DoubleLine Yield Opportunities Fund
DLY- Exchange
- NYSE
- SEC CIK
- 0001788399
In the last 90 days, DoubleLine Yield Opportunities Fund insiders filed 1 open-market purchase and 0 sales; 89 institutions reported holding it in 13F filings for Q2 2026, worth $187.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in DoubleLine Yield Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- +2 vs. Q2 2021
- Shares held
- 10.4M
- +1.17M (+12.6%) vs. Q2 2021
- Total value
- $199.6M
- +$6.52M (+3.4%) vs. Q2 2021
- New holders
- 7
- 19 more added
- Sold out
- 5
- 7 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DLY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 89 | $187.3M |
| Q1 2026 | 95 | $191.4M |
| Q4 2025 | 100 | $191.9M |
| Q3 2025 | 91 | $167.3M |
| Q2 2025 | 80 | $162.1M |
| Q1 2025 | 73 | $166.0M |
| Q4 2024 | 82 | $144.4M |
| Q3 2024 | 77 | $149.7M |
| Q2 2024 | 74 | $151.0M |
| Q1 2024 | 78 | $157.0M |
| Q4 2023 | 73 | $147.5M |
| Q3 2023 | 63 | $154.9M |
| Q2 2023 | 52 | $162.7M |
| Q1 2023 | 54 | $165.1M |
| Q4 2022 | 58 | $158.2M |
| Q3 2022 | 54 | $159.6M |
| Q2 2022 | 57 | $176.0M |
| Q1 2022 | 52 | $204.4M |
| Q4 2021 | 50 | $223.2M |
| Q3 2021 | 39 | $199.6M |
| Q2 2021 | 38 | $194.8M |
| Q1 2021 | 36 | $167.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding DoubleLine Yield Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,007,551 | $57.5M | 0.01% | +82,268+2.8% | Added |
| UBS Group AG | 2,013,958 | $38.5M | 0.02% | +186,488+10.2% | Added |
| Royal Bank of Canada | 982,895 | $18.8M | 0.01% | +34,849+3.7% | Added |
| Penserra Capital Management LLC | 641,221 | $12.3M | 0.25% | −230,948−26.5% | Reduced |
| Wells Fargo & Company | 596,459 | $11.4M | 0.00% | −110,831−15.7% | Reduced |
| Pettinga Financial Advisors, LLC | 564,629 | $10.8M | 2.75% | +164,495+41.1% | Added |
| Punch & Associates Investment Management, Inc. | 511,263 | $9.77M | 0.56% | +51,003+11.1% | Added |
| Litman Gregory Asset Management LLC | 392,555 | $7.50M | 1.41% | +384,763+4,937.9% | Added |
| Rockefeller Capital Management L.P. | 359,371 | $6.87M | 0.04% | +352,196+4,908.7% | Added |
| Cohen & Steers, Inc. | 311,540 | $5.95M | 0.01% | +166,993+115.5% | Added |
| Bank of America Corp | 164,022 | $3.13M | 0.00% | −158,746−49.2% | Reduced |
| Lido Advisors, LLC | 160,118 | $3.06M | 0.07% | +160,118 | New |
| Family Management Corp | 154,057 | $2.94M | 0.81% | −1,102−0.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 86,241 | $1.65M | 0.07% | +86,241 | New |
| Penn Mutual Asset Management, LLC | 67,612 | $1.29M | 2.04% | 00.0% | Unchanged |
| Stifel Financial Corp | 66,040 | $1.26M | 0.00% | +30,620+86.4% | Added |
| Evoke Wealth, LLC | 63,275 | $1.21M | 0.05% | +3,389+5.7% | Added |
| Invesco Ltd. | 55,679 | $1.06M | 0.00% | −421−0.8% | Reduced |
| Commonwealth Equity Services, LLC | 37,648 | $719.0K | 0.00% | +8,036+27.1% | Added |
| Wedbush Securities Inc | 32,930 | $629.0K | 0.03% | +1,875+6.0% | Added |
| Advisor Group Holdings, Inc. | 23,422 | $447.0K | 0.00% | +15,354+190.3% | Added |
| Optimum Investment Advisors | 20,815 | $398.0K | 0.17% | +1,004+5.1% | Added |
| LPL Financial LLC | 18,885 | $361.0K | 0.00% | +1,503+8.6% | Added |
| Robinson Capital Management, LLC | 18,735 | $358.0K | 0.32% | −32,939−63.7% | Reduced |
| Envestnet Asset Management Inc | 18,685 | $357.0K | 0.00% | +18,685 | New |
| Susquehanna International Group, LLP | 13,007 | $249.0K | 0.00% | +13,007 | New |
| Kestra Private Wealth Services, LLC | 12,078 | $231.0K | 0.01% | +78+0.7% | Added |
| B. Riley Wealth Management, Inc. | 11,926 | $228.0K | 0.02% | +11,926 | New |
| Transcend Wealth Collective, LLC | 11,596 | $225.0K | 0.02% | +1,100+10.5% | Added |
| JPMorgan Chase & Co | 10,000 | $191.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,871 | $112.0K | 0.05% | +1,871+46.8% | Added |
| FourThought Financial, LLC | 3,100 | $59.0K | 0.01% | 00.0% | Unchanged |
| CX Institutional | 3,014 | $58.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,918 | $56.0K | 0.00% | +51+1.8% | Added |
| Koshinski Asset Management, Inc. | 1,200 | $22.9K | 0.00% | +1,200 | New |
| Moisand Fitzgerald Tamayo, LLC | 500 | $10.0K | 0.00% | +500 | New |
| Patriot Financial Group Insurance Agency, LLC | 431 | $8.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 109 | $2.00K | 0.00% | −38−25.9% | Reduced |
| Westside Investment Management, Inc. | 2,500 | – | – | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −22,252−100.0% | Sold out |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −21,469−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −14,573−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −4,020−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |