q4 2022 | 58 | $158.2M |
| Q3 2022 | 54 | $159.6M |
| Q2 2022 | 57 | $176.0M |
| Q1 2022 | 52 | $204.4M |
| Q4 2021 | 50 | $223.2M |
| Q3 2021 | 39 | $199.6M |
| Q2 2021 | 38 | $194.8M |
| Q1 2021 | 36 | $167.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding DoubleLine Yield Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,278,412 | $33.6M | 0.00% | −378,448−14.2% | Reduced |
| UBS Group AG | 1,639,900 | $24.2M | 0.01% | −26,276−1.6% | Reduced |
| Wells Fargo & Company | 972,769 | $14.3M | 0.00% | +165,835+20.6% | Added |
| Herr Investment Group LLC | 693,783 | $10.2M | 3.18% | +1,316+0.2% | Added |
| Royal Bank of Canada | 685,348 | $10.1M | 0.00% | +3,873+0.6% | Added |
| HighTower Advisors, LLC | 448,431 | $6.61M | 0.01% | +21,228+5.0% | Added |
| Penserra Capital Management LLC | 415,655 | $6.12M | 0.13% | −380,985−47.8% | Reduced |
| Ieq Capital, LLC | 303,175 | $4.47M | 0.09% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 271,007 | $3.99M | 0.01% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 249,965 | $3.68M | 0.24% | +6,005+2.5% | Added |
| Bank of America Corp | 237,724 | $3.50M | 0.00% | +794+0.3% | Added |
| Pettinga Financial Advisors, LLC | 204,957 | $3.02M | 0.91% | −71,170−25.8% | Reduced |
| Penn Mutual Asset Management, LLC | 199,841 | $2.94M | 2.76% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 176,665 | $2.60M | 0.63% | +8,040+4.8% | Added |
| Rockefeller Capital Management L.P. | 162,122 | $2.39M | 0.01% | +3,608+2.3% | Added |
| Captrust Financial Advisors | 149,540 | $2.20M | 0.01% | −54,845−26.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 148,603 | $2.19M | 0.00% | +47,197+46.5% | Added |
| Sit Investment Associates Inc | 132,859 | $1.96M | 0.05% | 00.0% | Unchanged |
| Invesco Ltd. | 115,491 | $1.70M | 0.00% | +7,997+7.4% | Added |
| Stifel Financial Corp | 101,256 | $1.49M | 0.00% | −1,163−1.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 91,625 | $1.35M | 0.00% | −110,561−54.7% | Reduced |
| Wedbush Securities Inc | 62,567 | $922.0K | 0.05% | +11,951+23.6% | Added |
| Advisor Group Holdings, Inc. | 54,818 | $807.5K | 0.00% | +14,661+36.5% | Added |
| Commonwealth Equity Services, LLC | 52,512 | $774.0K | 0.00% | −3,757−6.7% | Reduced |
| Atlas Wealth LLC | 51,296 | $755.6K | 0.14% | −96,148−65.2% | Reduced |
| Evoke Wealth, LLC | 46,200 | $680.5K | 0.02% | 00.0% | Unchanged |
| Journey Strategic Wealth LLC | 45,113 | $664.5K | 0.03% | +22,000+95.2% | Added |
| Schwarz Dygos Wheeler Investment Advisors LLC | 42,591 | $627.4K | 0.21% | +9,297+27.9% | Added |
| LPL Financial LLC | 42,304 | $623.1K | 0.00% | +1,400+3.4% | Added |
| Pathway Financial Advisers, LLC | 36,679 | $540.3K | 0.22% | +36,679 | New |
| JPMorgan Chase & Co | 34,833 | $513.1K | 0.00% | +23,338+203.0% | Added |
| Moors & Cabot, Inc. | 33,400 | $492.0K | 0.03% | +200+0.6% | Added |
| Atria Wealth Solutions, Inc. | 29,317 | $431.8K | 0.01% | −11,437−28.1% | Reduced |
| Aviance Capital Partners, LLC | 25,358 | $373.5K | 0.08% | +25,358 | New |
| Pathstone Family Office, LLC | 24,933 | $367.2K | 0.00% | +24,933 | New |
| Summit X, LLC | 24,430 | $359.9K | 0.11% | −3,490−12.5% | Reduced |
| Millennium Management LLC | 24,370 | $359.0K | 0.00% | +24,370 | New |
| Capstone Financial Advisors, Inc. | 24,144 | $355.6K | 0.03% | +24,144 | New |
| Raymond James & Associates | 22,077 | $325.2K | 0.00% | +1,057+5.0% | Added |
| Guggenheim Capital LLC | 20,970 | $308.9K | 0.00% | +4,224+25.2% | Added |
| Allie Family Office LLC | 20,000 | $294.6K | 0.24% | 00.0% | Unchanged |
| Optimum Investment Advisors | 17,259 | $254.2K | 0.13% | +60.0% | Added |
| Walled Lake Planning & Wealth Management, LLC | 17,137 | $252.4K | 0.13% | +17,137 | New |
| Oppenheimer & Co Inc | 14,700 | $216.5K | 0.00% | −10,500−41.7% | Reduced |
| Avidian Wealth Solutions, LLC | 14,000 | $206.2K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 13,635 | $200.8K | 0.00% | +421+3.2% | Added |
| Integrated Wealth Concepts LLC | 12,502 | $184.2K | 0.00% | +12,502 | New |
| Comerica Bank | 10,126 | $149.2K | 0.00% | +10,126 | New |
| Activest Wealth Management | 4,822 | $71.0K | 0.04% | +115+2.4% | Added |
| Highlander Capital Management, LLC | 4,350 | $64.0K | 0.03% | +1,000+29.9% | Added |
| Lindbrook Capital, LLC | 2,600 | $38.3K | 0.00% | −400−13.3% | Reduced |
| Financial Management Professionals, Inc. | 1,186 | $17.0K | 0.00% | +28+2.4% | Added |
| Hollencrest Capital Management | 1,004 | $14.8K | 0.00% | +1,004 | New |
| Sunbelt Securities, Inc. | 1,000 | $14.7K | 0.00% | +1,000 | New |
| Jamison Private Wealth Management, Inc. | 1,000 | $14.7K | 0.00% | +1,000 | New |
| Larson Financial Group LLC | 839 | $12.4K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 700 | $10.3K | 0.01% | +340+94.4% | Added |
| Northwestern Mutual Wealth Management Co | 670 | $9.87K | 0.00% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 500 | $7.37K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 455 | $6.70K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 450 | $6.63K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 350 | $5.16K | 0.00% | +350 | New |
| Parallel Advisors, LLC | 23 | $348 | 0.00% | 00.0% | Unchanged |
| Arbor Capital Management Inc | 0 | $0 | 0.00% | −67,936−100.0% | Sold out |