DoubleLine Yield Opportunities Fund
DLY- Exchange
- NYSE
- SEC CIK
- 0001788399
In the last 90 days, DoubleLine Yield Opportunities Fund insiders filed 1 open-market purchase and 0 sales; 89 institutions reported holding it in 13F filings for Q2 2026, worth $187.3M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in DoubleLine Yield Opportunities Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +4 vs. Q3 2022
- Shares held
- 12.1M
- +233.5K (+2.0%) vs. Q3 2022
- Total value
- $158.2M
- −$1.39M (−0.9%) vs. Q3 2022
- New holders
- 16
- 16 more added
- Sold out
- 12
- 15 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 89 | $187.3M |
| Q1 2026 | 95 | $191.4M |
| Q4 2025 | 100 | $191.9M |
| Q3 2025 | 91 | $167.3M |
| Q2 2025 | 80 | $162.1M |
| Q1 2025 | 73 | $166.0M |
| Q4 2024 | 82 | $144.4M |
| Q3 2024 | 77 | $149.7M |
| Q2 2024 | 74 | $151.0M |
| Q1 2024 | 78 | $157.0M |
| Q4 2023 | 73 | $147.5M |
| Q3 2023 | 63 | $154.9M |
| Q2 2023 | 52 | $162.7M |
| Q1 2023 | 54 | $165.1M |
| Q4 2022 | 58 | $158.2M |
| Q3 2022 | 54 | $159.6M |
| Q2 2022 | 57 | $176.0M |
| Q1 2022 | 52 | $204.4M |
| Q4 2021 | 50 | $223.2M |
| Q3 2021 | 39 | $199.6M |
| Q2 2021 | 38 | $194.8M |
| Q1 2021 | 36 | $167.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding DoubleLine Yield Opportunities Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,921,261 | $38.3M | 0.00% | −574,504−16.4% | Reduced |
| UBS Group AG | 1,791,461 | $23.5M | 0.01% | −247,787−12.2% | Reduced |
| Penserra Capital Management LLC | 686,857 | $9.01M | 0.20% | +61,713+9.9% | Added |
| Herr Investment Group LLC | 646,298 | $8.48M | 1.61% | +646,298 | New |
| Royal Bank of Canada | 615,165 | $8.07M | 0.00% | −214,295−25.8% | Reduced |
| Wells Fargo & Company | 513,963 | $6.74M | 0.00% | −3,060−0.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 449,243 | $5.89M | 0.01% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 415,841 | $5.46M | 0.01% | 00.0% | Unchanged |
| Pettinga Financial Advisors, LLC | 354,507 | $4.65M | 1.52% | −78,985−18.2% | Reduced |
| Ieq Capital, LLC | 325,634 | $4.27M | 0.12% | +325,634 | New |
| Sit Investment Associates Inc | 324,341 | $4.25M | 0.12% | +97,026+42.7% | Added |
| HighTower Advisors, LLC | 303,048 | $3.96M | 0.01% | +12,711+4.4% | Added |
| City of London Investment Management Co Ltd | 275,054 | $3.63M | 0.29% | +24,900+10.0% | Added |
| Bank of America Corp | 264,648 | $3.47M | 0.00% | +47,174+21.7% | Added |
| Independent Financial Group, LLC | 252,097 | $3.31M | 0.28% | +7,826+3.2% | Added |
| Penn Mutual Asset Management, LLC | 199,841 | $2.62M | 2.93% | 00.0% | Unchanged |
| Captrust Financial Advisors | 197,049 | $2.59M | 0.01% | +72,141+57.8% | Added |
| Atlas Wealth LLC | 196,616 | $2.58M | 0.70% | +196,616 | New |
| Invesco Ltd. | 143,867 | $1.89M | 0.00% | −5,206−3.5% | Reduced |
| Rockefeller Capital Management L.P. | 138,489 | $1.82M | 0.01% | +3,056+2.3% | Added |
| Family Management Corp | 87,522 | $1.15M | 0.28% | −33,726−27.8% | Reduced |
| Relative Value Partners Group, LLC | 86,245 | $1.13M | 0.08% | −11,131−11.4% | Reduced |
| Stifel Financial Corp | 79,323 | $1.04M | 0.00% | −28,802−26.6% | Reduced |
| Logan Stone Capital, LLC | 73,241 | $960.9K | 0.36% | +5,164+7.6% | Added |
| Arbor Capital Management Inc | 71,681 | $954.8K | 0.85% | +71,681 | New |
| LPL Financial LLC | 70,514 | $925.1K | 0.00% | +33,585+90.9% | Added |
| Evoke Wealth, LLC | 64,775 | $849.8K | 0.03% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 57,970 | $760.0K | 0.00% | +9,080+18.6% | Added |
| Weiss Asset Management LP | 38,658 | $507.2K | 0.02% | +38,658 | New |
| Elequin Capital LP | 37,547 | $492.6K | 0.14% | +37,547 | New |
| Pathway Financial Advisers, LLC | 37,189 | $487.9K | 0.20% | +37,189 | New |
| Robinson Capital Management, LLC | 36,168 | $485.4K | 0.25% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 32,600 | $427.7K | 0.03% | +19,900+156.7% | Added |
| Wedbush Securities Inc | 29,607 | $388.0K | 0.02% | −3,274−10.0% | Reduced |
| Landscape Capital Management, L.L.C. | 27,884 | $365.8K | 0.05% | +13,384+92.3% | Added |
| Schwarz Dygos Wheeler Investment Advisors LLC | 27,725 | $363.8K | 0.14% | +27,725 | New |
| Ellsworth Advisors, LLC | 19,219 | $278.7K | 0.10% | +19,219 | New |
| Allie Family Office LLC | 20,000 | $262.4K | 0.22% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 19,850 | $260.4K | 0.01% | +19,850 | New |
| Advisor Group Holdings, Inc. | 17,505 | $230.0K | 0.00% | −4,485−20.4% | Reduced |
| Journey Strategic Wealth LLC | 17,206 | $225.7K | 0.03% | +17,206 | New |
| Jane Street Group, LLC | 16,294 | $213.8K | 0.00% | +16,294 | New |
| Atria Wealth Solutions, Inc. | 15,176 | $199.1K | 0.00% | +161+1.1% | Added |
| Ground Swell Capital, LLC | 14,986 | $196.6K | 0.87% | +14,986 | New |
| Optimum Investment Advisors | 13,741 | $180.3K | 0.10% | −1,994−12.7% | Reduced |
| Raymond James & Associates | 10,691 | $140.3K | 0.00% | −112,500−91.3% | Reduced |
| Activest Wealth Management | 4,479 | $58.8K | 0.02% | +116+2.7% | Added |
| U.S. Capital Wealth Advisors, LLC | 3,840 | $50.4K | 0.00% | −12,345−76.3% | Reduced |
| Financial Management Professionals, Inc. | 1,101 | $14.0K | 0.00% | +27+2.5% | Added |
| Larson Financial Group LLC | 839 | $11.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 670 | $8.79K | 0.00% | −691−50.8% | Reduced |
| Moisand Fitzgerald Tamayo, LLC | 500 | $6.56K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 450 | $5.90K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 368 | $4.83K | 0.00% | +368 | New |
| Advisory Services Network, LLC | 341 | $4.47K | 0.00% | +341 | New |
| Money Concepts Capital Corp | 300 | $3.94K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 21 | $288 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 12,500 | $164 | 0.00% | +12,500 | New |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −155,665−100.0% | Sold out |
| Tiedemann Advisors, LLC | 0 | $0 | 0.00% | −43,274−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −37,859−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −32,028−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −18,100−100.0% | Sold out |
| Summit X, LLC | 0 | $0 | 0.00% | −15,993−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −11,300−100.0% | Sold out |
| MUFG Americas Holdings Corp | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| PSI Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Westside Investment Management, Inc. | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |